0001209191-18-005487.txt : 20180125
0001209191-18-005487.hdr.sgml : 20180125
20180125194621
ACCESSION NUMBER: 0001209191-18-005487
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180123
FILED AS OF DATE: 20180125
DATE AS OF CHANGE: 20180125
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Little Gary
CENTRAL INDEX KEY: 0001700290
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38031
FILM NUMBER: 18549627
MAIL ADDRESS:
STREET 1: 3200 ALPINE ROAD
CITY: PORTOLA VALLEY
STATE: CA
ZIP: 94028
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MULESOFT, INC
CENTRAL INDEX KEY: 0001374684
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 205158650
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 77 GEARY ST.
STREET 2: SUITE 400
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
BUSINESS PHONE: 415-229-2009
MAIL ADDRESS:
STREET 1: 77 GEARY ST.
STREET 2: SUITE 400
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
FORMER COMPANY:
FORMER CONFORMED NAME: MULESOFT INC
DATE OF NAME CHANGE: 20100401
FORMER COMPANY:
FORMER CONFORMED NAME: MULESOURCE INC
DATE OF NAME CHANGE: 20060906
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-01-23
0
0001374684
MULESOFT, INC
MULE
0001700290
Little Gary
3200 ALPINE ROAD
PORTOLA VALLEY
CA
94028
1
0
0
0
Class A Common Stock
2018-01-23
4
C
0
2107038
A
2107038
I
See footnote
Class A Common Stock
2018-01-23
4
J
0
2107038
0.00
D
0
I
See footnote
Class A Common Stock
2018-01-23
4
J
0
33076
0.00
A
81570
I
See footnote
Class A Common Stock
2018-01-24
4
S
0
10555
24.9402
D
71015
I
See footnote
Class A Common Stock
2018-01-24
4
S
0
5983
25.1589
D
65032
I
See footnote
Class A Common Stock
2018-01-23
4
J
0
3674
0.00
A
7290
I
See footnote
Class A Common Stock
2018-01-24
4
S
0
1170
24.9403
D
6120
I
See footnote
Class A Common Stock
2018-01-24
4
S
0
667
25.1578
D
5453
I
See footnote
Class A Common Stock
2018-01-23
4
J
0
3674
0.00
A
7290
I
See footnote
Class A Common Stock
2018-01-24
4
S
0
1170
24.9403
D
6120
I
See footnote
Class A Common Stock
2018-01-24
4
S
0
667
25.1578
D
5453
I
See footnote
Class A Common Stock
2018-01-23
4
J
0
3674
0.00
A
7290
I
See footnote
Class A Common Stock
2018-01-24
4
S
0
1170
24.9403
D
6120
I
See footnote
Class A Common Stock
2018-01-24
4
S
0
667
25.1578
D
7290
I
See footnote
Class B Common Stock
2018-01-23
4
C
0
2107038
0.00
D
Class A Common Stock
2107038
0
I
See footnote
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration
date.
The shares are held of record by Morgenthaler Partners VIII, L.P. ("Morgenthaler Partners"). Morgenthaler Management Partners VIII, LLC
("Morgenthaler Management") is the sole general partner of Morgenthaler Partners. As a member of Morgenthaler Management, the Reporting
Person shares voting and dispositive power with respect to the shares held of record by Morgenthaler Partners. Morgenthaler Management and
the Reporting Person disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein.
Represents a pro-rata, in-kind distribution by Morgenthaler Partners without additional consideration, to its partners. Morgenthaler Partners distributed an aggregate of 1,644,667 shares to its limited partners on a pro-rata basis and 462,371 shares to its general partner, Morgenthaler Management. Morgenthaler Management subsequently distributed 462,371 shares on a pro-rata basis for no additional consideration to its members and assignees.
Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro-rata in-kind distribution by Morgenthaler Partners to Morgenthaler Management and the subsequent pro-rata in-kind distribution to its members and assignees, including the trusts associated with the Reporting Person and his family members.
Shares are held by The Little 1995 Family Trust, for which the Reporting Person is trustee.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on August 15, 2017.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.05 to $25.045, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (7) and (8) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.05 to $25.855, inclusive.
Shares are held by The Allison F. Little Exempt Trust whose trustee is an immediate family member of the Reporting Person but does not share a household with the Reporting Person and in which the Reporting Person may be deemed to have indirect pecuniary interest.
Shares are held by The Christine C. Little Exempt Trust whose trustee is an immediate family member of the Reporting Person but does not share a household with the Reporting Person and in which the Reporting Person may be deemed to have indirect pecuniary interest.
Shares are held by The Scott M. Little Exempt Trust whose trustee is an immediate family member of the Reporting Person but does not share a household with the Reporting Person and in which the Reporting Person may be deemed to have indirect pecuniary interest.
/s/ Aref Wardak, by power of attorney
2018-01-25