0001209191-17-058614.txt : 20171101 0001209191-17-058614.hdr.sgml : 20171101 20171101163151 ACCESSION NUMBER: 0001209191-17-058614 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171030 FILED AS OF DATE: 20171101 DATE AS OF CHANGE: 20171101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mason Ross CENTRAL INDEX KEY: 0001700848 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38031 FILM NUMBER: 171169371 MAIL ADDRESS: STREET 1: 77 GEARY STREET, SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MULESOFT, INC CENTRAL INDEX KEY: 0001374684 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 205158650 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 77 GEARY ST. STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 BUSINESS PHONE: 415-229-2009 MAIL ADDRESS: STREET 1: 77 GEARY ST. STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 FORMER COMPANY: FORMER CONFORMED NAME: MULESOFT INC DATE OF NAME CHANGE: 20100401 FORMER COMPANY: FORMER CONFORMED NAME: MULESOURCE INC DATE OF NAME CHANGE: 20060906 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-10-30 0 0001374684 MULESOFT, INC MULE 0001700848 Mason Ross 77 GEARY STREET, SUITE 400 SAN FRANCISCO CA 94108 0 0 1 0 Class A Common Stock 2017-10-30 4 C 0 125000 A 125000 D Class A Common Stock 2017-10-30 4 S 0 124800 23.2675 D 200 D Class A Common Stock 2017-10-30 4 S 0 200 23.9175 D 0 D Stock Option 0.135 2017-10-30 4 M 0 60000 0.00 D 2020-07-01 Class B Common Stock 60000 510014 D Class B Common Stock 0.135 2017-10-30 4 M 0 60000 0.00 A Class A Common Stock 60000 6182401 D Class B Common Stock 2017-10-30 4 C 0 125000 0.00 D Class A Common Stock 125000 6057401 D Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2017. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.91 to $23.905, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sole at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.91 to $23.925, inclusive. Shares subject to the option are fully vested and immediately exercisable. /s/ Aref Wardak, by power of attorney 2017-11-01