0001580642-16-006855.txt : 20160216
0001580642-16-006855.hdr.sgml : 20160215
20160212173237
ACCESSION NUMBER: 0001580642-16-006855
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160216
DATE AS OF CHANGE: 20160212
EFFECTIVENESS DATE: 20160216
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mariner Wealth Advisors, LLC
CENTRAL INDEX KEY: 0001373442
IRS NUMBER: 204553256
STATE OF INCORPORATION: KS
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13550
FILM NUMBER: 161421144
BUSINESS ADDRESS:
STREET 1: 4200 W. 115TH STREET
STREET 2: SUITE 100
CITY: LEAWOOD
STATE: KS
ZIP: 66211
BUSINESS PHONE: 9136479700
MAIL ADDRESS:
STREET 1: 4200 W. 115TH STREET
STREET 2: SUITE 100
CITY: LEAWOOD
STATE: KS
ZIP: 66211
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001373442
XXXXXXXX
12-31-2015
12-31-2015
false
Mariner Wealth Advisors, LLC
4200 W. 115th Street
Suite 100
Leawood
KS
66211
13F COMBINATION REPORT
028-13550
028-15831
Vantage Investment Advisors, LLC
028-15092
RiverPoint Capital Management, LLC
N
Anne J. Dorian
Senior Vice President, Regulatory Compliance
913-387-2701
/s/ Anne Dorian
Leawood
KS
01-12-2016
4
853
1558739
2
028-16242
Mariner Weaalth Advisors-Oklahoma, LLC
3
028-10221
Mariner Weaalth Advisors-Madison, LLC
4
028-16909
Mariner Weaalth Advisors-Leawood, LLC
5
028-16888
Mariner Weaalth Advisors-NYC, LLC
INFORMATION TABLE
2
infotable.xml
3M CO
COM
88579Y101
1058
7022
SH
DFND
1024
0
5998
3M CO
COM
88579Y101
746
4954
SH
DFND
2
4509
0
445
3M CO
COM
88579Y101
835
5546
SH
DFND
4
3569
0
1977
ABBOTT LABS
COM
002824100
219
4873
SH
DFND
2958
0
1915
ABBOTT LABS
COM
002824100
438
9746
SH
DFND
2
8665
0
1081
ABBOTT LABS
COM
002824100
243
5418
SH
DFND
4
2454
0
2964
ABBOTT LABS
COM
002824100
279
6210
SH
DFND
5
0
0
6210
ABBVIE INC
COM
00287Y109
332
5606
SH
DFND
4106
0
1500
ABBVIE INC
COM
00287Y109
432
7293
SH
DFND
2
6426
0
867
ABBVIE INC
COM
00287Y109
331
5591
SH
DFND
4
2926
0
2665
ABBVIE INC
COM
00287Y109
228
3847
SH
DFND
5
0
0
3847
ABRAXAS PETE CORP
COM
003830106
12
11764
SH
DFND
4
11764
0
0
ACADIA HEALTHCARE COMPANY IN
COM
00404A109
295
4720
SH
DFND
2
0
0
4720
ACADIA HEALTHCARE COMPANY IN
COM
00404A109
244
3900
SH
DFND
4
3900
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
428
4098
SH
DFND
4098
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
407
3894
SH
DFND
4
2883
0
1011
ACXIOM CORP
COM
005125109
459
21958
SH
DFND
3
0
0
21958
AETNA INC NEW
COM
00817Y108
208
1920
SH
DFND
520
0
1400
AETNA INC NEW
COM
00817Y108
234
2168
SH
DFND
4
2083
0
85
AFLAC INC
COM
001055102
263
4387
SH
DFND
2
4387
0
0
AIRGAS INC
COM
009363102
279
2016
SH
DFND
5
0
0
2016
AK STL CORP
NOTE 5.000%11/1
001546AP5
11
20000
PRN
DFND
2
20000
0
0
ALASKA COMMUNICATIONS SYS GR
NOTE 6.250% 5/0
01167PAE1
15
15000
PRN
DFND
2
15000
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
1633
8560
SH
DFND
4
8101
0
459
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
281
3456
SH
DFND
4
0
0
3456
ALLERGAN PLC
SHS
G0177J108
230
735
SH
DFND
4
498
0
237
ALLERGAN PLC
SHS
G0177J108
283
907
SH
DFND
5
0
0
907
ALLIANCE RES PARTNER L P
UT LTD PART
01877R108
190
14098
SH
DFND
2
6780
0
7318
ALPHABET INC
CAP STK CL A
02079K305
1178
1514
SH
DFND
443
0
1071
ALPHABET INC
CAP STK CL A
02079K305
362
465
SH
DFND
2
455
0
10
ALPHABET INC
CAP STK CL A
02079K305
268
344
SH
DFND
3
78
0
266
ALPHABET INC
CAP STK CL A
02079K305
3170
4075
SH
DFND
4
3419
0
656
ALPHABET INC
CAP STK CL A
02079K305
384
493
SH
DFND
5
0
0
493
ALPHABET INC
CAP STK CL A
02079K305
255
328
SH
SOLE
159
0
169
ALPHABET INC
CAP STK CL C
02079K107
907
1195
SH
DFND
407
0
788
ALPHABET INC
CAP STK CL C
02079K107
1220
1607
SH
DFND
4
1290
0
317
ALPHABET INC
CAP STK CL C
02079K107
375
494
SH
DFND
5
0
0
494
ALPS ETF TR
ALERIAN MLP
00162Q866
520
43154
SH
DFND
4
43154
0
0
ALPS ETF TR
ALERIAN MLP
00162Q866
4921
408386
SH
DFND
5
0
0
408386
ALPS ETF TR
ALERIAN MLP
00162Q866
1325
109931
SH
SOLE
0
0
109931
ALPS ETF TR
ALERIAN ENERGY
00162Q676
654
37510
SH
DFND
8894
0
28616
ALTRIA GROUP INC
COM
02209S103
264
4538
SH
DFND
4053
0
484
ALTRIA GROUP INC
COM
02209S103
1090
18725
SH
DFND
4
13934
0
4791
ALTRIA GROUP INC
COM
02209S103
323
5554
SH
DFND
5
0
0
5554
AMARIN CORP PLC
SPONS ADR NEW
023111206
198
104942
SH
DFND
4
104942
0
0
AMAZON COM INC
COM
023135106
360
533
SH
DFND
2
452
0
81
AMAZON COM INC
COM
023135106
1613
2386
SH
DFND
4
2005
0
381
AMAZON COM INC
COM
023135106
469
694
SH
DFND
5
0
0
694
AMBEV SA
SPONSORED ADR
02319V103
50
11253
SH
DFND
4
11253
0
0
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
209
14900
SH
DFND
2
0
0
14900
AMERICAN AIRLS GROUP INC
COM
02376R102
243
5747
SH
DFND
4
2277
0
3470
AMERICAN ELEC PWR INC
COM
025537101
523
8975
SH
DFND
2
4668
0
4307
AMERICAN EXPRESS CO
COM
025816109
576
8283
SH
DFND
2
6412
0
1871
AMERICAN EXPRESS CO
COM
025816109
429
6173
SH
DFND
4
3644
0
2529
AMERICAN INTL GROUP INC
COM NEW
026874784
545
8800
SH
DFND
300
0
8500
AMERICAN RAILCAR INDS INC
COM
02916P103
218
4713
SH
DFND
4
4713
0
0
AMERISOURCEBERGEN CORP
COM
03073E105
279
2688
SH
DFND
2
2465
0
223
AMERISOURCEBERGEN CORP
COM
03073E105
1603
15454
SH
DFND
4
14680
0
774
AMGEN INC
COM
031162100
237
1457
SH
DFND
3
0
0
1457
AMGEN INC
COM
031162100
787
4849
SH
DFND
4
3857
0
992
AMICUS THERAPEUTICS INC
COM
03152W109
244
25206
SH
DFND
5
0
0
25206
ANTERO MIDSTREAM PARTNERS LP
UNT LTD PARTN
03673L103
341
14950
SH
DFND
2
14500
0
450
AON PLC
SHS CL A
G0408V102
359
3897
SH
DFND
433
0
3464
APACHE CORP
COM
037411105
1113
25031
SH
DFND
2
24031
0
1000
APOLLO GLOBAL MGMT LLC
CL A SHS
037612306
4874
321051
SH
DFND
5
0
0
321051
APPLE INC
COM
037833100
4021
38203
SH
DFND
12978
0
25224
APPLE INC
COM
037833100
1932
18354
SH
DFND
2
16913
0
1441
APPLE INC
COM
037833100
347
3301
SH
DFND
3
983
0
2318
APPLE INC
COM
037833100
8216
78059
SH
DFND
4
65982
0
12077
APPLE INC
COM
037833100
805
7646
SH
DFND
5
0
0
7646
APPLE INC
COM
037833100
2060
19570
SH
SOLE
12685
0
6884
ARATANA THERAPEUTICS INC
COM
03874P101
210
37642
SH
DFND
4
37642
0
0
AT&T INC
COM
00206R102
1305
37911
SH
DFND
7996
0
29915
AT&T INC
COM
00206R102
1434
41683
SH
DFND
2
17262
0
24421
AT&T INC
COM
00206R102
1796
52204
SH
DFND
4
49065
0
3139
AT&T INC
COM
00206R102
340
9882
SH
DFND
5
0
0
9882
AT&T INC
COM
00206R102
944
27448
SH
SOLE
14151
0
13297
ATHERSYS INC
COM
04744L106
12
12000
SH
DFND
4
12000
0
0
ATLAS RESOURCE PARTNERS LP
COM UNT LTD PR
04941A101
16
15502
SH
DFND
4
102
0
15400
AUTOMATIC DATA PROCESSING IN
COM
053015103
349
4124
SH
SOLE
3000
0
1124
AUTONATION INC
COM
05329W102
4551
76284
SH
DFND
2
0
0
76284
BAIDU INC
SPON ADR REP A
056752108
310
1641
SH
DFND
1141
0
500
BAIDU INC
SPON ADR REP A
056752108
48195
254947
SH
DFND
4
253623
0
1324
BANCO BILBAO VIZCAYA ARGENTA
SPONSORED ADR
05946K101
79
10797
SH
DFND
10797
0
0
BANK AMER CORP
COM
060505104
883
52438
SH
DFND
2
5157
0
47281
BANK AMER CORP
COM
060505104
1535
91227
SH
DFND
4
90576
0
651
BANK AMER CORP
COM
060505104
270
16025
SH
DFND
5
0
0
16025
BANK NEW YORK MELLON CORP
COM
064058100
317
7694
SH
DFND
4
4015
0
3679
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
2670
20219
SH
DFND
7003
0
13216
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1518
11498
SH
DFND
2
5834
0
5664
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1350
10221
SH
DFND
3
0
0
10221
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
2914
22069
SH
DFND
4
19263
0
2806
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
2374
12
SH
DFND
0
0
12
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
1187
6
SH
DFND
3
0
0
6
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
1385
7
SH
DFND
4
7
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
791
4
SH
DFND
5
0
0
4
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
205
7010
SH
DFND
4
7010
0
0
BLUCORA INC
NOTE 4.250% 4/0
095229AB6
17
20000
PRN
DFND
2
20000
0
0
BOEING CO
COM
097023105
2078
14373
SH
DFND
3168
0
11205
BOEING CO
COM
097023105
498
3445
SH
DFND
2
3445
0
0
BOEING CO
COM
097023105
807
5581
SH
DFND
4
3861
0
1720
BOK FINL CORP
COM NEW
05561Q201
299
5006
SH
DFND
2
3392
0
1614
BP PLC
SPONSORED ADR
055622104
311
9955
SH
DFND
4
9868
0
87
BRISTOL MYERS SQUIBB CO
COM
110122108
369
5371
SH
DFND
5371
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
1733
25189
SH
DFND
4
19428
0
5761
BROADSOFT INC
NOTE 1.500% 7/0
11133BAB8
193
180000
PRN
DFND
2
175000
0
5000
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
395
5987
SH
DFND
2
5987
0
0
CALAMOS CONV OPP AND INC FD
SH BEN INT
128117108
202
20350
SH
DFND
2
14980
0
5370
CALIFORNIA RES CORP
COM
13057Q107
24
10363
SH
DFND
2
10363
0
0
CANADIAN NATL RY CO
COM
136375102
394
7048
SH
DFND
6793
0
255
CAPITAL ONE FINL CORP
COM
14040H105
283
3923
SH
DFND
2
3823
0
100
CAPITAL ONE FINL CORP
COM
14040H105
207
2865
SH
DFND
3
728
0
2137
CAPITAL ONE FINL CORP
COM
14040H105
1954
27076
SH
DFND
4
25633
0
1443
CAPITOL FED FINL INC
COM
14057J101
574
45731
SH
DFND
4
43179
0
2552
CATERPILLAR INC DEL
COM
149123101
424
6233
SH
DFND
2
6233
0
0
CATERPILLAR INC DEL
COM
149123101
337
4955
SH
DFND
4
4462
0
493
CBIZ INC
COM
124805102
1577
159948
SH
DFND
4
159948
0
0
CBS CORP NEW
CL B
124857202
3524
74767
SH
DFND
4
1801
0
72966
CELGENE CORP
COM
151020104
238
1987
SH
DFND
2
1874
0
113
CELGENE CORP
COM
151020104
200
1674
SH
DFND
3
370
0
1304
CELGENE CORP
COM
151020104
1442
12039
SH
DFND
4
10095
0
1944
CENTRAL FD CDA LTD
CL A
153501101
641
64153
SH
DFND
3
0
0
64153
CERNER CORP
COM
156782104
3117
51805
SH
DFND
4
49327
0
2478
CHENIERE ENERGY INC
COM NEW
16411R208
303
8130
SH
DFND
1066
0
7064
CHEVRON CORP NEW
COM
166764100
481
5346
SH
DFND
2027
0
3319
CHEVRON CORP NEW
COM
166764100
1771
19690
SH
DFND
2
14489
0
5201
CHEVRON CORP NEW
COM
166764100
451
5018
SH
DFND
3
0
0
5018
CHEVRON CORP NEW
COM
166764100
1960
21792
SH
DFND
4
13619
0
8173
CHEVRON CORP NEW
COM
166764100
686
7630
SH
SOLE
5379
0
2251
CHUBB CORP
COM
171232101
362
2729
SH
DFND
3
0
0
2729
CHUBB CORP
COM
171232101
435
3281
SH
DFND
4
135
0
3146
CISCO SYS INC
COM
17275R102
491
18083
SH
DFND
17866
0
217
CISCO SYS INC
COM
17275R102
535
19719
SH
DFND
2
4451
0
15267
CISCO SYS INC
COM
17275R102
1301
47895
SH
DFND
4
41991
0
5904
CITIGROUP INC
COM NEW
172967424
1025
19804
SH
DFND
4
13995
0
5809
CITIGROUP INC
*W EXP 01/04/201
172967226
6
34200
SH
DFND
4
34200
0
0
CITIZENS FINL GROUP INC
COM
174610105
270
10326
SH
DFND
4
0
0
10326
CLOROX CO DEL
COM
189054109
316
2495
SH
DFND
2
1830
0
665
CME GROUP INC
COM
12572Q105
453
5000
SH
DFND
5000
0
0
COCA COLA CO
COM
191216100
736
17141
SH
DFND
2
14379
0
2762
COCA COLA CO
COM
191216100
612
14256
SH
DFND
4
12236
0
2020
COCA COLA CO
COM
191216100
334
7773
SH
DFND
5
0
0
7773
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
270
4505
SH
DFND
3415
0
1090
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
1385
23082
SH
DFND
4
19610
0
3472
COHEN & STEERS QUALITY RLTY
COM
19247L106
274
22452
SH
DFND
2
22452
0
0
COLGATE PALMOLIVE CO
COM
194162103
653
9795
SH
DFND
2
8895
0
900
COLGATE PALMOLIVE CO
COM
194162103
217
3253
SH
DFND
3
859
0
2394
COLGATE PALMOLIVE CO
COM
194162103
2373
35621
SH
DFND
4
34302
0
1319
COMCAST CORP NEW
CL A
20030N101
200
3546
SH
DFND
2991
0
555
COMCAST CORP NEW
CL A
20030N101
383
6779
SH
DFND
4
5724
0
1055
COMCAST CORP NEW
CL A
20030N101
330
5846
SH
SOLE
160
0
5686
COMMERCE BANCSHARES INC
COM
200525103
1067
25074
SH
DFND
2
1964
0
23110
COMMERCE BANCSHARES INC
COM
200525103
1065
25038
SH
DFND
4
24802
0
236
CONAGRA FOODS INC
COM
205887102
1595
37821
SH
DFND
25
0
37796
CONOCOPHILLIPS
COM
20825C104
1075
23027
SH
DFND
2
18408
0
4619
CONOCOPHILLIPS
COM
20825C104
890
19056
SH
DFND
4
13472
0
5584
CORE LABORATORIES N V
COM
N22717107
774
7114
SH
DFND
4
6043
0
1071
CORENERGY INFRASTRUCTURE TR
COM NEW
21870U502
732
49343
SH
DFND
4
23486
0
25857
COSTCO WHSL CORP NEW
COM
22160K105
702
4346
SH
DFND
4
2907
0
1439
COVANTA HLDG CORP
COM
22282E102
280
18100
SH
DFND
2
0
0
18100
CREDIT ACCEP CORP MICH
COM
225310101
527
2463
SH
DFND
2463
0
0
CRESTWOOD EQUITY PARTNERS LP
UNIT LTD PARTNER
226344208
5006
240883
SH
DFND
4
240883
0
0
CSX CORP
COM
126408103
237
9137
SH
DFND
2
7740
0
1397
CVS HEALTH CORP
COM
126650100
862
8817
SH
DFND
7603
0
1214
CVS HEALTH CORP
COM
126650100
787
8053
SH
DFND
4
5736
0
2317
CYTORI THERAPEUTICS INC
COM
23283K105
2
12000
SH
DFND
3
0
0
12000
DBX ETF TR
DX TRACKR GERMN
233051408
3301
137504
SH
DFND
4
117431
0
20073
DBX ETF TR
XTRAK MSCI EAFE
233051200
4450
163829
SH
DFND
2
0
0
163829
DBX ETF TR
XTRAK MSCI JAPN
233051507
389
10201
SH
DFND
5
0
0
10201
DEERE & CO
COM
244199105
226
2965
SH
DFND
4
2878
0
87
DEL TACO RESTAURANTS INC
COM
245496104
252
23674
SH
DFND
23674
0
0
DISNEY WALT CO
COM DISNEY
254687106
2068
19676
SH
DFND
2857
0
16819
DISNEY WALT CO
COM DISNEY
254687106
1053
10024
SH
DFND
2
8534
0
1489
DISNEY WALT CO
COM DISNEY
254687106
243
2313
SH
DFND
3
840
0
1473
DISNEY WALT CO
COM DISNEY
254687106
2616
24896
SH
DFND
4
22638
0
2258
DISNEY WALT CO
COM DISNEY
254687106
266
2529
SH
DFND
5
0
0
2529
DISNEY WALT CO
COM DISNEY
254687106
1309
12457
SH
SOLE
1272
0
11184
DNP SELECT INCOME FD
COM
23325P104
291
32446
SH
DFND
2
25491
0
6955
DOW CHEM CO
COM
260543103
227
4409
SH
DFND
2
3909
0
500
DOW CHEM CO
COM
260543103
713
13858
SH
DFND
4
10245
0
3613
DST SYS INC DEL
COM
233326107
588
5155
SH
DFND
4
325
0
4830
DU PONT E I DE NEMOURS & CO
COM
263534109
411
6166
SH
DFND
4
3348
0
2818
DUFF & PHELPS UTIL CORP BD T
COM
26432K108
201
21877
SH
DFND
4
21877
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
274
3840
SH
DFND
2
3780
0
60
DUKE ENERGY CORP NEW
COM NEW
26441C204
1987
27833
SH
DFND
4
11534
0
16299
DUNKIN BRANDS GROUP INC
COM
265504100
240
5636
SH
DFND
4
0
0
5636
E M C CORP MASS
COM
268648102
547
21283
SH
DFND
2
283
0
21000
E M C CORP MASS
COM
268648102
283
11036
SH
DFND
5
0
0
11036
EGA EMERGING GLOBAL SHS TR
EGSHARE EM DOM
268461621
5755
324693
SH
DFND
3
0
0
324693
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
3593
261486
SH
DFND
2
24788
0
236698
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
233
16972
SH
DFND
4
2930
0
14042
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
4424
131172
SH
DFND
2
2018
0
129154
ENTERPRISE PRODS PARTNERS L
COM
293792107
2156
84297
SH
DFND
2
29310
0
54987
ENTERPRISE PRODS PARTNERS L
COM
293792107
1642
64208
SH
DFND
4
11144
0
53064
ENVESTNET INC
COM
29404K106
297
9933
SH
DFND
4
8958
0
975
EP ENERGY CORP
CL A
268785102
53
12000
SH
DFND
11500
0
500
EPR PPTYS
COM SH BEN INT
26884U109
567
9700
SH
DFND
4
9700
0
0
EQT GP HLDGS LP
COM UNIT REP
26885J103
338
16275
SH
DFND
2
15000
0
1275
EXCO RESOURCES INC
COM
269279402
25
20000
SH
DFND
4
20000
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
312
3568
SH
DFND
2743
0
825
EXPRESS SCRIPTS HLDG CO
COM
30219G108
1950
22304
SH
DFND
4
19412
0
2892
EXXON MOBIL CORP
COM
30231G102
1977
25360
SH
DFND
7800
0
17559
EXXON MOBIL CORP
COM
30231G102
3958
50772
SH
DFND
2
31346
0
19426
EXXON MOBIL CORP
COM
30231G102
238
3054
SH
DFND
3
0
0
3054
EXXON MOBIL CORP
COM
30231G102
9211
118163
SH
DFND
4
109453
0
8710
EXXON MOBIL CORP
COM
30231G102
713
9146
SH
DFND
5
0
0
9146
EXXON MOBIL CORP
COM
30231G102
582
7462
SH
SOLE
1335
0
6127
EZCORP INC
NOTE 2.125% 6/1
302301AB2
14
20000
PRN
DFND
2
20000
0
0
F M C CORP
COM NEW
302491303
3045
77810
SH
DFND
3
0
0
77810
FACEBOOK INC
CL A
30303M102
401
3835
SH
DFND
2
90
0
3745
FACEBOOK INC
CL A
30303M102
619
5916
SH
DFND
4
3314
0
2602
FACEBOOK INC
CL A
30303M102
861
8231
SH
DFND
5
0
0
8231
FACTSET RESH SYS INC
COM
303075105
265
1630
SH
DFND
1630
0
0
FEDEX CORP
COM
31428X106
252
1689
SH
DFND
4
1689
0
0
FIDELITY
MSCI FINLS IDX
316092501
2296
81121
SH
SOLE
13973
0
67148
FIDELITY
MSCI RL EST ETF
316092857
322
14246
SH
SOLE
10697
0
3549
FIRST BUS FINL SVCS INC WIS
COM
319390100
811
32425
SH
DFND
4
32425
0
0
FIRST HORIZON NATL CORP
COM
320517105
307
21137
SH
DFND
4
21137
0
0
FMC TECHNOLOGIES INC
COM
30249U101
768
26479
SH
DFND
2
26479
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
608
43153
SH
DFND
2
3276
0
39878
FORD MTR CO DEL
COM PAR $0.01
345370860
643
45602
SH
DFND
4
44963
0
639
FRANKS INTL N V
COM
N33462107
303
18128
SH
DFND
4
15760
0
2368
FS INVT CORP
COM
302635107
176
19595
SH
DFND
4
19595
0
0
GENERAL CABLE CORP DEL NEW
FRNT 4.500%11/1
369300AL2
9
15000
PRN
DFND
2
15000
0
0
GENERAL ELECTRIC CO
COM
369604103
1849
59345
SH
DFND
13397
0
45948
GENERAL ELECTRIC CO
COM
369604103
2713
87096
SH
DFND
2
51756
0
35340
GENERAL ELECTRIC CO
COM
369604103
1376
44187
SH
DFND
3
0
0
44187
GENERAL ELECTRIC CO
COM
369604103
3435
110261
SH
DFND
4
99593
0
10668
GENERAL ELECTRIC CO
COM
369604103
1047
33600
SH
DFND
5
0
0
33600
GENERAL ELECTRIC CO
COM
369604103
346
11097
SH
SOLE
3469
0
7628
GENERAL MLS INC
COM
370334104
967
16774
SH
DFND
2
15124
0
1650
GENERAL MLS INC
COM
370334104
283
4907
SH
DFND
4
4439
0
468
GENERAL MTRS CO
COM
37045V100
222
6530
SH
DFND
4
2235
0
4295
GILEAD SCIENCES INC
COM
375558103
216
2136
SH
DFND
880
0
1256
GILEAD SCIENCES INC
COM
375558103
582
5756
SH
DFND
2
5555
0
201
GILEAD SCIENCES INC
COM
375558103
214
2119
SH
DFND
3
527
0
1592
GILEAD SCIENCES INC
COM
375558103
2890
28556
SH
DFND
4
25611
0
2945
GILEAD SCIENCES INC
COM
375558103
282
2791
SH
SOLE
1615
0
1176
GLOBAL X FDS
GLBX MSCI NORW
37950E747
2051
211610
SH
DFND
4
184641
0
26969
GOLDMAN SACHS GROUP INC
COM
38141G104
200
1110
SH
DFND
3
0
0
1110
GOLDMAN SACHS GROUP INC
COM
38141G104
265
1471
SH
DFND
4
1271
0
200
GOLDMAN SACHS GROUP INC
COM
38141G104
295
1636
SH
DFND
5
0
0
1636
GRAINGER W W INC
COM
384802104
224
1106
SH
DFND
1106
0
0
GRAMERCY PPTY TR
COM
385002100
83
10713
SH
DFND
4
10713
0
0
GROUPON INC
COM CL A
399473107
667
217395
SH
DFND
5
0
0
217395
HCP INC
COM
40414L109
517
13516
SH
DFND
2
626
0
12890
HEARTLAND PMT SYS INC
COM
42235N108
21230
223898
SH
DFND
3
0
0
223898
HELMERICH & PAYNE INC
COM
423452101
724
13522
SH
DFND
2
7716
0
5806
HIGHWOODS PPTYS INC
COM
431284108
3012
69080
SH
DFND
4
68410
0
670
HOLLY ENERGY PARTNERS L P
COM UT LTD PTN
435763107
475
15265
SH
DFND
2
0
0
15265
HOME DEPOT INC
COM
437076102
231
1745
SH
DFND
1376
0
369
HOME DEPOT INC
COM
437076102
602
4553
SH
DFND
2
4481
0
72
HOME DEPOT INC
COM
437076102
2132
16125
SH
DFND
4
12768
0
3357
HOME DEPOT INC
COM
437076102
223
1687
SH
DFND
5
0
0
1687
HOME DEPOT INC
COM
437076102
298
2256
SH
SOLE
1843
0
413
HONEYWELL INTL INC
COM
438516106
364
3510
SH
DFND
2
3465
0
45
HORMEL FOODS CORP
COM
440452100
597
7545
SH
DFND
4238
0
3307
HSBC HLDGS PLC
SPON ADR NEW
404280406
240
6068
SH
DFND
4
6068
0
0
ICICI BK LTD
ADR
45104G104
134
17154
SH
DFND
17154
0
0
IMPERIAL OIL LTD
COM NEW
453038408
1951
60000
SH
DFND
3
0
0
60000
INTEL CORP
COM
458140100
436
12670
SH
DFND
2
8002
0
4668
INTEL CORP
COM
458140100
609
17665
SH
DFND
4
16390
0
1275
INTEL CORP
COM
458140100
470
13645
SH
DFND
5
0
0
13645
INTERNATIONAL BUSINESS MACHS
COM
459200101
1719
12491
SH
DFND
2145
0
10346
INTERNATIONAL BUSINESS MACHS
COM
459200101
282
2048
SH
DFND
2
1770
0
278
INTERNATIONAL BUSINESS MACHS
COM
459200101
743
5400
SH
DFND
3
0
0
5400
INTERNATIONAL BUSINESS MACHS
COM
459200101
1142
8295
SH
DFND
4
6013
0
2282
INTL FCSTONE INC
COM
46116V105
1028
30716
SH
DFND
4
30716
0
0
INTUIT
COM
461202103
216
2240
SH
DFND
4
303
0
1937
ISHARES
MSCI HONG KG ETF
464286871
3561
179654
SH
DFND
4
147181
0
32473
ISHARES
MSCI MEX CAP ETF
464286822
220
4414
SH
DFND
5
0
0
4414
ISHARES
MSCI STH KOR ETF
464286772
243
4900
SH
DFND
2
0
0
4900
ISHARES
16 AMT-FREE ETF
464289313
1159
43717
SH
DFND
3
0
0
43717
ISHARES
17 AMT-FREE ETF
464289271
1263
46190
SH
DFND
3
0
0
46190
ISHARES
CNTRY MIN VL ETF
464286525
23427
338191
SH
DFND
3
640
0
337551
ISHARES
EM MK MINVOL ETF
464286533
6179
126986
SH
DFND
3
0
0
126986
ISHARES GOLD TRUST
ISHARES
464285105
1157
113120
SH
DFND
3
0
0
113120
ISHARES GOLD TRUST
ISHARES
464285105
381
37199
SH
DFND
4
34743
0
2456
ISHARES GOLD TRUST
ISHARES
464285105
450
44004
SH
DFND
5
0
0
44004
ISHARES INC
CORE MSCI EMKT
46434G103
1942
49296
SH
DFND
2
39174
0
10122
ISHARES INC
CORE MSCI EMKT
46434G103
835
21197
SH
DFND
4
20996
0
201
ISHARES INC
CORE MSCI EMKT
46434G103
630
15985
SH
SOLE
12991
0
2994
ISHARES S&P GSCI COMMODITY I
UNIT BEN INT
46428R107
4802
337465
SH
DFND
5
0
0
337465
ISHARES TR
EUROPE ETF
464287861
10477
261215
SH
DFND
4
204378
0
56837
ISHARES TR
EUROPE ETF
464287861
622
15496
SH
SOLE
14227
0
1269
ISHARES TR
CORE S&P MCP ETF
464287507
14779
106076
SH
DFND
2
8502
0
97574
ISHARES TR
CORE S&P MCP ETF
464287507
1757
12609
SH
DFND
4
4399
0
8210
ISHARES TR
CORE S&P MCP ETF
464287507
10994
78911
SH
SOLE
10548
0
68364
ISHARES TR
S&P MC 400VL ETF
464287705
221
1882
SH
DFND
2
1882
0
0
ISHARES TR
S&P MC 400GR ETF
464287606
232
1442
SH
DFND
2
1442
0
0
ISHARES TR
S&P MC 400GR ETF
464287606
484
3007
SH
DFND
4
3007
0
0
ISHARES TR
S&P MC 400GR ETF
464287606
840
5221
SH
SOLE
1275
0
3946
ISHARES TR
CORE S&P SCP ETF
464287804
204
1853
SH
DFND
2
1272
0
581
ISHARES TR
CORE S&P SCP ETF
464287804
10372
94193
SH
DFND
4
73294
0
20899
ISHARES TR
CORE S&P SCP ETF
464287804
412
3740
SH
DFND
5
0
0
3740
ISHARES TR
CORE S&P SCP ETF
464287804
813
7388
SH
SOLE
4396
0
2992
ISHARES TR
SP SMCP600VL ETF
464287879
214
1981
SH
DFND
3
1001
0
980
ISHARES TR
SP SMCP600VL ETF
464287879
1624
15017
SH
DFND
4
14940
0
77
ISHARES TR
SP SMCP600VL ETF
464287879
6172
57066
SH
SOLE
14322
0
42743
ISHARES TR
SP SMCP600GR ETF
464287887
601
4833
SH
SOLE
1518
0
3315
ISHARES TR
S&P 500 VAL ETF
464287408
242
2739
SH
DFND
1616
0
1123
ISHARES TR
S&P 500 VAL ETF
464287408
1232
13921
SH
DFND
2
12168
0
1753
ISHARES TR
S&P 500 VAL ETF
464287408
333
3765
SH
DFND
3
1908
0
1857
ISHARES TR
S&P 500 VAL ETF
464287408
399
4503
SH
DFND
4
4367
0
136
ISHARES TR
S&P 500 VAL ETF
464287408
3564
40260
SH
DFND
5
0
0
40260
ISHARES TR
S&P 500 VAL ETF
464287408
8183
92431
SH
SOLE
21208
0
71222
ISHARES TR
CORE S&P500 ETF
464287200
2347
11458
SH
DFND
3623
0
7835
ISHARES TR
CORE S&P500 ETF
464287200
5386
26292
SH
DFND
2
23423
0
2869
ISHARES TR
CORE S&P500 ETF
464287200
12438
60711
SH
DFND
3
3935
0
56776
ISHARES TR
CORE S&P500 ETF
464287200
77310
377360
SH
DFND
4
338234
0
39126
ISHARES TR
CORE S&P500 ETF
464287200
28940
141258
SH
DFND
5
0
0
141258
ISHARES TR
CORE S&P500 ETF
464287200
14499
70770
SH
SOLE
37939
0
32831
ISHARES TR
S&P 500 GRWT ETF
464287309
415
3582
SH
DFND
1661
0
1921
ISHARES TR
S&P 500 GRWT ETF
464287309
461
3985
SH
DFND
2
2244
0
1741
ISHARES TR
S&P 500 GRWT ETF
464287309
297
2566
SH
DFND
3
1029
0
1537
ISHARES TR
S&P 500 GRWT ETF
464287309
2400
20727
SH
DFND
4
20582
0
145
ISHARES TR
S&P 500 GRWT ETF
464287309
676
5840
SH
DFND
5
0
0
5840
ISHARES TR
S&P 500 GRWT ETF
464287309
4084
35266
SH
SOLE
14504
0
20762
ISHARES TR
RUS 1000 ETF
464287622
229
2022
SH
DFND
2022
0
0
ISHARES TR
RUS 1000 ETF
464287622
341
3012
SH
DFND
3
396
0
2616
ISHARES TR
RUS 1000 ETF
464287622
377
3330
SH
DFND
4
3330
0
0
ISHARES TR
RUS 1000 ETF
464287622
5285
46645
SH
SOLE
19
0
46626
ISHARES TR
RUS 1000 VAL ETF
464287598
4253
43462
SH
DFND
2
0
0
43462
ISHARES TR
RUS 1000 VAL ETF
464287598
1233
12603
SH
DFND
4
9531
0
3072
ISHARES TR
RUS 1000 VAL ETF
464287598
357
3647
SH
SOLE
365
0
3282
ISHARES TR
RUS 1000 GRW ETF
464287614
3550
35689
SH
DFND
31164
0
4525
ISHARES TR
RUS 1000 GRW ETF
464287614
4215
42371
SH
DFND
2
11314
0
31057
ISHARES TR
RUS 1000 GRW ETF
464287614
1533
15406
SH
DFND
4
13187
0
2218
ISHARES TR
RUS 1000 GRW ETF
464287614
3639
36580
SH
DFND
5
0
0
36580
ISHARES TR
RUS 1000 GRW ETF
464287614
711
7148
SH
SOLE
780
0
6368
ISHARES TR
RUSSELL 2000 ETF
464287655
213
1887
SH
DFND
1839
0
48
ISHARES TR
RUSSELL 2000 ETF
464287655
4625
41072
SH
DFND
4
40106
0
965
ISHARES TR
RUSSELL 2000 ETF
464287655
20911
185673
SH
DFND
5
0
0
185673
ISHARES TR
RUSSELL 2000 ETF
464287655
1718
15251
SH
SOLE
1123
0
14128
ISHARES TR
RUS 2000 VAL ETF
464287630
212
2306
SH
DFND
4
2306
0
0
ISHARES TR
RUS 2000 VAL ETF
464287630
1187
12910
SH
SOLE
191
0
12719
ISHARES TR
RUSSELL 3000 ETF
464287689
766
6364
SH
DFND
4
6364
0
0
ISHARES TR
RUSSELL 3000 ETF
464287689
1355
11260
SH
SOLE
0
0
11260
ISHARES TR
U.S. REAL ES ETF
464287739
438
5840
SH
DFND
3
0
0
5840
ISHARES TR
U.S. REAL ES ETF
464287739
623
8299
SH
SOLE
207
0
8092
ISHARES TR
RUS 2000 GRW ETF
464287648
381
2732
SH
DFND
2
2099
0
633
ISHARES TR
RUS 2000 GRW ETF
464287648
1556
11171
SH
DFND
4
10963
0
208
ISHARES TR
RUS 2000 GRW ETF
464287648
5362
38498
SH
DFND
5
0
0
38498
ISHARES TR
MSCI EAFE ETF
464287465
374
6367
SH
DFND
5874
0
493
ISHARES TR
MSCI EAFE ETF
464287465
16739
285068
SH
DFND
2
22128
0
262940
ISHARES TR
MSCI EAFE ETF
464287465
288
4907
SH
DFND
3
1058
0
3849
ISHARES TR
MSCI EAFE ETF
464287465
11202
190766
SH
DFND
4
174176
0
16590
ISHARES TR
MSCI EAFE ETF
464287465
14234
242400
SH
DFND
5
0
0
242400
ISHARES TR
MSCI EAFE ETF
464287465
4854
82672
SH
SOLE
9471
0
73201
ISHARES TR
RUS MID-CAP ETF
464287499
351
2190
SH
DFND
2169
0
21
ISHARES TR
RUS MID-CAP ETF
464287499
3014
18816
SH
DFND
2
17288
0
1528
ISHARES TR
RUS MID-CAP ETF
464287499
2187
13651
SH
DFND
4
9314
0
4337
ISHARES TR
RUS MID-CAP ETF
464287499
3410
21286
SH
SOLE
3623
0
17663
ISHARES TR
RUS MD CP GR ETF
464287481
1217
13239
SH
DFND
2
12899
0
340
ISHARES TR
RUS MDCP VAL ETF
464287473
327
4766
SH
DFND
2
4076
0
690
ISHARES TR
RUS MDCP VAL ETF
464287473
2143
31213
SH
DFND
4
31008
0
205
ISHARES TR
COHEN&STEER REIT
464287564
1125
11336
SH
DFND
11336
0
0
ISHARES TR
U.S. FINLS ETF
464287788
232
2629
SH
DFND
3
303
0
2326
ISHARES TR
NASDQ BIOTEC ETF
464287556
322
953
SH
DFND
2
739
0
214
ISHARES TR
NASDQ BIOTEC ETF
464287556
2538
7501
SH
DFND
4
6074
0
1427
ISHARES TR
N AMER TECH ETF
464287549
2009
18152
SH
SOLE
1127
0
17025
ISHARES TR
1-3 YR TR BD ETF
464287457
201
2382
SH
DFND
4
2382
0
0
ISHARES TR
7-10 Y TR BD ETF
464287440
328
3107
SH
DFND
4
3107
0
0
ISHARES TR
20+ YR TR BD ETF
464287432
369
3060
SH
DFND
4
3060
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
219
1921
SH
DFND
4
296
0
1625
ISHARES TR
MSCI EMG MKT ETF
464287234
310
9639
SH
DFND
9573
0
66
ISHARES TR
MSCI EMG MKT ETF
464287234
388
12055
SH
DFND
2
11665
0
390
ISHARES TR
MSCI EMG MKT ETF
464287234
7235
224760
SH
DFND
3
2219
0
222541
ISHARES TR
MSCI EMG MKT ETF
464287234
4640
144141
SH
DFND
4
135852
0
8290
ISHARES TR
MSCI EMG MKT ETF
464287234
5254
163211
SH
DFND
5
0
0
163211
ISHARES TR
MSCI EMG MKT ETF
464287234
2339
72676
SH
SOLE
3922
0
68754
ISHARES TR
MSCI AC ASIA ETF
464288182
280
5246
SH
DFND
2
0
0
5246
ISHARES TR
CORE US AGGBD ET
464287226
819
7587
SH
DFND
487
0
7100
ISHARES TR
CORE US AGGBD ET
464287226
858
7947
SH
DFND
3
3235
0
4712
ISHARES TR
CORE US AGGBD ET
464287226
4056
37553
SH
DFND
4
36121
0
1432
ISHARES TR
CORE US AGGBD ET
464287226
3139
29063
SH
DFND
5
0
0
29063
ISHARES TR
CORE US AGGBD ET
464287226
3526
32645
SH
SOLE
23440
0
9204
ISHARES TR
SELECT DIVID ETF
464287168
437
5813
SH
DFND
5813
0
0
ISHARES TR
SELECT DIVID ETF
464287168
3880
51624
SH
DFND
2
16326
0
35298
ISHARES TR
SELECT DIVID ETF
464287168
780
10376
SH
DFND
3
486
0
9890
ISHARES TR
SELECT DIVID ETF
464287168
779
10365
SH
DFND
4
9277
0
1088
ISHARES TR
SELECT DIVID ETF
464287168
666
8857
SH
DFND
5
0
0
8857
ISHARES TR
SELECT DIVID ETF
464287168
281
3736
SH
SOLE
1403
0
2333
ISHARES TR
TIPS BD ETF
464287176
290
2646
SH
DFND
2646
0
0
ISHARES TR
TIPS BD ETF
464287176
1195
10895
SH
DFND
4
10434
0
461
ISHARES TR
TIPS BD ETF
464287176
2201
20066
SH
DFND
5
0
0
20066
ISHARES TR
MRNING SM CP ETF
464288703
213
1858
SH
DFND
4
1858
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
201
5699
SH
DFND
5
0
0
5699
ISHARES TR
US HOME CONS ETF
464288752
444
16373
SH
DFND
2
124
0
16249
ISHARES TR
US HOME CONS ETF
464288752
3168
116914
SH
DFND
4
98837
0
18077
ISHARES TR
IBOXX HI YD ETF
464288513
3109
38577
SH
SOLE
7535
0
31041
ISHARES TR
1-3 YR CR BD ETF
464288646
309
2952
SH
DFND
1944
0
1008
ISHARES TR
1-3 YR CR BD ETF
464288646
444
4242
SH
DFND
3
1033
0
3209
ISHARES TR
1-3 YR CR BD ETF
464288646
7827
74827
SH
DFND
4
72702
0
2125
ISHARES TR
1-3 YR CR BD ETF
464288646
876
8377
SH
SOLE
5518
0
2858
ISHARES TR
MSCI KLD400 SOC
464288570
642
8480
SH
DFND
3
0
0
8480
ISHARES TR
U.S. PFD STK ETF
464288687
328
8435
SH
DFND
2748
0
5687
ISHARES TR
U.S. PFD STK ETF
464288687
894
23000
SH
DFND
2
0
0
23000
ISHARES TR
U.S. PFD STK ETF
464288687
322
8300
SH
DFND
4
8085
0
215
ISHARES TR
NAT AMT FREE BD
464288414
748
6755
SH
DFND
4
6755
0
0
ISHARES TR
INTL DEV RE ETF
464288489
317
11384
SH
SOLE
8480
0
2905
ISHARES TR
EAFE SML CP ETF
464288273
296
5917
SH
DFND
5824
0
93
ISHARES TR
GLB INFRASTR ETF
464288372
704
19602
SH
DFND
2
19602
0
0
ISHARES TR
GLB INFRASTR ETF
464288372
598
16651
SH
DFND
3
4075
0
12576
ISHARES TR
GLB INFRASTR ETF
464288372
2870
79880
SH
DFND
4
77535
0
2345
ISHARES TR
GLB INFRASTR ETF
464288372
1566
43586
SH
SOLE
16436
0
27150
ISHARES TR
MSCI ACWI EX US
464288240
15013
379014
SH
DFND
3
0
0
379014
ISHARES TR
MSCI ACWI EX US
464288240
491
12385
SH
DFND
4
11235
0
1150
ISHARES TR
MSCI ACWI ETF
464288257
3131
56092
SH
DFND
2
6271
0
49821
ISHARES TR
MSCI ACWI ETF
464288257
1405
25179
SH
DFND
4
21914
0
3265
ISHARES TR
GL TIMB FORE ETF
464288174
630
13187
SH
DFND
4
13187
0
0
ISHARES TR
FLTG RATE BD ETF
46429B655
272
5383
SH
SOLE
924
0
4459
ISHARES TR
USA MIN VOL ETF
46429B697
35789
855779
SH
DFND
3
0
0
855779
ISHARES TR
CORE MSCI EAFE
46432F842
1321
24290
SH
DFND
2
22827
0
1463
ISHARES TR
CORE MSCI EAFE
46432F842
483
8880
SH
DFND
3
4127
0
4753
ISHARES TR
CORE MSCI EAFE
46432F842
658
12106
SH
DFND
4
11698
0
408
ISHARES TR
CORE MSCI EAFE
46432F842
2809
51655
SH
SOLE
25492
0
26163
ISHARES TR
CORE ST USDB ETF
46432F859
251
2524
SH
DFND
3
1232
0
1292
ISHARES TR
CORE ST USDB ETF
46432F859
955
9624
SH
SOLE
7046
0
2578
ISHARES TR
18 AMT-FREE ETF
46429B580
1494
58536
SH
DFND
3
0
0
58536
ISHARES TR
2016 CP TM ETF
46432FAT4
745
7409
SH
DFND
3
0
0
7409
ISHARES TR
2018 CP TM ETF
46432FAW7
1123
10982
SH
DFND
3
0
0
10982
ISHARES TR
2020 CP TM ETF
46432FBC0
1061
10264
SH
DFND
3
0
0
10264
ISHARES TR
2023 CP TM ETF
46432FAZ0
981
9444
SH
DFND
3
0
0
9444
ISHARES TR
19 AMT-FREE MN
46429B564
1321
51554
SH
DFND
3
0
0
51554
ISHARES TR
DEC 18 CP TERM
46434VAA8
360
14395
SH
DFND
3
0
0
14395
ISHARES TR
DEC 2020 CORP
46434VAQ3
241
9655
SH
DFND
3
0
0
9655
ISHARES TR
IBND DEC19 ETF
46434VAU4
275
11140
SH
DFND
3
0
0
11140
ISHARES TR
IBND DEC17 ETF
46434VAR1
283
11410
SH
DFND
3
0
0
11410
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
94
14499
SH
DFND
14499
0
0
JACOBS ENGR GROUP INC DEL
COM
469814107
218
5199
SH
DFND
4
5199
0
0
JEFFERIES GROUP INC NEW
DBCV 3.875%11/0
472319AG7
20
20000
PRN
DFND
2
20000
0
0
JOHNSON & JOHNSON
COM
478160104
2246
21864
SH
DFND
4392
0
17472
JOHNSON & JOHNSON
COM
478160104
3238
31524
SH
DFND
2
16994
0
14530
JOHNSON & JOHNSON
COM
478160104
3337
32486
SH
DFND
3
192
0
32294
JOHNSON & JOHNSON
COM
478160104
1591
15489
SH
DFND
4
11524
0
3965
JOHNSON & JOHNSON
COM
478160104
333
3241
SH
DFND
5
0
0
3241
JOHNSON & JOHNSON
COM
478160104
761
7410
SH
SOLE
5317
0
2093
JONES LANG LASALLE INC
COM
48020Q107
2822
17655
SH
DFND
4
17646
0
9
JPMORGAN CHASE & CO
COM
46625H100
1943
29430
SH
DFND
8061
0
21369
JPMORGAN CHASE & CO
COM
46625H100
1628
24653
SH
DFND
2
18811
0
5842
JPMORGAN CHASE & CO
COM
46625H100
219
3321
SH
DFND
3
881
0
2440
JPMORGAN CHASE & CO
COM
46625H100
3929
59509
SH
DFND
4
52609
0
6900
JPMORGAN CHASE & CO
COM
46625H100
405
6137
SH
SOLE
1271
0
4866
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
1651
57000
SH
DFND
54302
0
2698
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
359
12400
SH
DFND
2
12400
0
0
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
273
9421
SH
DFND
3
6040
0
3381
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
13292
458808
SH
DFND
4
448497
0
10311
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
513
17715
SH
DFND
5
0
0
17715
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
2522
87063
SH
SOLE
33010
0
54053
JPMORGAN CHASE & CO
*W EXP 10/28/201
46634E114
305
12875
SH
DFND
4
12875
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
2662
35656
SH
DFND
4
35641
0
15
KB HOME
NOTE 1.375% 2/0
48666KAS8
275
305000
PRN
DFND
2
300000
0
5000
KEYCORP NEW
COM
493267108
175
13267
SH
DFND
2
12132
0
1135
KEYCORP NEW
COM
493267108
160
12146
SH
DFND
3
3069
0
9077
KEYCORP NEW
COM
493267108
1000
75790
SH
DFND
4
71376
0
4414
KEYCORP NEW
COM
493267108
134
10153
SH
SOLE
6534
0
3619
KIMBERLY CLARK CORP
COM
494368103
1677
13177
SH
DFND
3614
0
9563
KIMBERLY CLARK CORP
COM
494368103
1188
9332
SH
DFND
2
7296
0
2036
KIMBERLY CLARK CORP
COM
494368103
208
1631
SH
SOLE
0
0
1631
KINDER MORGAN INC DEL
COM
49456B101
207
13847
SH
DFND
2
8035
0
5812
KINDER MORGAN INC DEL
COM
49456B101
1261
84547
SH
DFND
4
3116
0
81431
KRAFT HEINZ CO
COM
500754106
202
2774
SH
DFND
2234
0
540
KRAFT HEINZ CO
COM
500754106
1114
15310
SH
DFND
4
11393
0
3917
KROGER CO
COM
501044101
277
6616
SH
DFND
4
5052
0
1564
LAM RESEARCH CORP
COM
512807108
927
11668
SH
DFND
4
11645
0
23
LAUDER ESTEE COS INC
CL A
518439104
270
3065
SH
DFND
3065
0
0
LIBERTY TRIPADVISOR HLDGS IN
COM SER A
531465102
425
14000
SH
DFND
5
0
0
14000
LILLY ELI & CO
COM
532457108
307
3647
SH
DFND
2
3567
0
80
LILLY ELI & CO
COM
532457108
1604
19041
SH
DFND
4
16132
0
2909
LINKEDIN CORP
COM CL A
53578A108
233
1037
SH
DFND
4
666
0
371
LINKEDIN CORP
COM CL A
53578A108
231
1025
SH
DFND
5
0
0
1025
LKQ CORP
COM
501889208
943
31835
SH
DFND
4
27180
0
4655
LOCKHEED MARTIN CORP
COM
539830109
223
1026
SH
DFND
949
0
77
LOCKHEED MARTIN CORP
COM
539830109
227
1046
SH
DFND
2
1016
0
30
LOCKHEED MARTIN CORP
COM
539830109
322
1484
SH
DFND
3
205
0
1279
LOCKHEED MARTIN CORP
COM
539830109
1292
5948
SH
DFND
4
5530
0
418
LOWES COS INC
COM
548661107
218
2862
SH
DFND
4
2862
0
0
M & T BK CORP
COM
55261F104
360
2974
SH
DFND
2443
0
531
M & T BK CORP
COM
55261F104
1443
11907
SH
DFND
4
10229
0
1678
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
226
3334
SH
DFND
3334
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
4619
68012
SH
DFND
2
9493
0
58519
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
6631
483291
SH
DFND
5
0
0
483291
MASTERCARD INC
CL A
57636Q104
448
4605
SH
DFND
4365
0
240
MASTERCARD INC
CL A
57636Q104
326
3346
SH
DFND
2
3234
0
112
MASTERCARD INC
CL A
57636Q104
217
2225
SH
DFND
3
599
0
1626
MASTERCARD INC
CL A
57636Q104
2071
21272
SH
DFND
4
17627
0
3645
MASTERCARD INC
CL A
57636Q104
355
3644
SH
SOLE
1356
0
2288
MCDONALDS CORP
COM
580135101
4479
37913
SH
DFND
37618
0
295
MCDONALDS CORP
COM
580135101
446
3776
SH
DFND
2
3189
0
587
MCDONALDS CORP
COM
580135101
781
6611
SH
DFND
4
6386
0
225
MCDONALDS CORP
COM
580135101
241
2037
SH
SOLE
150
0
1887
MEAD JOHNSON NUTRITION CO
COM
582839106
908
11505
SH
DFND
4
9923
0
1582
MEDTRONIC PLC
SHS
G5960L103
454
5902
SH
DFND
5051
0
851
MEDTRONIC PLC
SHS
G5960L103
368
4779
SH
DFND
4
4025
0
754
MERCK & CO INC NEW
COM
58933Y105
253
4788
SH
DFND
2
3765
0
1023
MERCK & CO INC NEW
COM
58933Y105
779
14753
SH
DFND
4
10189
0
4564
MFS INTER INCOME TR
SH BEN INT
55273C107
136
29771
SH
DFND
2
29771
0
0
MGP INGREDIENTS INC NEW
COM
55303J106
1466
56494
SH
DFND
4
56494
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
343
7362
SH
DFND
2
6420
0
942
MICROCHIP TECHNOLOGY INC
COM
595017104
1350
29016
SH
DFND
4
26892
0
2124
MICROSOFT CORP
COM
594918104
1952
35176
SH
DFND
10574
0
24602
MICROSOFT CORP
COM
594918104
1013
18259
SH
DFND
2
17528
0
731
MICROSOFT CORP
COM
594918104
204
3673
SH
DFND
3
578
0
3095
MICROSOFT CORP
COM
594918104
2569
46311
SH
DFND
4
36091
0
10220
MICROSOFT CORP
COM
594918104
357
6428
SH
DFND
5
0
0
6428
MICROSOFT CORP
COM
594918104
806
14534
SH
SOLE
12014
0
2521
MONDELEZ INTL INC
CL A
609207105
246
5494
SH
DFND
4
2682
0
2812
MONOGRAM RESIDENTIAL TR INC
COM
60979P105
98
10000
SH
DFND
5
0
0
10000
MONSANTO CO NEW
COM
61166W101
218
2217
SH
SOLE
2004
0
213
MONTAGE MANAGERS TR
TORTOISE NA PI
611776204
2439
139148
SH
DFND
4
77612
0
61536
MORGANS HOTEL GROUP CO
COM
61748W108
67
20000
SH
DFND
4
0
0
20000
MPLX LP
COM UNIT REP LTD
55336V100
18906
480711
SH
DFND
2
434913
0
45798
MPLX LP
COM UNIT REP LTD
55336V100
329
8362
SH
DFND
4
4298
0
4064
NATIONAL GRID PLC
SPON ADR NEW
636274300
209
3000
SH
DFND
2
0
0
3000
NATIONAL OILWELL VARCO INC
COM
637071101
334
9982
SH
DFND
2
1140
0
8842
NAVISTAR INTL CORP NEW
NOTE 4.500%10/1
63934EAQ1
10
20000
PRN
DFND
2
20000
0
0
NETFLIX INC
COM
64110L106
472
4123
SH
DFND
4
3754
0
369
NEWMONT MINING CORP
NOTE 1.625% 7/1
651639AJ5
10
10000
PRN
DFND
2
10000
0
0
NEXTERA ENERGY INC
COM
65339F101
487
4691
SH
DFND
4
1982
0
2709
NEXTERA ENERGY INC
COM
65339F101
337
3243
SH
DFND
5
0
0
3243
NGL ENERGY PARTNERS LP
COM UNIT REPST
62913M107
3371
305302
SH
DFND
2
46660
0
258642
NIKE INC
CL B
654106103
393
6287
SH
DFND
5829
0
458
NIKE INC
CL B
654106103
793
12689
SH
DFND
2
11217
0
1472
NIKE INC
CL B
654106103
231
3698
SH
DFND
3
1022
0
2676
NIKE INC
CL B
654106103
2965
47443
SH
DFND
4
42634
0
4809
NIKE INC
CL B
654106103
211
3377
SH
SOLE
2424
0
953
NORFOLK SOUTHERN CORP
COM
655844108
221
2618
SH
DFND
4
2618
0
0
NORTHERN TR CORP
COM
665859104
238
3304
SH
SOLE
520
0
2784
NOVO-NORDISK A S
ADR
670100205
433
7460
SH
DFND
7460
0
0
NOVO-NORDISK A S
ADR
670100205
1452
25000
SH
DFND
3
0
0
25000
NUSTAR ENERGY LP
UNIT COM
67058H102
685
17082
SH
DFND
2
17082
0
0
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
606
77264
SH
DFND
2
64852
0
12412
NUVEEN DIVERSIFIED DIV INCM
COM
6706EP105
132
12203
SH
DFND
2
12203
0
0
NUVEEN MUN VALUE FD INC
COM
670928100
171
16761
SH
DFND
2
16761
0
0
NUVEEN NY AMT FREE MUN INCOM
COM
670656107
521
39657
SH
DFND
5
0
0
39657
NUVEEN PERFORMANCE PLUS MUN
COM
67062P108
203
13590
SH
DFND
2
13590
0
0
NUVEEN PFD INCOME OPPRTNY FD
COM
67073B106
119
12998
SH
DFND
2
12998
0
0
NUVEEN QUALITY PFD INCOME FD
COM
67071S101
89
10809
SH
DFND
2
8009
0
2800
NUVEEN QUALITY PFD INCOME FD
COM
67072C105
341
37471
SH
DFND
2
37471
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
235
3476
SH
DFND
2
3345
0
131
OCCIDENTAL PETE CORP DEL
COM
674599105
808
11954
SH
DFND
4
10883
0
1071
OCH ZIFF CAP MGMT GROUP
CL A
67551U105
984
157892
SH
DFND
5
0
0
157892
OGE ENERGY CORP
COM
670837103
1321
50244
SH
DFND
2
23370
0
26874
ON DECK CAP INC
COM
682163100
214
20776
SH
SOLE
0
0
20776
ONE GAS INC
COM
68235P108
726
14466
SH
DFND
2
13606
0
860
ONEOK INC NEW
COM
682680103
3855
156310
SH
DFND
2
151371
0
4939
ONEOK PARTNERS LP
UNIT LTD PARTN
68268N103
1021
33882
SH
DFND
2
26622
0
7260
ORACLE CORP
COM
68389X105
424
11620
SH
DFND
4
11225
0
395
OSHKOSH CORP
COM
688239201
230
5900
SH
DFND
4
5900
0
0
PAYCHEX INC
COM
704326107
255
4824
SH
DFND
3659
0
1165
PAYCHEX INC
COM
704326107
431
8142
SH
DFND
4
5350
0
2792
PAYPAL HLDGS INC
COM
70450Y103
756
20875
SH
DFND
4
14855
0
6020
PEPSICO INC
COM
713448108
1376
13772
SH
DFND
3761
0
10011
PEPSICO INC
COM
713448108
642
6428
SH
DFND
2
6119
0
309
PEPSICO INC
COM
713448108
951
9513
SH
DFND
4
5522
0
3990
PEPSICO INC
COM
713448108
428
4281
SH
DFND
5
0
0
4281
PERRIGO CO PLC
SHS
G97822103
1120
7739
SH
DFND
4
6635
0
1104
PFIZER INC
COM
717081103
1395
43209
SH
DFND
8245
0
34965
PFIZER INC
COM
717081103
472
14621
SH
DFND
2
14271
0
350
PFIZER INC
COM
717081103
751
23251
SH
DFND
3
0
0
23251
PFIZER INC
COM
717081103
1172
36309
SH
DFND
4
31744
0
4565
PFIZER INC
COM
717081103
385
11926
SH
SOLE
11006
0
920
PHILIP MORRIS INTL INC
COM
718172109
980
11152
SH
DFND
2
820
0
10332
PHILIP MORRIS INTL INC
COM
718172109
683
7771
SH
DFND
4
7454
0
317
PHILIP MORRIS INTL INC
COM
718172109
398
4533
SH
DFND
5
0
0
4533
PHILLIPS 66
COM
718546104
784
9585
SH
DFND
2
8073
0
1512
PHILLIPS 66
COM
718546104
553
6766
SH
DFND
4
6626
0
140
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
323
14000
SH
DFND
2
14000
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
665
28800
SH
DFND
4
3490
0
25310
PLUM CREEK TIMBER CO INC
COM
729251108
403
8446
SH
DFND
4
8409
0
37
POWERSHARES DB CMDTY IDX TRA
UNIT BEN INT
73935S105
344
25727
SH
DFND
4
20679
0
5048
POWERSHARES DB CMDTY IDX TRA
UNIT BEN INT
73935S105
3906
292385
SH
DFND
5
0
0
292385
POWERSHARES ETF TR II
PWRSHS SP500 LOW
73937B654
233
7000
SH
DFND
3
0
0
7000
POWERSHARES ETF TRUST
FTSE US1500 SM
73935X567
908
9669
SH
DFND
2
9669
0
0
POWERSHARES ETF TRUST
FTSE US1500 SM
73935X567
28022
298456
SH
DFND
3
175
0
298281
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
4473
199690
SH
DFND
3
0
0
199690
POWERSHARES GLOBAL ETF TRUST
FDM HG YLD RAFI
73936T557
277
15888
SH
DFND
3789
0
12099
POWERSHARES INDIA ETF TR
INDIA PORT
73935L100
4718
241687
SH
DFND
4
205407
0
36280
POWERSHARES INDIA ETF TR
INDIA PORT
73935L100
196
10057
SH
SOLE
9278
0
779
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
802
7169
SH
DFND
2
6669
0
500
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
582
5206
SH
DFND
4
4876
0
330
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
251
2243
SH
DFND
5
0
0
2243
PPL CORP
COM
69351T106
207
6071
SH
DFND
4
0
0
6071
PRAXAIR INC
COM
74005P104
228
2228
SH
DFND
2228
0
0
PRICE T ROWE GROUP INC
COM
74144T108
237
3317
SH
DFND
3317
0
0
PRICELINE GRP INC
COM NEW
741503403
320
251
SH
DFND
143
0
108
PRICELINE GRP INC
COM NEW
741503403
1215
953
SH
DFND
4
779
0
174
PROCTER & GAMBLE CO
COM
742718109
2005
25254
SH
DFND
6209
0
19045
PROCTER & GAMBLE CO
COM
742718109
1340
16880
SH
DFND
2
13456
0
3424
PROCTER & GAMBLE CO
COM
742718109
60591
763009
SH
DFND
4
414949
0
348060
PROCTER & GAMBLE CO
COM
742718109
302
3799
SH
DFND
5
0
0
3799
PROCTER & GAMBLE CO
COM
742718109
595
7495
SH
SOLE
4002
0
3493
PROSHARES TR
PSHS ULTRA QQQ
74347R206
1646
21000
SH
DFND
4
21000
0
0
PROSPECT CAPITAL CORPORATION
NOTE 5.375%10/1
74348TAK8
242
245000
PRN
DFND
2
240000
0
5000
PROSPERITY BANCSHARES INC
COM
743606105
8702
181826
SH
DFND
2
117043
0
64783
QUALCOMM INC
COM
747525103
694
13886
SH
DFND
11015
0
2871
QUALCOMM INC
COM
747525103
484
9681
SH
DFND
2
285
0
9395
QUALCOMM INC
COM
747525103
1691
33828
SH
DFND
4
29671
0
4157
QUIDEL CORP
NOTE 3.250%12/1
74838JAA9
15
15000
PRN
DFND
2
15000
0
0
RAIT FINANCIAL TRUST
NOTE 7.000% 4/0
749227AA2
24
25000
PRN
DFND
2
20000
0
5000
RAYTHEON CO
COM NEW
755111507
284
2283
SH
DFND
4
1890
0
393
ROYAL BK SCOTLAND GROUP PLC
SPONS ADR 20 ORD
780097689
177
20000
SH
DFND
4
0
0
20000
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
5168
112862
SH
DFND
4
16657
0
96205
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
740
16083
SH
DFND
4
15783
0
300
RUBY TUESDAY INC
COM
781182100
113
20556
SH
DFND
20556
0
0
RYMAN HOSPITALITY PPTYS INC
COM
78377T107
2855
55280
SH
DFND
4
6700
0
48580
SALESFORCE COM INC
COM
79466L302
203
2588
SH
DFND
4
1548
0
1040
SANDRIDGE ENERGY INC
COM
80007P307
2
10172
SH
DFND
2
983
0
9189
SAP SE
SPON ADR
803054204
240
3039
SH
DFND
3039
0
0
SCANA CORP NEW
COM
80589M102
347
5733
SH
DFND
4
733
0
5000
SCHLUMBERGER LTD
COM
806857108
468
6712
SH
DFND
5437
0
1275
SCHLUMBERGER LTD
COM
806857108
2211
31703
SH
DFND
4
27160
0
4543
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
1056
38323
SH
DFND
8864
0
29459
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
1203
43633
SH
DFND
2
43630
0
3
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
641
23270
SH
DFND
4
21576
0
1694
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
1571
32352
SH
DFND
8492
0
23860
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
2755
56713
SH
DFND
2
51852
0
4861
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
257
5301
SH
SOLE
1050
0
4251
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
807
15490
SH
DFND
8191
0
7299
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
2790
52808
SH
DFND
13803
0
39005
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
203
3844
SH
DFND
2
3787
0
57
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
493
9339
SH
DFND
4
8462
0
877
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
225
4260
SH
SOLE
997
0
3263
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
1898
44723
SH
DFND
23271
0
21452
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
493
11609
SH
DFND
2
11609
0
0
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
236
5560
SH
DFND
4
4805
0
755
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
317
7469
SH
SOLE
742
0
6727
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
344
17656
SH
DFND
4165
0
13491
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
418
21415
SH
DFND
2
21415
0
0
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
231
11818
SH
DFND
4
11039
0
779
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
426
8451
SH
DFND
2018
0
6433
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
369
9217
SH
DFND
2
8776
0
441
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
1573
30550
SH
DFND
7814
0
22736
SCHWAB STRATEGIC TR
SCHWAB FDT US SC
808524763
578
20667
SH
DFND
2
11536
0
9131
SCHWAB STRATEGIC TR
SCHWAB FDT US LG
808524771
481
16795
SH
DFND
2
13624
0
3171
SCRIPPS NETWORKS INTERACT IN
CL A COM
811065101
214
3874
SH
DFND
3874
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
254
5864
SH
DFND
4864
0
1000
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
454
10500
SH
DFND
2
0
0
10500
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
570
9452
SH
DFND
2
908
0
8544
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
477
20000
SH
DFND
2
0
0
20000
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
3298
77005
SH
DFND
4
58953
0
18052
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
240
5598
SH
SOLE
5248
0
350
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
224
3116
SH
DFND
2
166
0
2950
SEMPRA ENERGY
COM
816851109
280
2979
SH
SOLE
2000
0
979
SEQUENOM INC
COM NEW
817337405
67
40749
SH
DFND
37300
0
3449
SEQUENOM INC
COM NEW
817337405
1
20000
SH
Call
DFND
20000
0
0
SEQUENOM INC
COM NEW
817337405
0
30000
SH
Call
DFND
30000
0
0
SERVICENOW INC
COM
81762P102
210
2424
SH
DFND
4
1878
0
546
SHELL MIDSTREAM PARTNERS L P
UNIT LTD INT
822634101
209
5040
SH
DFND
2
4540
0
500
SIGNATURE BK NEW YORK N Y
COM
82669G104
449
2929
SH
DFND
4
2920
0
9
SIMMONS 1ST NATL CORP
CL A $1 PAR
828730200
304
5920
SH
DFND
3
0
0
5920
SIRIUS XM HLDGS INC
COM
82968B103
76
18795
SH
DFND
4
18795
0
0
SMUCKER J M CO
COM NEW
832696405
304
2468
SH
DFND
2
2360
0
108
SONIC CORP
COM
835451105
935
28945
SH
DFND
2
75
0
28870
SOUTHERN CO
COM
842587107
372
7948
SH
DFND
2
7448
0
500
SOUTHERN CO
COM
842587107
725
15494
SH
DFND
4
1494
0
14000
SOUTHWEST AIRLS CO
COM
844741108
301
6993
SH
DFND
4
4323
0
2670
SOUTHWESTERN ENERGY CO
COM
845467109
133
18676
SH
DFND
2
18476
0
200
SPDR GOLD TRUST
GOLD SHS
78463V107
515
5073
SH
DFND
4
3785
0
1288
SPDR GOLD TRUST
GOLD SHS
78463V107
866
8534
SH
DFND
5
0
0
8534
SPDR INDEX SHS FDS
S&P GBLINF ETF
78463X855
497
11965
SH
DFND
2794
0
9171
SPDR INDEX SHS FDS
LATIN AMER ETF
78463X707
1605
45660
SH
DFND
4
39101
0
6559
SPDR INDEX SHS FDS
DJ GLB RL ES ETF
78463X749
647
13832
SH
DFND
4608
0
9224
SPDR INDEX SHS FDS
DJ GLB RL ES ETF
78463X749
326
6974
SH
DFND
2
6974
0
0
SPDR INDEX SHS FDS
DJ GLB RL ES ETF
78463X749
204
4355
SH
DFND
3
2456
0
1899
SPDR INDEX SHS FDS
DJ GLB RL ES ETF
78463X749
2265
48395
SH
DFND
4
46548
0
1847
SPDR INDEX SHS FDS
DJ GLB RL ES ETF
78463X749
790
16873
SH
SOLE
10841
0
6032
SPDR INDEX SHS FDS
S&P EMKTSC ETF
78463X756
357
9459
SH
DFND
4
9116
0
343
SPDR S&P 500 ETF TR
TR UNIT
78462F103
270
1325
SH
DFND
371
0
954
SPDR S&P 500 ETF TR
TR UNIT
78462F103
27159
133216
SH
DFND
2
8222
0
124994
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1327
6511
SH
DFND
3
154
0
6357
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1995
9788
SH
DFND
4
7761
0
2027
SPDR S&P 500 ETF TR
TR UNIT
78462F103
12972
63629
SH
DFND
5
0
0
63629
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
4301
16930
SH
DFND
14124
0
2806
SPDR SERIES TRUST
DJ REIT ETF
78464A607
523
5711
SH
DFND
5
0
0
5711
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
222
3021
SH
DFND
2
3021
0
0
SPDR SERIES TRUST
S&P HOMEBUILD
78464A888
900
26331
SH
DFND
5
0
0
26331
SPDR SERIES TRUST
S&P BK ETF
78464A797
214
6329
SH
DFND
2
6329
0
0
SPDR SERIES TRUST
S&P BK ETF
78464A797
1609
47566
SH
DFND
4
39270
0
8296
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
2623
77350
SH
DFND
4
76357
0
993
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
452
13328
SH
SOLE
8656
0
4673
SPDR SERIES TRUST
LNG TRM CORP BD
78464A367
337
8958
SH
DFND
4
8958
0
0
SPECTRA ENERGY PARTNERS LP
COM
84756N109
409
8573
SH
DFND
4
348
0
8225
SPRINT CORP
COM SER 1
85207U105
183
50621
SH
DFND
4
50421
0
200
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
113
13000
SH
DFND
3
0
0
13000
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
445
84434
SH
DFND
3
0
0
84434
STAR BULK CARRIERS CORP
SHS NEW
Y8162K121
6
10000
SH
DFND
4
10000
0
0
STARBUCKS CORP
COM
855244109
1057
17612
SH
DFND
2
7948
0
9664
STARBUCKS CORP
COM
855244109
233
3878
SH
DFND
3
975
0
2903
STARBUCKS CORP
COM
855244109
2383
39691
SH
DFND
4
33144
0
6547
STARBUCKS CORP
COM
855244109
202
3365
SH
SOLE
2004
0
1361
STERICYCLE INC
COM
858912108
942
7808
SH
DFND
4
6656
0
1152
STRYKER CORP
COM
863667101
280
3013
SH
DFND
813
0
2200
STRYKER CORP
COM
863667101
357
3837
SH
DFND
4
3682
0
155
SUBURBAN PROPANE PARTNERS L
UNIT LTD PARTN
864482104
423
17400
SH
DFND
3
0
0
17400
SUBURBAN PROPANE PARTNERS L
UNIT LTD PARTN
864482104
538
22137
SH
DFND
4
22137
0
0
SUNEDISON INC
COM
86732Y109
309
60768
SH
DFND
5
0
0
60768
SUNOCO LOGISTICS PRTNRS L P
COM UNITS
86764L108
251
9752
SH
DFND
2
0
0
9752
SYSCO CORP
COM
871829107
350
8529
SH
DFND
4
3589
0
4940
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
450
19787
SH
DFND
16104
0
3683
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
223
9822
SH
DFND
2
9512
0
310
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
1683
73998
SH
DFND
4
69227
0
4772
TARGET CORP
COM
87612E106
466
6413
SH
DFND
4
2859
0
3554
TCP INTL HLDGS LTD
COM
H84689100
14
15000
SH
DFND
4
0
0
15000
TESLA MTRS INC
COM
88160R101
213
888
SH
DFND
4
499
0
389
TESORO LOGISTICS LP
COM UNIT LP
88160T107
324
6430
SH
DFND
2
6430
0
0
TEXAS INSTRS INC
COM
882508104
241
4402
SH
DFND
4
1867
0
2535
TEXAS INSTRS INC
COM
882508104
751
13702
SH
SOLE
0
0
13702
TG THERAPEUTICS INC
COM
88322Q108
215
18031
SH
DFND
4
18031
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
279
1965
SH
DFND
2
1766
0
199
THERMO FISHER SCIENTIFIC INC
COM
883556102
1793
12642
SH
DFND
4
11865
0
777
THERMO FISHER SCIENTIFIC INC
COM
883556102
227
1597
SH
SOLE
869
0
728
TITAN MACHY INC
NOTE 3.750% 5/0
88830RAB7
16
25000
PRN
DFND
2
20000
0
5000
TJX COS INC NEW
COM
872540109
293
4129
SH
DFND
3929
0
200
TJX COS INC NEW
COM
872540109
334
4709
SH
DFND
4
3827
0
882
TORCHLIGHT ENERGY RES INC
COM
89102U103
15
13808
SH
DFND
2
0
0
13808
TORONTO DOMINION BK ONT
COM NEW
891160509
270
6902
SH
DFND
6062
0
840
TORTOISE ENERGY INDEPENDENC
COM
89148K101
127
11251
SH
DFND
4
10466
0
785
TORTOISE ENERGY INFRSTRCTR C
COM
89147L100
200
7183
SH
DFND
2
7183
0
0
TORTOISE ENERGY INFRSTRCTR C
COM
89147L100
1912
68714
SH
DFND
3
574
0
68140
TORTOISE ENERGY INFRSTRCTR C
COM
89147L100
16980
610366
SH
DFND
4
566120
0
44246
TORTOISE MLP FD INC
COM
89148B101
3904
224897
SH
DFND
4
212652
0
12245
TORTOISE PIPELINE & ENERGY F
COM
89148H108
672
46331
SH
DFND
4
46201
0
130
TOWERS WATSON & CO
CL A
891894107
332
2581
SH
DFND
3
0
0
2581
TRANSDIGM GROUP INC
COM
893641100
228
1000
SH
DFND
2
1000
0
0
TRANSENTERIX INC
COM NEW
89366M201
50
20000
SH
DFND
3
0
0
20000
TRINITY INDS INC
COM
896522109
210
8735
SH
DFND
4
8735
0
0
TWO RIV BANCORP
COM
90207C105
442
44445
SH
DFND
3
0
0
44445
UMB FINL CORP
COM
902788108
523
11237
SH
DFND
4
11185
0
52
UNDER ARMOUR INC
CL A
904311107
224
2778
SH
DFND
4
2419
0
359
UNI PIXEL INC
COM NEW
904572203
13
25000
SH
DFND
25000
0
0
UNILEVER PLC
SPON ADR NEW
904767704
443
10280
SH
DFND
2
130
0
10150
UNION PAC CORP
COM
907818108
317
4057
SH
DFND
2
3806
0
251
UNION PAC CORP
COM
907818108
1454
18587
SH
DFND
4
16826
0
1761
UNITED PARCEL SERVICE INC
CL B
911312106
17138
178089
SH
DFND
28677
0
149412
UNITED PARCEL SERVICE INC
CL B
911312106
603
6270
SH
DFND
2
5930
0
340
UNITED PARCEL SERVICE INC
CL B
911312106
205
2128
SH
DFND
3
539
0
1589
UNITED PARCEL SERVICE INC
CL B
911312106
1800
18707
SH
DFND
4
17081
0
1626
UNITED PARCEL SERVICE INC
CL B
911312106
214
2224
SH
SOLE
1215
0
1009
UNITED TECHNOLOGIES CORP
COM
913017109
941
9790
SH
DFND
1211
0
8579
UNITED TECHNOLOGIES CORP
COM
913017109
968
10080
SH
DFND
2
2736
0
7344
UNITED TECHNOLOGIES CORP
COM
913017109
241
2514
SH
DFND
4
2262
0
252
UNITEDHEALTH GROUP INC
COM
91324P102
270
2291
SH
DFND
2291
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
533
4529
SH
DFND
4
2110
0
2419
US BANCORP DEL
COM NEW
902973304
565
13230
SH
DFND
4
12525
0
705
V F CORP
COM
918204108
1582
25418
SH
DFND
4
23258
0
2160
VALEANT PHARMACEUTICALS INTL
COM
91911K102
458
4506
SH
DFND
578
0
3928
VALERO ENERGY CORP NEW
COM
91913Y100
248
3503
SH
DFND
2
3223
0
280
VALERO ENERGY CORP NEW
COM
91913Y100
1212
17139
SH
DFND
4
16122
0
1017
VALLEY NATL BANCORP
COM
919794107
573
58204
SH
DFND
3
0
0
58204
VANGUARD ADMIRAL FDS INC
MIDCP 400 IDX
921932885
307
3275
SH
DFND
2
3275
0
0
VANGUARD ADMIRAL FDS INC
500 VAL IDX FD
921932703
341
3999
SH
DFND
2
3530
0
469
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
310
2967
SH
DFND
2497
0
470
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1373
13159
SH
DFND
2
650
0
12509
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
7814
74914
SH
DFND
4
69920
0
4994
VANGUARD INDEX FDS
VALUE ETF
922908744
460
5644
SH
DFND
4153
0
1491
VANGUARD INDEX FDS
VALUE ETF
922908744
663
8128
SH
DFND
2
8116
0
12
VANGUARD INDEX FDS
VALUE ETF
922908744
410
5025
SH
DFND
3
2578
0
2447
VANGUARD INDEX FDS
VALUE ETF
922908744
4142
50810
SH
DFND
4
49983
0
827
VANGUARD INDEX FDS
VALUE ETF
922908744
1396
17122
SH
SOLE
12996
0
4126
VANGUARD INDEX FDS
MID CAP ETF
922908629
788
6564
SH
DFND
2
6564
0
0
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
833
8436
SH
DFND
2
8363
0
73
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
261
2645
SH
DFND
3
1429
0
1216
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
2641
26734
SH
DFND
4
26284
0
450
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
855
8659
SH
SOLE
6191
0
2468
VANGUARD INDEX FDS
REIT ETF
922908553
298
3741
SH
DFND
2130
0
1611
VANGUARD INDEX FDS
REIT ETF
922908553
1465
18378
SH
DFND
2
16821
0
1557
VANGUARD INDEX FDS
REIT ETF
922908553
20661
259134
SH
DFND
3
0
0
259134
VANGUARD INDEX FDS
REIT ETF
922908553
6181
77518
SH
DFND
4
73087
0
4431
VANGUARD INDEX FDS
REIT ETF
922908553
21937
275137
SH
DFND
5
0
0
275137
VANGUARD INDEX FDS
REIT ETF
922908553
2834
35545
SH
SOLE
12421
0
23124
VANGUARD INDEX FDS
GROWTH ETF
922908736
567
5330
SH
DFND
4198
0
1132
VANGUARD INDEX FDS
GROWTH ETF
922908736
252
2369
SH
DFND
2
1905
0
464
VANGUARD INDEX FDS
GROWTH ETF
922908736
495
4651
SH
DFND
3
2789
0
1862
VANGUARD INDEX FDS
GROWTH ETF
922908736
3986
37470
SH
DFND
4
36843
0
627
VANGUARD INDEX FDS
GROWTH ETF
922908736
1304
12255
SH
SOLE
9033
0
3222
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
208
1711
SH
DFND
4
1689
0
22
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
307
3074
SH
DFND
4
3074
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
1561
8351
SH
DFND
2
8118
0
233
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
877
26812
SH
DFND
2
21376
0
5436
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
262
8006
SH
DFND
3
3231
0
4775
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
2115
64665
SH
DFND
4
63603
0
1062
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
264
8074
SH
DFND
5
0
0
8074
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
749
22897
SH
SOLE
15337
0
7560
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
1509
30247
SH
DFND
2
0
0
30247
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
4258
85374
SH
DFND
4
79697
0
5677
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
548
12613
SH
DFND
2
407
0
12206
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
3752
47500
SH
DFND
4
47500
0
0
VANGUARD SCOTTSDALE FDS
VNG RUS2000IDX
92206C664
291
3225
SH
DFND
2
3225
0
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
8542
109848
SH
DFND
89033
0
20815
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
752
9671
SH
DFND
2
9180
0
491
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
314
4040
SH
DFND
3
0
0
4040
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
3455
44431
SH
DFND
4
42457
0
1974
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
544
6992
SH
DFND
5
0
0
6992
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
464
5964
SH
SOLE
241
0
5723
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
1126
30674
SH
DFND
4712
0
25962
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
3357
91415
SH
DFND
2
84118
0
7298
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
592
16111
SH
DFND
3
8508
0
7603
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
10214
278149
SH
DFND
4
265559
0
12590
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
18809
512221
SH
DFND
5
0
0
512221
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
3503
95402
SH
SOLE
74696
0
20706
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
7027
52882
SH
SOLE
5432
0
47450
VANGUARD WORLD FDS
INF TECH ETF
92204A702
323
2984
SH
DFND
3
254
0
2730
VANGUARD WORLD FDS
INF TECH ETF
92204A702
247
2278
SH
SOLE
1093
0
1185
VERISK ANALYTICS INC
COM
92345Y106
933
12132
SH
DFND
4
10431
0
1701
VERIZON COMMUNICATIONS INC
COM
92343V104
440
9517
SH
DFND
6942
0
2576
VERIZON COMMUNICATIONS INC
COM
92343V104
441
9539
SH
DFND
2
8119
0
1420
VERIZON COMMUNICATIONS INC
COM
92343V104
874
18905
SH
DFND
4
11192
0
7713
VERIZON COMMUNICATIONS INC
COM
92343V104
418
9037
SH
SOLE
3503
0
5535
VIACOM INC NEW
CL B
92553P201
3066
74483
SH
DFND
4
1367
0
73116
VISA INC
COM CL A
92826C839
805
10382
SH
DFND
2423
0
7959
VISA INC
COM CL A
92826C839
1525
19668
SH
DFND
4
15248
0
4419
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
457
14178
SH
DFND
2
1178
0
13000
WABASH NATL CORP
COM
929566107
532
45000
SH
DFND
4
0
0
45000
WABCO HLDGS INC
COM
92927K102
2068
20225
SH
DFND
3
0
0
20225
WABCO HLDGS INC
COM
92927K102
302
2950
SH
DFND
4
0
0
2950
WALGREENS BOOTS ALLIANCE INC
COM
931427108
1583
18589
SH
DFND
8048
0
10541
WALGREENS BOOTS ALLIANCE INC
COM
931427108
577
6781
SH
DFND
2
5644
0
1137
WALGREENS BOOTS ALLIANCE INC
COM
931427108
216
2536
SH
DFND
3
643
0
1893
WALGREENS BOOTS ALLIANCE INC
COM
931427108
2297
26975
SH
DFND
4
23107
0
3868
WALGREENS BOOTS ALLIANCE INC
COM
931427108
257
3017
SH
SOLE
1399
0
1618
WAL-MART STORES INC
COM
931142103
3188
52004
SH
DFND
2
13838
0
38167
WAL-MART STORES INC
COM
931142103
1971
32157
SH
DFND
4
28394
0
3763
WAL-MART STORES INC
COM
931142103
211
3448
SH
SOLE
1557
0
1891
WASTE MGMT INC DEL
COM
94106L109
242
4535
SH
DFND
2
3937
0
598
WASTE MGMT INC DEL
COM
94106L109
249
4671
SH
DFND
4
682
0
3989
WELLS FARGO & CO NEW
COM
949746101
3109
57197
SH
DFND
12921
0
44276
WELLS FARGO & CO NEW
COM
949746101
1102
20279
SH
DFND
2
17053
0
3226
WELLS FARGO & CO NEW
COM
949746101
235
4322
SH
DFND
3
1405
0
2917
WELLS FARGO & CO NEW
COM
949746101
2835
52154
SH
DFND
4
42085
0
10069
WELLS FARGO & CO NEW
COM
949746101
330
6064
SH
SOLE
2225
0
3839
WESTAR ENERGY INC
COM
95709T100
238
5622
SH
DFND
4
5622
0
0
WESTAR ENERGY INC
COM
95709T100
248
5849
SH
SOLE
5849
0
0
WESTERN GAS PARTNERS LP
COM UNIT LP IN
958254104
480
10091
SH
DFND
2
9696
0
395
WESTERN REFNG LOGISTICS LP
COM UNIT REP LTP
95931Q205
686
27950
SH
DFND
2
14750
0
13200
WHOLE FOODS MKT INC
COM
966837106
275
8200
SH
DFND
2
3200
0
5000
WILLBROS GROUP INC DEL
COM
969203108
104
38752
SH
DFND
4
38752
0
0
WILLIAMS COS INC DEL
COM
969457100
14749
573907
SH
DFND
2
80109
0
493798
WILLIAMS COS INC DEL
COM
969457100
333
12965
SH
DFND
4
4998
0
7967
WILLIAMS PARTNERS L P NEW
COM UNIT LTD PAR
96949L105
1747
62726
SH
DFND
2
34026
0
28700
WISDOMTREE TR
DIV EX-FINL FD
97717W406
1223
17405
SH
DFND
5
0
0
17405
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
3138
62651
SH
DFND
2
517
0
62134
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
10007
199821
SH
DFND
4
171193
0
28628
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
349
6972
SH
SOLE
5964
0
1008
WISDOMTREE TR
EMER MKT HIGH FD
97717W315
1540
48661
SH
DFND
2
34653
0
14008
WISDOMTREE TR
EMG MKTS SMCAP
97717W281
217
6200
SH
DFND
2
0
0
6200
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
393
7300
SH
DFND
2
0
0
7300
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
2853
53014
SH
DFND
4
49943
0
3071
WISDOMTREE TR
EUR HDG SMLCAP
97717X552
1872
76202
SH
DFND
4
59478
0
16724
WPP PLC NEW
ADR
92937A102
280
2438
SH
DFND
2438
0
0
WPP PLC NEW
ADR
92937A102
1101
9598
SH
DFND
4
9227
0
371
WPX ENERGY INC
COM
98212B103
533
92935
SH
DFND
2
22014
0
70921