0001373442-12-000001.txt : 20120213 0001373442-12-000001.hdr.sgml : 20120213 20120213160433 ACCESSION NUMBER: 0001373442-12-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120213 DATE AS OF CHANGE: 20120213 EFFECTIVENESS DATE: 20120213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mariner Wealth Advisors, LLC CENTRAL INDEX KEY: 0001373442 IRS NUMBER: 204553256 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13550 FILM NUMBER: 12599086 BUSINESS ADDRESS: STREET 1: 4200 W. 115TH STREET STREET 2: SUITE 100 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 9136479700 MAIL ADDRESS: STREET 1: 4200 W. 115TH STREET STREET 2: SUITE 100 CITY: LEAWOOD STATE: KS ZIP: 66211 13F-HR 1 2011_Q4_MWA_13F.txt 2011 Q4 MWA 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: 1 This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Mariner Wealth Advisors Address: 4200 W 115th St Suite 100 Leawood, KS 66211 Form 13F File Number: 28-13550 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Cheryl Vohland Title: Chief Compliance Officer Phone: 913-647-9700 Signature, Place, and Date of Signing: /s/Cheryl Vohland Leawood, KS December 31, 2011 Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 98 Form 13F Information Table Value Total: $135,225 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
Form 13F Information Table Voting Authority -------------- Value Shares/ Sh/ Put/InvstmtOther Name of Issuer Title of clCUSIP (x$1000Prn Amt Prn CallDscretnManagersSole SharedNone ------------------ ------------------- ----------------- ----------------------------- -------------- 3M Co COM 88579y101 319 3909.06 SH Sole 3909.06 Altria Group Inc COM 02209s103 396 13340.82 SH Sole 13340.82 Apple Inc COM 037833100 1446 3570 SH Sole 3570 AT&T Inc COM 00206r102 618 20430 SH Sole 20430 Bank of America Corporation COM 060505104 424 76277 SH Sole 76277 Bed Bath & Beyond Inc COM 075896100 224 3860 SH Sole 3860 Berkshire Hathaway Inc Cl A COM 084670108 803 7 SH Sole 7 Berkshire Hathaway Inc Cl B COM 084670702 475 6230 SH Sole 6230 Capitol Federal Financial Inc COM 14057j101 265 22928 SH Sole 22928 Caterpillar Inc COM 149123101 301 3322 SH Sole 3322 Celgene Corp COM 151020104 386 5705 SH Sole 5705 Cerner Corp COM 156782104 1404 22925.91 SH Sole 22925.91 Chevron Corp COM 166764100 251 2362 SH Sole 2362 Cimarex Energy Co COM 171798101 1588 25650 SH Sole 25650 Cisco Systems Inc COM 17275r102 333 18394.14 SH Sole 18394.14 Citigroup Inc COM 172967424 323 12259 SH Sole 12259 Coca-Cola Co COM 191216100 521 7439 SH Sole 7439 Coca-Cola Femsa SAB de CV Sp A ADR 191241108 209 2193 SH Sole 2193 Colgate Palmolive Co COM 194162103 596 6455 SH Sole 6455 Commerce Bancshares Inc COM 200525103 796 20891 SH Sole 20891 Credo Petroleum Corp COM 225439207 4426 433968 SH Sole 433968 Disney Walt Co Disney COM 254687106 328 8757 SH Sole 8757 Dresser-Rand Group Inc COM 261608103 302 6060 SH Sole 6060 Du Pont E I de Nemours & Co COM 263534109 300 6559 SH Sole 6559 Exxon Mobil Corp COM 30231g102 2837 33474 SH Sole 33474 First Horizon Natl Corp COM 320517105 233 29162.69 SH Sole 29162.69 Ford Motor Co COM 345370860 273 25372 SH Sole 25372 General Electric Co COM 369604103 733 40932.72 SH Sole 40932.72 Gilead Sciences Inc COM 375558103 214 5218 SH Sole 5218 Hormel Foods Corp COM 440452100 214 7290.97 SH Sole 7290.97 Huntington Bancshares Inc COM 446150104 177 32291 SH Sole 32291 Inergy LP MLP 456615103 29173 1194639.92 SH Sole 1194640 Intel Corp COM 458140100 239 9846 SH Sole 9846 Intl Business Machines COM 459200101 813 4419 SH Sole 4419 iShares Inc MSCI Pacific ex-Ja ETF 464286665 1952 50152.22 SH Sole 50152.22 iShares Inc MSCI United Kingdo ETF 464286699 360 22265 SH Sole 22265 iShares MSCI EAFE Index ETF 464287465 1162 23470.17 SH Sole 23470.17 iShares MSCI Emerg Mkt ETF 464287234 1040 27412.19 SH Sole 27412.19 iShares Russell 1000 Growth ETF 464287614 497 8599 SH Sole 8599 iShares Russell 1000 Value ETF 464287598 368 5800 SH Sole 5800 iShares Russell 2000 ETF 464287655 1359 18433 SH Sole 18433 iShares Russell 2000 Growth ETF 464287648 6242 74104.39 SH Sole 74104.39 iShares Russell 2000 Value ETF 464287630 246 3747 SH Sole 3747 iShares Russell Mid Cap ETF 464287499 1549 15740 SH Sole 15740 iShares S&P 500 Index ETF 464287200 3964 31468 SH Sole 31468 iShares S&P Latin America 40 ETF 464287390 2338 54913.6 SH Sole 54913.6 Johnson & Johnson COM 478160104 392 5976.04 SH Sole 5976.04 JPMorgan Chase & Co COM 46625h100 500 15028 SH Sole 15028 JPMorgan Chase & Co Alerian ML ETF 46625h365 7327 188028.37 SH Sole 188028.4 Kansas City Southern COM 485170302 2202 32377 SH Sole 32377 Kinder Morgan Energy Partners MLP 494550106 276 3252.72 SH Sole 3252.72 Kraft Foods Inc Cl A COM 50075n104 365 9783 SH Sole 9783 Manitowoc Inc COM 563571108 172 18682 SH Sole 18682 Market Vectors Brazil Small Ca ETF 57060u613 3670 100712.77 SH Sole 100712.8 MasterCard Inc Cl A COM 57636q104 232 621 SH Sole 621 McDonalds Corp COM 580135101 417 4159 SH Sole 4159 McMoran Exploration Co COM 582411104 175 12020 SH Sole 12020 Microchip Technology Inc COM 595017104 263 7190 SH Sole 7190 Microsoft Corp COM 594918104 406 15623.04 SH Sole 15623.04 Monsanto Co COM 61166w101 270 3848 SH Sole 3848 Nexxus Lighting Inc COM 65338e105 841 771985 SH Sole 771985 Nike Inc Cl B COM 654106103 496 5143 SH Sole 5143 Oneok Inc COM 682680103 457 5270 SH Sole 5270 Oneok Partners LP MLP 68268n103 314 5430 SH Sole 5430 O'Reilly Automotive Inc COM 67103h107 271 3385 SH Sole 3385 Panera Bread Co Cl A COM 69840w108 264 1867 SH Sole 1867 PepsiCo Inc COM 713448108 235 3536 SH Sole 3536 Pfizer Inc COM 717081103 233 10756 SH Sole 10756 Philip Morris Intl Inc COM 718172109 526 6707 SH Sole 6707 PowerShares FTSE RAFI 1000 ETF 73935x583 444 8134 SH Sole 8134 PowerShares Intl Div Achievers ETF 73935x716 526 36104.8 SH Sole 36104.8 PowerShares QQQ Ser 1 ETF 73935a104 265 4749 SH Sole 4749 Procter & Gamble Co COM 742718109 2753 41265.43 SH Sole 41265.43 Qualcomm Inc COM 747525103 356 6513 SH Sole 6513 Rydex ETF Trust S&P 500 Eq Wei ETF 78355w106 2445 52835.79 SH Sole 52835.79 Sandisk Corp COM 80004c101 217 4410 SH Sole 4410 Schlumberger Ltd COM 806857108 227 3320 SH Sole 3320 Select Sector SPDR Tr SBI Tech ETF 81369y803 4214 165580.09 SH Sole 165580.1 Sirius XM Radio Inc COM 82967n108 27 15050 SH Sole 15050 SPDR Dow Jones Industrial Avrg ETF 78467x109 2567 21067.26 SH Sole 21067.26 SPDR S&P 500 ETF Ser 1 S&P ETF 78462f103 341 2717.46 SH Sole 2717.46 SPDR S&P Emerg Small Cap ETF ETF 78463x756 979 25949 SH Sole 25949 SPDR S&P Mid Cap 400 ETF Tr ETF 78467y107 4259 26706.05 SH Sole 26706.05 SPDR Series Trust KBW Regional ETF 78464a698 4060 166315.92 SH Sole 166315.9 SPDR Series Trust S&P Biotech ETF 78464a870 3378 50872 SH Sole 50872 Starwood Hotels & Resorts Worl COM 85590a401 206 4297 SH Sole 4297 Syntroleum Corp COM 871630109 774 805970 SH Sole 805970 TECO Energy Inc COM 872375100 200 10450 SH Sole 10450 Thermo Fisher Scientific Inc COM 883556102 347 7725 SH Sole 7725 Union Pacific Corp COM 907818108 338 3186 SH Sole 3186 Vanguard Emerg Mkt ETF ETF 922042858 253 6631 SH Sole 6631 Vanguard Health Care ETF ETF 92204a504 2140 34969.19 SH Sole 34969.19 Vanguard REIT ETF ETF 922908553 4284 73866.34 SH Sole 73866.34 Vanguard Specialized Portfolio ETF 921908844 4282 78350.36 SH Sole 78350.36 Verizon Communications Inc COM 92343v104 360 8969 SH Sole 8969 VF Corp COM 918204108 1236 9733 SH Sole 9733 Wal-Mart Stores Inc COM 931142103 307 5132 SH Sole 5132 Willbros Group Inc COM 969203108 119 32407 SH Sole 32407