0001104659-19-053095.txt : 20191004 0001104659-19-053095.hdr.sgml : 20191004 20191004133439 ACCESSION NUMBER: 0001104659-19-053095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191004 DATE AS OF CHANGE: 20191004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zhang Junge CENTRAL INDEX KEY: 0001790205 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36751 FILM NUMBER: 191138288 MAIL ADDRESS: STREET 1: 5 GREAT VALLEY PARKWAY, SUITE 160 CITY: MALVERN STATE: PA ZIP: 19355 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ocugen, Inc. CENTRAL INDEX KEY: 0001372299 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5 GREAT VALLEY PARKWAY STREET 2: SUITE 160 CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: 484-328-4698 MAIL ADDRESS: STREET 1: 5 GREAT VALLEY PARKWAY STREET 2: SUITE 160 CITY: MALVERN STATE: PA ZIP: 19355 FORMER COMPANY: FORMER CONFORMED NAME: HISTOGENICS CORP DATE OF NAME CHANGE: 20060810 4 1 a4.xml 4 X0306 4 2019-09-30 0 0001372299 Ocugen, Inc. OCGN 0001790205 Zhang Junge C/O OCUGEN, INC. 5 GREAT VALLEY PARKWAY, SUITE 160 MALVERN PA 19355 1 0 0 0 Common Stock 2019-09-30 4 P 0 197 2.45 A 197 D Common Stock 2019-09-30 4 P 0 200 2.46 A 397 D Common Stock 2019-09-30 4 P 0 1358 2.47 A 1755 D Common Stock 2019-09-30 4 P 0 100 2.45 A 1855 D Common Stock 2019-09-30 4 P 0 3000 2.48 A 4855 D Common Stock 2019-09-30 4 P 0 660 2.50 A 5515 D Common Stock 2019-09-30 4 P 0 200 2.49 A 5715 D Common Stock 2019-09-30 4 P 0 200 2.62 A 5915 D Common Stock 2019-09-30 4 P 0 10000 3.10 A 15915 D Common Stock 2019-09-30 4 P 0 2000 3.35 A 17915 D Common Stock 2019-09-30 4 P 0 1163 3.10 A 19078 D Common Stock 2019-09-30 4 P 0 2000 3.80 A 21078 D Common Stock 2019-09-30 4 P 0 5000 3.35 A 26078 D Common Stock 2019-09-30 4 P 0 3000 3.30 A 29078 D Common Stock 2019-09-30 4 P 0 2000 2.95 A 31078 D Common Stock 212863 I By Trust /s/ John Zhang by [Kelly Beck], his attorney-in-fact 2019-10-02