0000899243-17-000124.txt : 20170103 0000899243-17-000124.hdr.sgml : 20170103 20170103190659 ACCESSION NUMBER: 0000899243-17-000124 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170102 FILED AS OF DATE: 20170103 DATE AS OF CHANGE: 20170103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Green Brick Partners, Inc. CENTRAL INDEX KEY: 0001373670 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 205952523 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2805 DALLAS PARKWAY, STE 400 CITY: PLANO STATE: TX ZIP: 75093 BUSINESS PHONE: 469-573-6755 MAIL ADDRESS: STREET 1: 2805 DALLAS PARKWAY, STE 400 CITY: PLANO STATE: TX ZIP: 75093 FORMER COMPANY: FORMER CONFORMED NAME: BioFuel Energy Corp. DATE OF NAME CHANGE: 20060823 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brickman James R. CENTRAL INDEX KEY: 0001622648 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33530 FILM NUMBER: 17503260 MAIL ADDRESS: STREET 1: 3131 HARVARD AVENUE STREET 2: SUTE 103 CITY: DALLAS STATE: TX ZIP: 75205 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-01-02 0 0001373670 Green Brick Partners, Inc. GRBK 0001622648 Brickman James R. 2805 DALLAS PARKWAY, SUITE 400 PLANO TX 75093 1 1 0 0 Chief Executive Officer Common Stock 2017-01-02 4 A 0 32085 0.00 A 1557704 D Common Stock 2017-01-02 4 F 0 12706 9.35 D 1544998 D Common Stock 100968 I By Roger E. Brickman GST Marital Trust Common Stock 15000 I By Brickman Living Trust Common Stock 93468 I By L. Loraine Brickman Revocable Trust On January 2, 2017, Green Brick Partners, Inc. (the "Issuer") granted a discretionary stock bonus award under the Issuer's 2014 Omnibus Equity Incentive Plan to James R. Brickman, the Issuer's Chief Executive Officer, pursuant to which the Issuer issued 32,085 shares of the Issuer's common stock to Mr. Brickman. The shares of common stock granted were fully vested upon issuance and the Issuer withheld 12,706 of the shares of common stock granted to satisfy required tax withholding in respect of the stock bonus award as was approved by the Compensation Committee of the Issuer's Board of Directors. The shares of common stock granted to Mr. Brickman were valued at $9.35 per share, the closing price per share of the Issuer's common stock on December 5, 2016. Mr. Brickman may be deemed to indirectly beneficially own shares of common stock of the Issuer directly held by the Roger E. Brickman GST Marital Trust (the "Marital Trust") by virtue of his position as a co-trustee of the Marital Trust. Mr. Brickman disclaims beneficial ownership of the shares of common stock of the Issuer directly held by the Marital Trust except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Brickman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Mr. Brickman may be deemed to indirectly beneficially own shares of common stock of the Issuer directly held by the Brickman Living Trust (the "Living Trust") by virtue of his position as the trustee of the Living Trust. Mr. Brickman disclaims beneficial ownership of the shares of common stock of the Issuer directly held by the Living Trust except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Brickman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Mr. Brickman may be deemed to indirectly beneficially own shares of common stock of the Issuer directly held by the L. Loraine Brickman Revocable Trust (the "Revocable Trust") by virtue of his position as a co-trustee of the Revocable Trust. Mr. Brickman disclaims beneficial ownership of the shares of common stock of the Issuer directly held by the Revocable Trust except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Brickman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. /s/ James R. Brickman 2017-01-03