0001372130-19-000004.txt : 20191121 0001372130-19-000004.hdr.sgml : 20191121 20191121112859 ACCESSION NUMBER: 0001372130-19-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191121 DATE AS OF CHANGE: 20191121 EFFECTIVENESS DATE: 20191121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HEADINVEST, LLC CENTRAL INDEX KEY: 0001372130 IRS NUMBER: 204445689 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11969 FILM NUMBER: 191236323 BUSINESS ADDRESS: STREET 1: 7 CUSTOM HOUSE STREET STREET 2: 4TH FLOOR CITY: PORTLAND STATE: ME ZIP: 04101 BUSINESS PHONE: 207-773-5333 MAIL ADDRESS: STREET 1: 7 CUSTOM HOUSE STREET STREET 2: 4TH FLOOR CITY: PORTLAND STATE: ME ZIP: 04101 FORMER COMPANY: FORMER CONFORMED NAME: Head & Associates, LLC DATE OF NAME CHANGE: 20060809 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001372130 XXXXXXXX 09-30-2019 09-30-2019 HEADINVEST, LLC

7 CUSTOM HOUSE STREET 4TH FLOOR PORTLAND ME 04101

13F HOLDINGS REPORT 028-11969 N Carl Gercke 207 773-5333 Carl Gercke Portland ME 11-21-2019 0 189 329760 false INFORMATION TABLE 2 13F3Q2019.xml THIRD QUARTER 2019 3M Company COM 88579y101 6490 39476 SH SOLE 37731 0 1745 A T & T New COM 00206r102 971 25669 SH SOLE 24648 0 1021 ABB Ltd ADR COM 000375204 226 11486 SH SOLE 10686 0 800 Abbott Laboratories COM 002824100 1081 12918 SH SOLE 12849 0 69 Abbvie Inc COM 00287Y109 647 8541 SH SOLE 8483 0 58 Accenture Plc COM G1151C101 7088 36849 SH SOLE 34724 0 2125 Air Prod & Chemicals COM 009158106 678 3055 SH SOLE 2780 0 275 Alphabet Inc Cl A COM 02079K305 1366 1119 SH SOLE 1119 0 0 Alphabet Inc Cl C COM 02079K107 600 492 SH SOLE 492 0 0 Amazon COM 023135106 1413 814 SH SOLE 814 0 0 Amer Electric Pwr COM 025537101 214 2288 SH SOLE 2288 0 0 American Express COM 025816109 4939 41757 SH SOLE 39362 0 2395 American Tower COM 03027X100 565 2557 SH SOLE 2557 0 0 Amphenol COM 320951015 453 4691 SH SOLE 4691 0 0 Apple COM 037833100 3930 17548 SH SOLE 17478 0 70 Aqua America COM 03836w103 257 5725 SH SOLE 5725 0 0 Australia and New Zealand Bank COM 052528304 435 22663 SH SOLE 22663 0 0 Auto Data Processing COM 053015103 1237 7665 SH SOLE 7665 0 0 BHP Billiton Ltd ADR COM 088606108 344 6961 SH SOLE 6141 0 820 Bank of America COM 060505104 477 16363 SH SOLE 15563 0 800 Berkshire Hathaway A COM 084990175 312 100 SH SOLE 100 0 0 Berkshire Hathaway B COM 084670702 991 4766 SH SOLE 4766 0 0 Bristol-Myers Squibb COM 110122108 216 4250 SH SOLE 4250 0 0 CVS Health Corp COM 126650100 360 5711 SH SOLE 5711 0 0 Caledonia Mining Corporation P COM G1757E113 82 12200 SH SOLE 12200 0 0 Camden National COM 133034108 312 7213 SH SOLE 7213 0 0 Celgene Corp COM 151020104 620 6245 SH SOLE 5915 0 330 Cerner Corp COM 156782104 543 7970 SH SOLE 7970 0 0 Chevron Corporation COM 166764100 1577 13295 SH SOLE 13047 0 248 Chubb LTD COM H1467J104 723 4479 SH SOLE 4479 0 0 Cisco Systems COM 17275r102 5945 120319 SH SOLE 114776 0 5543 Coca Cola COM 191216100 282 5174 SH SOLE 5174 0 0 Colgate-Palmolive COM 194162103 450 6127 SH SOLE 6127 0 0 ConocoPhillips COM 20825c104 376 6601 SH SOLE 6026 0 575 Costco Wholesale Corporation COM 22160K105 470 1630 SH SOLE 1630 0 0 Danaher Corp COM 235851102 7979 55245 SH SOLE 52680 0 2565 Dentsply Sirona Inc COM 24906P109 3998 74989 SH SOLE 70315 0 4674 Devon Energy COM 25179m103 360 14981 SH SOLE 13846 0 1135 Disney Walt Co COM 254687106 285 2185 SH SOLE 2185 0 0 Dow Inc COM 260557103 288 6050 SH SOLE 5703 0 347 Duke Energy Corp COM 26441C204 352 3669 SH SOLE 3669 0 0 Dupont De Nemours Inc COM 26614N102 314 4405 SH SOLE 4058 0 347 Eaton Corp PLC COM G29183103 281 3378 SH SOLE 3378 0 0 Ecolab Inc. COM 278865100 5415 27342 SH SOLE 26307 0 1035 Emerson Electric COM 291011104 4941 73905 SH SOLE 69755 0 4150 ExxonMobil COM 30231g102 5687 80545 SH SOLE 78005 0 2539 Facebook COM 30303M102 350 1966 SH SOLE 1966 0 0 Fedex Corporation COM 31428x106 252 1729 SH SOLE 1729 0 0 Fiserv COM 337738108 8642 83426 SH SOLE 78561 0 4865 Fortive Corp COM 34959J108 2430 35441 SH SOLE 33351 0 2090 General Electric COM 369604103 491 54897 SH SOLE 53200 0 1697 General Mills COM 370334104 259 4693 SH SOLE 4393 0 300 Henry Schein COM 806407102 339 5340 SH SOLE 5340 0 0 Hershey Company COM 427866108 465 3000 SH SOLE 2700 0 300 Home Depot COM 437076102 932 4015 SH SOLE 4015 0 0 Honeywell International COM 438516106 1172 6925 SH SOLE 6525 0 400 IDEXX Laboratories COM 45168d104 6624 24358 SH SOLE 23228 0 1130 Illinois Tool Works COM 452308109 322 2060 SH SOLE 2060 0 0 Ingersoll Rand Cl A COM g47791101 305 2474 SH SOLE 2474 0 0 Intel Corp COM 458140100 576 11187 SH SOLE 11187 0 0 Intl Business Machines COM 459200101 465 3198 SH SOLE 3198 0 0 Intuit COM 461202103 6512 24486 SH SOLE 22816 0 1670 J.M. Smucker COM 832696405 528 4800 SH SOLE 4800 0 0 JPMorgan Chase COM 46625h100 3274 27818 SH SOLE 26743 0 1075 Jeffersonville Bancorp COM 47559A103 226 13098 SH SOLE 13098 0 0 Johnson & Johnson COM 478160104 2613 20199 SH SOLE 20199 0 0 Kansas City Southern COM 485170302 346 2600 SH SOLE 2600 0 0 Kimberly Clark COM 494368103 286 2017 SH SOLE 2017 0 0 Kinder Morgan Inc COM 49456B101 2000 97056 SH SOLE 93602 0 3454 Linde PLC COM G5494J103 4309 22245 SH SOLE 21685 0 560 MBIA COM 55262C100 545 59057 SH SOLE 59057 0 0 Mastercard Inc COM 57636Q104 294 1082 SH SOLE 1082 0 0 McDonalds COM 580135101 629 2930 SH SOLE 2930 0 0 Medtronic PLC COM G5960L103 4797 44167 SH SOLE 42262 0 1905 Merck COM 58933y105 2191 26026 SH SOLE 25461 0 565 Mettler-Toledo COM 592688105 750 1065 SH SOLE 1065 0 0 Microsoft Corp COM 594918104 11205 80597 SH SOLE 76712 0 3885 Mondelez International Inc COM 609207105 456 8238 SH SOLE 8238 0 0 Nestle S A Reg B ADR COM 641069406 5600 51657 SH SOLE 48772 0 2885 Newell Brands Inc COM 651229106 661 35289 SH SOLE 32971 0 2318 Newmont Goldcorp Corp COM 651639106 470 12401 SH SOLE 12401 0 0 NextEra Energy COM 65339f101 1021 4381 SH SOLE 4381 0 0 Nike B COM 654106103 692 7365 SH SOLE 7365 0 0 Nokia Spon ADR COM 654902204 116 23005 SH SOLE 23005 0 0 Nordstrom COM 655664100 203 6020 SH SOLE 6020 0 0 Novartis ADR COM 66987V109 1121 12902 SH SOLE 12742 0 160 Novo-Nordisk COM 670100205 4913 95025 SH SOLE 89375 0 5650 Nvidia COM 67066G104 207 1192 SH SOLE 1192 0 0 Occidental Pete COM 674599105 1356 30491 SH SOLE 29551 0 940 Oracle COM 68389x105 2694 48953 SH SOLE 46013 0 2940 Paccar COM 693718108 845 12064 SH SOLE 12064 0 0 PepsiCo COM 713448108 7089 51704 SH SOLE 48382 0 3322 Pfizer COM 717081103 1102 30679 SH SOLE 30679 0 0 Procter & Gamble COM 742718109 15509 124691 SH SOLE 122129 0 2562 Qualcomm COM 747525103 3270 42874 SH SOLE 40379 0 2495 Roche Hldg Ltd ADR COM 771195104 2495 68460 SH SOLE 65655 0 2805 Roper Technologies COM 776696106 941 2638 SH SOLE 2638 0 0 Royal Dutch Shell A COM 780259206 329 5588 SH SOLE 5388 0 200 SPDR Select Consumer Disc ETF COM 81369Y407 229 1899 SH SOLE 1499 0 400 SPDR Select Financial ETF COM 81369Y605 713 25472 SH SOLE 24822 0 650 Schlumberger Ltd COM 806857108 1110 32488 SH SOLE 29448 0 3040 Splunk Inc COM 848637104 300 2542 SH SOLE 2542 0 0 Starbucks COM 855244109 657 7428 SH SOLE 7428 0 0 Stryker COM 863667101 619 2861 SH SOLE 2861 0 0 Sysco COM 871829107 370 4666 SH SOLE 4666 0 0 Texas Instruments COM 882508104 6112 47290 SH SOLE 44950 0 2340 Total S A ADR COM 89151E109 432 8300 SH SOLE 8300 0 0 U S Bancorp COM 902973304 270 4875 SH SOLE 4325 0 550 Unilever NV COM 904784709 5776 96214 SH SOLE 90954 0 5260 Union Pacific COM 907818108 498 3076 SH SOLE 3076 0 0 United Parcel Service COM 911312106 5741 47913 SH SOLE 45008 0 2905 United Technologies COM 913017109 4565 33440 SH SOLE 32215 0 1225 Vanguard Info Tech COM 92204A702 451 2091 SH SOLE 2091 0 0 Vanguard REIT COM 922908553 811 8696 SH SOLE 8696 0 0 Verizon Communications COM 92343v104 883 14632 SH SOLE 13927 0 705 Visa COM 92826C839 414 2404 SH SOLE 2404 0 0 W P Carey Inc. COM 92936u109 322 3597 SH SOLE 3597 0 0 Wal-Mart COM 931142103 5464 46040 SH SOLE 43775 0 2265 Walgreens Boots Alliance Inc COM 931427108 745 13462 SH SOLE 12912 0 550 Waters COM 941848103 6449 28889 SH SOLE 27244 0 1645 Wells Fargo & Co New COM 949746101 339 6729 SH SOLE 6729 0 0 Xcel Energy COM 98389B100 352 5418 SH SOLE 5418 0 0 Xylem COM 98419M100 249 3128 SH SOLE 3128 0 0 iShares: Nasdaq Biotech Index COM 464287556 398 3998 SH SOLE 3638 0 360 Invesco S&P 500 Low Volatility COM 46138E354 222 3840 SH SOLE 3840 0 0 JPMorgan Diversified Return EM COM 46641Q308 278 5295 SH SOLE 5295 0 0 SPDR Gold Trust COM 78463V107 484 3487 SH SOLE 3487 0 0 SPDR S&P 500 COM 78462f103 1054 3550 SH SOLE 3306 0 244 Schwab Emerging Markets Equity COM 808524706 292 11630 SH SOLE 11630 0 0 Schwab US Dividend Equity COM 808524797 264 4815 SH SOLE 4815 0 0 Vanguard Dividend Appreciation COM 921908844 1224 10234 SH SOLE 10234 0 0 Vanguard FTSE Developed Market COM 921943858 3337 81224 SH SOLE 74444 0 6780 Vanguard FTSE Emerging Market COM 922042858 5053 125515 SH SOLE 114950 0 10565 Vanguard FTSE Europe Index COM 922042874 279 5200 SH SOLE 5200 0 0 Vanguard Growth COM 922908736 573 3446 SH SOLE 3446 0 0 Vanguard High Dividend Yield COM 921946406 8556 96423 SH SOLE 94826 0 1597 Vanguard Lg Cap Index COM 922908637 4777 35037 SH SOLE 34737 0 300 Vanguard Mid Cap COM 922908629 4199 25055 SH SOLE 24330 0 725 Vanguard S&P 500 COM 922908363 1151 4222 SH SOLE 4222 0 0 Vanguard Small Cap COM 922908751 2412 15674 SH SOLE 15364 0 310 Vanguard Total Stock Mkt COM 922908769 4207 27860 SH SOLE 25210 0 2650 Vanguard Value COM 992908744 463 4152 SH SOLE 4152 0 0 iShares Core Dividend Growth COM 46434V621 482 12316 SH SOLE 12316 0 0 iShares MSCI KLD 400 Social ET COM 464288570 1185 10681 SH SOLE 10681 0 0 iShares: Core MSCI EAFE COM 46432F842 343 5618 SH SOLE 5618 0 0 iShares: Core MSCI Emerging Mk COM 46434G103 1042 21253 SH SOLE 21253 0 0 iShares: Currency Hedged MSCI COM 46434V803 610 20370 SH SOLE 20370 0 0 iShares: DJ Select Div Index COM 464287168 480 4705 SH SOLE 4705 0 0 iShares: International Select COM 464288448 360 11705 SH SOLE 11705 0 0 iShares: MSCI EAFE Index COM 464287465 2027 31086 SH SOLE 28622 0 2464 iShares: MSCI EAFE Sm Cap COM 464288273 383 6688 SH SOLE 6688 0 0 iShares: MSCI Emerg Mkts COM 464287234 297 7270 SH SOLE 7270 0 0 iShares: Midcap 400 Index COM 464287507 1106 5726 SH SOLE 5561 0 165 iShares: Russell 1000 Gwth COM 464287614 207 1298 SH SOLE 1298 0 0 iShares: S&P 500 Idx COM 464287200 1420 4757 SH SOLE 4757 0 0 iShares: S&P Small Cap 600 Idx COM 464287804 23014 295652 SH SOLE 283762 0 11890 American Century Select Inv Cl COM 250835022 598 7836 SH SOLE 7836 0 0 American Fd Washington Mutual COM 939330106 280 6032 SH SOLE 3043 0 2989 American Wash Mutual Investors COM 939330825 224 4842 SH SOLE 4842 0 0 BlackRock Health Sciences Oppo COM 091937540 224 3647 SH SOLE 3647 0 0 Calvert Emerging Markets Eqty COM 131649774 180 11106 SH SOLE 11106 0 0 DFA Global Equity Portfolio In COM 25434D674 1129 49128 SH SOLE 49128 0 0 DFA Intl Core Equity COM 233203371 284 22313 SH SOLE 22313 0 0 Davis NY Venture A COM 239080104 231 8233 SH SOLE 8233 0 0 Fidelity Contra Fund COM 316071109 133 10332 SH SOLE 10332 0 0 Fidelity Growth Company Fund COM 316200104 553 28602 SH SOLE 28602 0 0 Fidelity Independence Fd COM 316145309 217 5716 SH SOLE 5716 0 0 Fidelity Low Priced Stock Fund COM 316345305 218 4857 SH SOLE 4857 0 0 Fidelity Magellan Fund COM 316184100 151 13925 SH SOLE 13925 0 0 First Eagle Fds Inc Overseas F COM 32008F200 879 35259 SH SOLE 35259 0 0 First Eagle Global I COM 32008F606 640 10882 SH SOLE 10882 0 0 Fuller & Thaler Behavioral Sma COM 14064D865 229 9100 SH SOLE 9100 0 0 JPMorgan Emerging Markets Eqty COM 4812A0623 289 9800 SH SOLE 9800 0 0 Janus Henderson Research T COM 471023853 362 7252 SH SOLE 7252 0 0 Natixis ASG Managed Futures St COM 63872T729 130 12688 SH SOLE 12688 0 0 Oppenheimer Developing Markets COM 683974505 292 6985 SH SOLE 6985 0 0 Parnassus Equity Income COM 701769101 372 7804 SH SOLE 7804 0 0 Pax MSCI EAFE ESG Leaders Inde COM 704223742 418 48200 SH SOLE 48200 0 0 Pax MSCI EAFE ESG Leaders Indx COM 704223759 94 10629 SH SOLE 10629 0 0 T Rowe Price Cap App COM 77954M105 428 13659 SH SOLE 13659 0 0 T Rowe Price Health Sciences COM 741480107 251 3459 SH SOLE 3459 0 0 T Rowe Price New Horizon COM 779562107 338 5543 SH SOLE 5543 0 0 T. Rowe Price Comm & Tech Inve COM 741454102 266 2312 SH SOLE 2312 0 0 Vanguard 500 Index Tr Adm COM 922908710 5427 19757 SH SOLE 18254 0 1503 Vanguard Mid Cap Index Adm COM 922908645 4005 19291 SH SOLE 19291 0 0 Vanguard PRIMECAP Fund Admiral COM 921936209 311 2254 SH SOLE 2254 0 0 Vanguard Small Cap Index Adm COM 922908686 2348 31823 SH SOLE 31823 0 0 Washington Mutual F1 COM 939330403 420 9084 SH SOLE 8446 0 639