0001144204-17-033574.txt : 20170622
0001144204-17-033574.hdr.sgml : 20170622
20170622140949
ACCESSION NUMBER: 0001144204-17-033574
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170620
FILED AS OF DATE: 20170622
DATE AS OF CHANGE: 20170622
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KCAP Financial, Inc.
CENTRAL INDEX KEY: 0001372807
IRS NUMBER: 205348000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 295 MADISON AVENUE
STREET 2: 6TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-455-8300
MAIL ADDRESS:
STREET 1: 295 MADISON AVENUE
STREET 2: 6TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: Kohlberg Capital CORP
DATE OF NAME CHANGE: 20061211
FORMER COMPANY:
FORMER CONFORMED NAME: Kohlberg Capital, LLC
DATE OF NAME CHANGE: 20060815
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Corless R Jon
CENTRAL INDEX KEY: 0001379140
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00735
FILM NUMBER: 17924807
MAIL ADDRESS:
STREET 1: C/O KOHLBERG CAPITAL CORPORATION
STREET 2: 295 MADISON AVENUE, 6TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
v469474_4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-06-20
0
0001372807
KCAP Financial, Inc.
KCAP
0001379140
Corless R Jon
C/O KCAP FINANCIAL INC.
295 MADISON AVENUE, 6TH FLOOR
NEW YORK
NY
10017
0
1
0
0
Chief Investment Officer
Common Stock
2017-06-20
4
F
0
3141
3.40
D
97882
D
/s/ R. Jon Corless
2017-06-22