0001415889-16-005893.txt : 20160516 0001415889-16-005893.hdr.sgml : 20160516 20160513181439 ACCESSION NUMBER: 0001415889-16-005893 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160516 DATE AS OF CHANGE: 20160513 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Venaxis, Inc. CENTRAL INDEX KEY: 0001167419 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 841553387 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-79102 FILM NUMBER: 161649973 BUSINESS ADDRESS: STREET 1: 1585 S. PERRY STREET CITY: CASTLE ROCK STATE: CO ZIP: 80104 BUSINESS PHONE: (303) 794-2000 MAIL ADDRESS: STREET 1: 1585 S. PERRY STREET CITY: CASTLE ROCK STATE: CO ZIP: 80104 FORMER COMPANY: FORMER CONFORMED NAME: AspenBio Pharma, Inc. DATE OF NAME CHANGE: 20051110 FORMER COMPANY: FORMER CONFORMED NAME: ASPENBIO INC DATE OF NAME CHANGE: 20020213 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Honig Barry C CENTRAL INDEX KEY: 0001373203 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 595 S FEDERAL HIGHWAY STREET 2: SUITE 600 CITY: BOCA RATON STATE: FL ZIP: 33432 FORMER COMPANY: FORMER CONFORMED NAME: Honig Barry R DATE OF NAME CHANGE: 20060818 SC 13G/A 1 honig13ga_may2016.htm 13 G/A honig13ga_may2016.htm



SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549

Amendment No. 1
To
SCHEDULE 13G
(Rule 13d-102)
 
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(b)
 
VENAXIS, INC.
(Name of Issuer)

COMMON STOCK
(Title of Class of Securities)

92262A206
(CUSIP Number)
 
May 13, 2016
(Date of Event Which Requires Filing of This Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[   ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[   ] Rule 13d-1(d)

(Page 1 of 10 Pages)

 
 
 
 


 

 
CUSIP No. 92262A206

 
1
 
NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
Barry Honig
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                                            (a)   o
                                                                                                                                                                  (b)   o
 
3
 
SEC USE ONLY
 
 
4
 
CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States

 
 
NUMBER OF SHARES
 
5
 
SOLE VOTING POWER
 
0
 
BENEFICIALLY
OWNED BY
 
6
 
SHARED VOTING POWER
 
 386,581 (1)
 
EACH
REPORTING
 
7
 
SOLE DISPOSITIVE POWER
 
0
 
PERSON WITH
 
8
 
SHARED DISPOSITIVE POWER
 
 386,581 (1)

 
9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
386,581 (1)
 
10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
9.97 %
 
12
 
TYPE OF REPORTING PERSON*
 
IN

(1)  
Represents (i) 357,813 shares of common stock held by GRQ Consultants, Inc. 401K (“401K”), (ii) 15,768 shares of common stock held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig (“Roth 401K”) and (iii)  13,000  shares of common stock held by GRQ Consultants, Inc. Roth 401K FBO Renee Honig (“Renee Roth 401K”). Renee Honig is Mr. Honig’s spouse. Mr. Honig is the trustee of 401K and Roth 401K and in such capacities holds voting and dispositive power over the securities held by such entities.

 
-1-

 


 
CUSIP No. 92262A206

 
1
 
NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
   GRQ Consultants, Inc. 401K
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                    (a)    o                                                                                                                     
                                                                                                                                         (b)   o
 
3
 
SEC USE ONLY
 
 
4
 
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Florida

 
 
NUMBER OF SHARES
 
5
 
SOLE VOTING POWER
 
0
 
BENEFICIALLY
OWNED BY
 
6
 
SHARED VOTING POWER
 
357,813 (1)
 
EACH
REPORTING
 
7
 
SOLE DISPOSITIVE POWER
 
0
 
PERSON WITH
 
8
 
SHARED DISPOSITIVE POWER
 
357,813 (1)

 
9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
357,813 (1)
 
10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
9.23 %
 
12
 
TYPE OF REPORTING PERSON*
 
OO

(1)  
Mr. Honig is the trustee of 401K and in such capacity holds voting and dispositive power over the securities held by 401K.

 
-2-

 
 
 
CUSIP No. 92262A206

 
1
 
NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
   GRQ Consultants, Inc. Roth 401K FBO Barry Honig
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                                             (a)  o
                                                                                                                                                                  (b)   o
 
3
 
SEC USE ONLY
 
 
4
 
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Florida

 
 
NUMBER OF SHARES
 
5
 
SOLE VOTING POWER
 
0
 
BENEFICIALLY
OWNED BY
 
6
 
SHARED VOTING POWER
 
15,768 (1)
 
EACH
REPORTING
 
7
 
SOLE DISPOSITIVE POWER
 
0
 
PERSON WITH
 
8
 
SHARED DISPOSITIVE POWER
 
15,768 (1)

 
9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
15,768 (1)
 
10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
0.41%
 
12
 
TYPE OF REPORTING PERSON*
 
OO

(1)  
Mr. Honig is the trustee of Roth 401K and in such capacity holds voting and dispositive power over the securities held by Roth 401K.
 
 
-3-

 

Item 1(a).                  Name of Issuer:

Venaxis, Inc. (“Issuer”)

Item 1(b).                 Address of Issuer's Principal Executive Offices:

1585 South Perry Street, Castle Rock, CO 80104.

Item 2(a).                 Name of Person Filing.

The statement is filed on behalf of Barry Honig, GRQ Consultants, Inc. 401K (“401K”) and GRQ Consultants, Inc. Roth 401K FBO Barry Honig (“Roth 401K” and together with Barry Honig and 401K, the “Reporting Persons”).

Item 2(b).                 Address of Principal Business Office or, if None, Residence.

The Reporting Persons have a business address located at 555 South Federal Highway, #450, Boca Raton, FL 33432.

Item 2(c).                 Citizenship.

Barry Honig is a citizen of the United States. 401K and Roth 401K are organized in the State of Florida.
 
Florida

Item 2(d).                 Title of Class of Securities.

Common Stock, no par value.

Item 2(e).                 CUSIP Number.

The Issuer’s CUSIP Number is 92262A206
 
Item 3.                      Type of Person
 
Not applicable.

Item 4.                       Ownership.

(a) Amount beneficially owned:  386,581 (1)

(b) Percent of class: 9.97 %

(c) Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote: 0

(ii) Shared power to vote or to direct the vote:  386,581 (1)

(iii) Sole power to dispose or to direct the disposition of: 0

(iv) Shared power to dispose or to direct the disposition of:  386,581 (1)
 
 
-4-

 
 
(1)  
Represents (i) 357,813 shares of common stock held 401K, (ii) 15,768 shares of common stock held by Roth 401K  and (iii)  13,000 shares of common stock held by Renee Roth 401K. Renee Honig is Mr. Honig’s spouse. Mr. Honig is the trustee of 401K and Roth 401K and in such capacities holds voting and dispositive power over the securities held by such entities.

Item 5.                       Ownership of Five Percent or Less of a Class.

Not applicable.

Item 6.                       Ownership of More than Five Percent on Behalf of Another Person.

Not Applicable

Item 7.                       Identification and Classification of the Subsidiary Which Acquired the Security Being Reported by the Parent Holding Company.
 
Not applicable.

Item 8.                        Identification and Classification of Members of the Group.

Not applicable.

Item 9.                        Notice of Dissolution of Group.

Not applicable.

Item 10.                      Certifications.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
 
-5-

 

SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

       
Date: May 13, 2016
By: 
/s/ Barry Honig
 
   
Barry Honig
 
       
   
GRQ Consultants, Inc. 401K
 
 
Date: May 13, 2016
 
By: 
 
/s/ Barry Honig
 
   
Barry Honig, Trustee
 


   
GRQ Consultants, Inc. Roth 401K FBO Barry Honig
 
 
Date: May 13, 2016
 
By: 
 
/s/ Barry Honig
 
   
Barry Honig, Trustee
 
 
-6-