0001374022-18-000002.txt : 20180131 0001374022-18-000002.hdr.sgml : 20180131 20180130194135 ACCESSION NUMBER: 0001374022-18-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180131 DATE AS OF CHANGE: 20180130 EFFECTIVENESS DATE: 20180131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mitsubishi UFJ Securities Holdings Co., Ltd. CENTRAL INDEX KEY: 0001374022 IRS NUMBER: 000000000 STATE OF INCORPORATION: M0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13570 FILM NUMBER: 18560600 BUSINESS ADDRESS: STREET 1: 1-9-2 STREET 2: OTEMACHI FINANCIAL CITY GRAND CUBE CITY: OTEMACHI, CHIYODA-KU, TOKYO STATE: M0 ZIP: 100-8127 BUSINESS PHONE: (81) 3-6742-1100 MAIL ADDRESS: STREET 1: 1-9-2 STREET 2: OTEMACHI FINANCIAL CITY GRAND CUBE CITY: OTEMACHI, CHIYODA-KU, TOKYO STATE: M0 ZIP: 100-8127 FORMER COMPANY: FORMER CONFORMED NAME: Mitsubishi UFJ Securities Co., Ltd. DATE OF NAME CHANGE: 20060828 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001374022 XXXXXXXX 12-31-2017 12-31-2017 Mitsubishi UFJ Securities Holdings Co., Ltd.
1-9-2 OTEMACHI FINANCIAL CITY GRAND CUBE OTEMACHI, CHIYODA-KU, TOKYO M0 100-8127
13F COMBINATION REPORT 028-13570 28-15731 MUFG Securities EMEA plc N
Morio Hara Deputy General Manager of Corporate Planning Division 81-3-6742-1100 Morio Hara January 19, 2018 Tokyo M0 01-19-2018 1 229 23829 false 1 28-13582 Mitsubishi UFJ Financial Group, Inc.
INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 3M COCOM88579Y101209890SHDFND0189000ABBOTT LABSCOM00282410022390SHDFND0139000ABBVIE INCCOM00287Y10945470SHDFND0147000ACTIVISION BLIZZARD INCCOM00507V1094877690SHDFND01769000ADOBE SYS INCCOM00724F101124710SHDFND0171000AGILENT TECHNOLOGIES INCCOM00846U10112180SHDFND0118000ALBEMARLE CORPCOM012653101430SHDFND013000ALCOA CORPCOM013872106761410SHDFND01141000ALEXION PHARMACEUTICALS INCCOM01535110936300SHDFND0130000ALLERGAN PLCSHSG0177J10816100SHDFND0110000ALPHABET INCCAP STK CL C02079K107366350SHDFND0135000ALPHABET INCCAP STK CL A02079K305337320SHDFND0132000ALTRIA GROUP INCCOM02209S10338530SHDFND0153000AMAZON COM INCCOM023135106748640SHDFND0164000AMERICAN AIRLS GROUP INCCOM02376R102521000SHDFND01100000AMERICAN EXPRESS COCOM02581610946460SHDFND0146000AMERIPRISE FINL INCCOM03076C106530SHDFND013000AMGEN INCCOM03116210096550SHDFND0155000AMPHENOL CORP NEWCL A032095101971100SHDFND01110000ANALOG DEVICES INCCOM03265410581910SHDFND0191000ANDEAVORCOM03349M10574650SHDFND0165000ANTHEM INCCOM03675210359260SHDFND0126000APPLE INCCOM03783310011056530SHDFND01653000APPLIED MATLS INCCOM0382221051182310SHDFND01231000AUTODESK INCCOM05276910628270SHDFND0127000BANK AMER CORPCOM0605051042287740SHDFND01774000BANK NEW YORK MELLON CORPCOM06405810023430SHDFND0143000BAXTER INTL INCCOM07181310920310SHDFND0131000BECTON DICKINSON & COCOM075887109143670SHDFND0167000BED BATH & BEYOND INCCOM0758961004170SHDFND0117000BERKSHIRE HATHAWAY INC DELCL B NEW08467070275380SHDFND0138000BEST BUY INCCOM0865161011392030SHDFND01203000BIOGEN INCCOM09062X10373230SHDFND0123000BIOMARIN PHARMACEUTICAL INCCOM09061G101450SHDFND015000BLACKROCK INCCOM09247X101510SHDFND011000BOEING COCOM09702310529100SHDFND0110000BORGWARNER INCCOM09972410610190SHDFND0119000BOSTON SCIENTIFIC CORPCOM1011371073140SHDFND0114000BRISTOL MYERS SQUIBB COCOM11012210828450SHDFND0145000BROADCOM LTDSHSY09827109206800SHDFND0180000C H ROBINSON WORLDWIDE INCCOM NEW12541W20912130SHDFND0113000CA INCCOM12673P10513390SHDFND0139000CADENCE DESIGN SYSTEM INCCOM127387108691640SHDFND01164000CANADA GOOSE HOLDINGS INCSHS SUB VTG135086106511610SHDFND01161000CAPITAL ONE FINL CORPCOM14040H10536360SHDFND0136000CARNIVAL CORPUNIT 99/99/9999143658300981480SHDFND01148000CARVANA COCL A146869102583050SHDFND01305000CBOE GLOBAL MARKETS INCCOM12503M1081691360SHDFND01136000CBRE GROUP INCCL A12504L109581330SHDFND01133000CELGENE CORPCOM1510201041151100SHDFND01110000CENTERPOINT ENERGY INCCOM15189T107371300SHDFND01130000CERNER CORPCOM15678210410150SHDFND0115000CHARTER COMMUNICATIONS INC NCL A16119P108252750SHDFND0175000CHECK POINT SOFTWARE TECH LTORDM2246510416150SHDFND0115000CHEVRON CORP NEWCOM16676410051410SHDFND0141000CHUBB LIMITEDCOMH1467J104430SHDFND013000CIMAREX ENERGY COCOM171798101760SHDFND016000CISCO SYS INCCOM17275R1021734530SHDFND01453000CITIGROUP INCCOM NEW172967424961290SHDFND01129000CLOROX CO DELCOM18905410974500SHDFND0150000CLOUDERA INCCOM18914U100603660SHDFND01366000CME GROUP INCCOM CL A12572Q10551350SHDFND0135000COCA COLA COCOM19121610015320SHDFND0132000COGNIZANT TECHNOLOGY SOLUTIOCL A19244610213180SHDFND0118000COMCAST CORP NEWCL A20030N1011704240SHDFND01424000COMERICA INCCOM20034010716180SHDFND0118000CONCHO RES INCCOM20605P10115100SHDFND0110000CONSTELLATION BRANDS INCCL A21036P108194850SHDFND0185000CORNING INCCOM21935010511350SHDFND0135000COSTCO WHSL CORP NEWCOM22160K10571380SHDFND0138000CREE INCCOM225447101842270SHDFND01227000CUMMINS INCCOM231021106950SHDFND015000DELTA AIR LINES INC DELCOM NEW24736170255980SHDFND0198000DEVON ENERGY CORP NEWCOM25179M103781880SHDFND01188000DISNEY WALT COCOM DISNEY25468710655510SHDFND0151000DOLLAR TREE INCCOM25674610811100SHDFND0110000DOVER CORPCOM26000310821210SHDFND0121000DOWDUPONT INCCOM26078J10032450SHDFND0145000DTE ENERGY COCOM23333110714130SHDFND0113000DUKE ENERGY CORP NEWCOM NEW26441C204110SHDFND011000DXC TECHNOLOGY COCOM23355L10634360SHDFND0136000EASTMAN CHEM COCOM27743210015160SHDFND0116000EBAY INCCOM27864210318480SHDFND0148000ELECTRONIC ARTS INCCOM28551210928270SHDFND0127000ENDO INTL PLCSHSG304011063340SHDFND0134000EOG RES INCCOM26875P101440SHDFND014000EQUIFAX INCCOM294429105110SHDFND011000ETSY INCCOM29786A106753660SHDFND01366000EXELON CORPCOM30161N101010SHDFND011000EXPEDIA INC DELCOM NEW30212P303110SHDFND011000EXPEDITORS INTL WASH INCCOM30213010910150SHDFND0115000EXPRESS SCRIPTS HLDG COCOM30219G10833440SHDFND0144000EXXON MOBIL CORPCOM30231G1021591900SHDFND01190000FACEBOOK INCCL A30303M1026903910SHDFND01391000FASTENAL COCOM31190010412220SHDFND0122000FEDEX CORPCOM31428X10682330SHDFND0133000FORD MTR CO DELCOM PAR $0.01345370860745950SHDFND01595000FORTIVE CORPCOM34959J10861850SHDFND0185000FREEPORT-MCMORAN INCCL B35671D8571719000SHDFND01900000GAP INC DELCOM364760108892610SHDFND01261000GARMIN LTDSHSH2906T10910170SHDFND0117000GENERAL ELECTRIC COCOM369604103130SHDFND013000GENERAL MLS INCCOM370334104240SHDFND014000GENERAL MTRS COCOM37045V100120SHDFND012000GILEAD SCIENCES INCCOM3755581031331860SHDFND01186000GRUBHUB INCCOM400110102881220SHDFND01122000HARLEY DAVIDSON INCCOM41282210822430SHDFND0143000HERSHEY COCOM42786610885750SHDFND0175000HOME DEPOT INCCOM4370761022621380SHDFND01138000HONEYWELL INTL INCCOM438516106960SHDFND016000HUNTINGTON BANCSHARES INCCOM446150104140SHDFND014000ILLINOIS TOOL WKS INCCOM45230810993560SHDFND0156000ILLUMINA INCCOM452327109168770SHDFND0177000INTEL CORPCOM4581401002806070SHDFND01607000INTUITCOM46120210388560SHDFND0156000JAZZ PHARMACEUTICALS PLCSHS USDG50871105430SHDFND013000JD COM INCSPON ADR CL A47215P1061573800SHDFND01380000JOHNSON & JOHNSONCOM4781601041441030SHDFND01103000JPMORGAN CHASE & COCOM46625H1002162020SHDFND01202000KEYCORP NEWCOM493267108321600SHDFND01160000KINDER MORGAN INC DELCOM49456B1012120SHDFND0112000KRAFT HEINZ COCOM500754106901160SHDFND01116000L3 TECHNOLOGIES INCCOM5024131074062050SHDFND01205000LAM RESEARCH CORPCOM512807108179970SHDFND0197000LENNAR CORPCL A52605710433520SHDFND0152000LIBERTY INTERACTIVE CORPQVC GP COM SER A53071M10411430SHDFND0143000LILLY ELI & COCOM53245710866780SHDFND0178000LINCOLN NATL CORP INDCOM53418710921270SHDFND0127000LOCKHEED MARTIN CORPCOM53983010993290SHDFND0129000LOWES COS INCCOM54866110753570SHDFND0157000LYONDELLBASELL INDUSTRIES NSHS - A -N537451001261140SHDFND01114000MARATHON PETE CORPCOM56585A10240610SHDFND0161000MARRIOTT INTL INC NEWCL A57190320295700SHDFND0170000MARSH & MCLENNAN COS INCCOM57174810251630SHDFND0163000MARTIN MARIETTA MATLS INCCOM573284106420SHDFND012000MASTERCARD INCORPORATEDCL A57636Q104133880SHDFND0188000MATTEL INCCOM5770811023220SHDFND0122000MCDONALDS CORPCOM580135101129750SHDFND0175000MEDTRONIC PLCSHSG5960L10310130SHDFND0113000MERCK & CO INCCOM58933Y10515270SHDFND0127000MICHAEL KORS HLDGS LTDSHSG60754101741180SHDFND01118000MICROCHIP TECHNOLOGY INCCOM59501710437420SHDFND0142000MICRON TECHNOLOGY INCCOM5951121034039810SHDFND01981000MICROSOFT CORPCOM59491810487510230SHDFND011023000MONDELEZ INTL INCCL A60920710528650SHDFND0165000MOODYS CORPCOM6153691051070SHDFND017000MYLAN N VSHS EURON5946510917400SHDFND0140000NETAPP INCCOM64110D104590SHDFND019000NETEASE INCSPONSORED ADR64110W10252150SHDFND0115000NETFLIX INCCOM64110L106119620SHDFND0162000NEWFIELD EXPL COCOM65129010828880SHDFND0188000NORFOLK SOUTHERN CORPCOM65584410817120SHDFND0112000NORTHERN TR CORPCOM665859104110SHDFND011000NORTHROP GRUMMAN CORPCOM6668071024141350SHDFND01135000NVIDIA CORPCOM67066G1042171120SHDFND01112000O REILLY AUTOMOTIVE INC NEWCOM67103H10724100SHDFND0110000OCCIDENTAL PETE CORP DELCOM674599105680SHDFND018000ONEOK INC NEWCOM68268010338710SHDFND0171000ORACLE CORPCOM68389X10510210SHDFND0121000OSHKOSH CORPCOM6882392014044450SHDFND01445000PACCAR INCCOM6937181089130SHDFND0113000PARKER HANNIFIN CORPCOM7010941041470SHDFND017000PAYCHEX INCCOM70432610720290SHDFND0129000PAYPAL HLDGS INCCOM70450Y1031652240SHDFND01224000PEPSICO INCCOM71344810842350SHDFND0135000PFIZER INCCOM717081103832300SHDFND01230000PG&E CORPCOM69331C108250SHDFND015000PHILIP MORRIS INTL INCCOM71817210958550SHDFND0155000PINNACLE FOODS INC DELCOM72348P104921550SHDFND01155000PRICE T ROWE GROUP INCCOM74144T10865620SHDFND0162000PROCTER AND GAMBLE COCOM74271810936390SHDFND0139000PROGRESSIVE CORP OHIOCOM74331510334600SHDFND0160000PRUDENTIAL FINL INCCOM744320102540SHDFND014000PULTE GROUP INCCOM74586710116470SHDFND0147000QUALCOMM INCCOM747525103971510SHDFND01151000RAYTHEON COCOM NEW7551115074042150SHDFND01215000REGENERON PHARMACEUTICALSCOM75886F10760160SHDFND0116000ROCKWELL AUTOMATION INCCOM77390310927140SHDFND0114000ROKU INCCOM CL A77543R102791530SHDFND01153000ROSS STORES INCCOM77829610375930SHDFND0193000S&P GLOBAL INCCOM78409V1044052390SHDFND01239000SALESFORCE COM INCCOM79466L3021111090SHDFND01109000SCHWAB CHARLES CORP NEWCOM80851310513260SHDFND0126000SEAGATE TECHNOLOGY PLCSHSG7945M10716380SHDFND0138000SEALED AIR CORP NEWCOM81211K100711440SHDFND01144000SHERWIN WILLIAMS COCOM824348106410SHDFND011000SIRIUS XM HLDGS INCCOM82968B103173110SHDFND01311000SKYWORKS SOLUTIONS INCCOM83088M10228290SHDFND0129000SOUTHERN COCOM842587107010SHDFND011000STARBUCKS CORPCOM85524410924410SHDFND0141000STERICYCLE INCCOM858912108460SHDFND016000STRYKER CORPCOM863667101530SHDFND013000SUNPOWER CORPDBCV 0.875% 6/0867652AJ8729950000PRNDFND0195000000SYMANTEC CORPCOM87150310817610SHDFND0161000SYNCHRONY FINLCOM87165B1034100SHDFND0110000T MOBILE US INCCOM872590104641000SHDFND01100000TAKE-TWO INTERACTIVE SOFTWARCOM8740541094564150SHDFND01415000TARGET CORPCOM87612E10614220SHDFND0122000TE CONNECTIVITY LTDREG SHSH8498910420210SHDFND0121000TESLA INCCOM88160R1015291700SHDFND01170000TESLA INCNOTE 0.250% 3/088160RAB7475450000PRNDFND0145000000TESLA INCNOTE 1.250% 3/088160RAC5573530000PRNDFND0153000000TEXAS INSTRS INCCOM88250810488840SHDFND0184000THERMO FISHER SCIENTIFIC INCCOM883556102210SHDFND011000TJX COS INC NEWCOM87254010975980SHDFND0198000TRIMBLE INCCOM896239100621520SHDFND01152000TRUPANION INCCOM898202106592030SHDFND01203000TWENTY FIRST CENTY FOX INCCL A90130A101441260SHDFND01126000TWITTER INCNOTE 1.000% 9/190184LAD420842230000PRNDFND01223000000UNION PAC CORPCOM90781810834250SHDFND0125000UNITED PARCEL SERVICE INCCL B91131210623190SHDFND0119000UNITED TECHNOLOGIES CORPCOM913017109320SHDFND012000UNITEDHEALTH GROUP INCCOM91324P102152690SHDFND0169000US BANCORP DELCOM NEW902973304590SHDFND019000VALERO ENERGY CORP NEWCOM91913Y10071770SHDFND0177000VEON LTDSPONSORED ADR91822M10671900SHDFND01190000VERIZON COMMUNICATIONS INCCOM92343V104741400SHDFND01140000VERTEX PHARMACEUTICALS INCCOM92532F10094630SHDFND0163000VIACOM INC NEWCL B92553P2014130SHDFND0113000VISA INCCOM CL A92826C8391881650SHDFND01165000VULCAN MATLS COCOM92916010913100SHDFND0110000WALGREENS BOOTS ALLIANCE INCCOM93142710854750SHDFND0175000WAL-MART STORES INCCOM931142103880SHDFND018000WASTE MGMT INC DELCOM94106L10910120SHDFND0112000WELLS FARGO CO NEWCOM94974610157940SHDFND0194000WESTERN DIGITAL CORPCOM958102105951200SHDFND01120000WYNN RESORTS LTDCOM98313410796570SHDFND0157000XILINX INCCOM98391910112180SHDFND0118000ZOETIS INCCL A98978V1031121550SHDFND01155000