-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JbzsVYSiz4HOQTBy9Jos6E0c0SOnaLCJ+7Ykenk6lLqoglO7fj4NIJp7G1ZQPGOw 5PK6xA8wFZ7a/MLI76D8Hw== 0001373442-11-000001.txt : 20110211 0001373442-11-000001.hdr.sgml : 20110211 20110211102258 ACCESSION NUMBER: 0001373442-11-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110211 DATE AS OF CHANGE: 20110211 EFFECTIVENESS DATE: 20110211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mariner Wealth Advisors, LLC CENTRAL INDEX KEY: 0001373442 IRS NUMBER: 204553256 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13550 FILM NUMBER: 11595514 BUSINESS ADDRESS: STREET 1: 4200 W. 115TH STREET STREET 2: SUITE 100 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 9136479700 MAIL ADDRESS: STREET 1: 4200 W. 115TH STREET STREET 2: SUITE 100 CITY: LEAWOOD STATE: KS ZIP: 66211 13F-HR 1 mwa4qfinal.txt 4TH QUARTER 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended: December 31, 2010 Institutional Investment Manger Filing this Report: Name: Mariner Wealth Advisors, LLC Address: 4200 West 115th St. Suite 100. Leawood, KS 66211 13F File Number 28-13550 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the rreport is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager Name: Braden M. Perry Title: Chief Compliance Officer Phone: (913)647-9700 Signature, Place, and Date of Signing: Braden M. Perry Leawood, KS February 11, 2011 List of other Mangers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 106 Form 13F Information TAble Value Total: $181,725 FORM 13F INFORMATION TABLE Voting Authority -------------------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title ofCUSIP (x$1000)Prn Amt Prn Call Dscretn ManagersSole Shared None - ----------------------------------------------- ------------------- ---- ------- -------------------------------- Abbott Laboratories COM 002824100 274 5729SH Sole 5729 Altera Corp COM 021441100 269 7552SH Sole 7552 Altria Group Inc COM 02209s103 278 11299SH Sole 11299 Apple Inc COM 037833100 1042 3229.5SH Sole 3229.5 AT&T Inc COM 00206r102 235 8004SH Sole 8004 Atlantic Prem Brands Ltd COM 04878p105 1 10000SH Sole 10000 Bank of America Corporation COM 060505104 991 74255SH Sole 74255 Barrick Gold Corp COM 067901108 289 5442.5SH Sole 5442.5 Bed Bath & Beyond Inc COM 075896100 301 6122.5SH Sole 6122.5 Berkshire Hathaway Inc Cl A COM 084670108 843 7SH Sole 7 Bristol-Myers Squibb Co COM 110122108 369 13922SH Sole 13922 Canadian National Railway Co COM 136375102 255 3830SH Sole 3830 Caterpillar Inc COM 149123101 429 4580SH Sole 4580 Celgene Corp COM 151020104 540 9138.5SH Sole 9138.5 Cerner Corp COM 156782104 1361 14362.6SH Sole 14362.6 Chevron Corp COM 166764100 263 2882SH Sole 2882 Cimarex Energy Co COM 171798101 323 3650SH Sole 3650 Citigroup Inc COM 172967101 332 70280SH Sole 70280 Colgate Palmolive Co COM 194162103 210 2611SH Sole 2611 Commerce Bancshares Inc COM 200525103 336 8451SH Sole 8451 Disney Walt Co Disney COM 254687106 405 10796.5SH Sole 10796.5 Dresser-Rand Group Inc COM 261608103 435 10215SH Sole 10215 Exxon Mobil Corp COM 30231g102 1873 25613SH Sole 25613 Fidelity Natl Information ServCOM 31620m106 348 12710SH Sole 12710 First Horizon Natl Corp COM 320517105 29024604.26SH Sole 24604.26 Ford Motor Co COM 345370860 215 12780SH Sole 12780 Franklin Resources Inc COM 354613101 301 2707.5SH Sole 2707.5 General Electric Co COM 369604103 49927272.58SH Sole 27272.58 General Mills Inc COM 370334104 306 8598SH Sole 8598 Goldman Sachs Group Inc COM 38141g104 249 1482SH Sole 1482 Hartford Financial Services GrCOM 416515104 264 9971SH Sole 9971 Intel Corp COM 458140100 228 10847SH Sole 10847 Intl Business Machines COM 459200101 633 4310SH Sole 4310 Kansas City Southern COM 485170302 1448 30262SH Sole 30262 Lubrizol Corp COM 549271104 392 3669.5SH Sole 3669.5 Marshall & Ilsley Corp COM 571837103 79 11344SH Sole 11344 MasterCard Inc Cl A COM 57636q104 376 1677SH Sole 1677 Microchip Technology Inc COM 595017104 291 8495SH Sole 8495 Microsoft Corp COM 594918104 291 10411SH Sole 10411 Monsanto Co COM 61166w101 301 4327SH Sole 4327 Nexxus Lighting Inc COM 65338e105 1583 771985SH Sole 771985 Nike Inc Cl B COM 654106103 436 5101SH Sole 5101 O'Reilly Automotive Inc COM 67103h107 296 4892.5SH Sole 4892.5 Odyssey Marine Exploration IncCOM 676118102 139 50000SH Sole 50000 Oneok Inc COM 682680103 439 7908.5SH Sole 7908.5 Oracle Corp COM 68389x105 457 14594.5SH Sole 14594.5 Panera Bread Co Cl A COM 69840w108 302 2988SH Sole 2988 PepsiCo Inc COM 713448108 204 3124SH Sole 3124 Petrohawk Energy Corp COM 716495106 1833 100415SH Sole 100415 Pfizer Inc COM 717081103 182 10368SH Sole 10368 Philip Morris Intl Inc COM 718172109 226 3855SH Sole 3855 Procter & Gamble Co COM 742718109 237136860.13SH Sole 36860.13 Project Group Inc COM 74338q100 0 35000SH Sole 35000 Qualcomm Inc COM 747525103 346 6983SH Sole 6983 Sandisk Corp COM 80004c101 502 10070SH Sole 10070 Schlumberger Ltd COM 806857108 273 3275SH Sole 3275 Sirius XM Radio Inc COM 82967n108 88 54070SH Sole 54070 TECO Energy Inc COM 872375100 276 15495SH Sole 15495 Textainer Group Holdings Ltd COM g8766e109 434 15244SH Sole 15244 Thermo Fisher Scientific Inc COM 883556102 616 11123SH Sole 11123 Toronto Dominion Bank Ont COM 891160509 260 3505SH Sole 3505 Transocean Ltd Reg COM h8817h100 325 4675SH Sole 4675 Union Pacific Corp COM 907818108 420 4531.5SH Sole 4531.5 United Technologies Corp COM 913017109 308 3912.5SH Sole 3912.5 US Bancorp Del COM 902973304 281 10401SH Sole 10401 Verizon Communications Inc COM 92343v104 395 11040SH Sole 11040 Wal-Mart Stores Inc COM 931142103 293 5437SH Sole 5437 Coca-Cola Femsa SAB de CV Sp AADR 191241108 271 3285SH Sole 3285 Companhia Siderurgica NacionalADR 20440w105 249 14935SH Sole 14935 Nestle SA Sp ADR ADR 641069406 254 4332SH Sole 4332 Teva Pharmaceutical IndustriesADR 881624209 233 4475.5SH Sole 4475.5 Unilever NV NY ADR 904784709 279 8897.5SH Sole 8897.5 Companhia Brasileira de Distrb 20440t201 295 7020SH Sole 7020 iShares FTSE Xinhua Index ETF 464287184 5556 128944SH Sole 128944 iShares Inc MSCI Australia ETF 464286103 3512 138045SH Sole 138045 iShares Inc MSCI German ETF 464286806 367 15315SH Sole 15315 iShares Inc MSCI Pacific ex-JaETF 464286665 3480 74075SH Sole 74075 iShares Inc MSCI United KingdoETF 464286699 726 41800SH Sole 41800 iShares MSCI EAFE Index ETF 464287465 305 5238SH Sole 5238 iShares MSCI Emerg Mkt ETF 464287234 5169 108489SH Sole 108489 iShares Russell 2000 ETF 464287655 689 8800SH Sole 8800 iShares Russell Mid Cap ETF 464287499 365 3585SH Sole 3585 iShares S&P 500 Index ETF 464287200 750 5941SH Sole 5941 iShares S&P Latin America 40 ETF 464287390 7215 133965SH Sole 133965 iShares S&P North American NatETF 464287374 4854 116437SH Sole 116437 JPMorgan Chase & Co Alerian MLETF 46625h365 4402 121100SH Sole 121100 Market Vectors Brazil Small CaETF 57060u613 11528 199861SH Sole 199861 PowerShares India ETF 73935l100 4349 171080SH Sole 171080 PowerShares Intl Div AchieversETF 73935x716 441 28644.7SH Sole 28644.7 RevenueShares ETF Tr Small CapETF 761396308 4962 152735SH Sole 152735 Select Sector SPDR Tr SBI ConsETF 81369y407 6326 169100SH Sole 169100 Select Sector SPDR Tr SBI TechETF 81369y803 3306 131241SH Sole 131241 SPDR S&P 500 ETF Ser 1 S&P ETF 78462f103 240 1907SH Sole 1907 SPDR S&P Emerg Small Cap ETF ETF 78463x756 311 5460SH Sole 5460 SPDR S&P Mid Cap 400 ETF Tr ETF 78467y107 8584 52123SH Sole 52123 Vanguard REIT ETF ETF 922908553 2174 39267.1SH Sole 39267.1 Vanguard Specialized PortfolioETF 921908844 4818 91553SH Sole 91553 iShares Barclays TIPS Bond ETF 464287176 260 2420SH Sole 2420 iShares Barclays US Aggreg B ETF 464287226 253 2390SH Sole 2390 iShares iBoxx Inv Grade Corp BETF 464287242 235 2165SH Sole 2165 PowerShares DB US Dollar IndexETF 73936d107 4778 210380SH Sole 210380 SPDR Series Trust Barclays IntETF 78464a516 250 4280SH Sole 4280 SPDR Series Trust Barclays YieETF 78464a417 249 6263.16SH Sole 6263.16 Inergy LP MLP 456615103 57791 1472763SH Sole 1472763 Kinder Morgan Energy Partners MLP 494550106 212 3021.84SH Sole 3021.84 Oneok Partners LP MLP 68268n103 237 2975SH Sole 2975
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