0001372130-12-000001.txt : 20120117 0001372130-12-000001.hdr.sgml : 20120116 20120117162919 ACCESSION NUMBER: 0001372130-12-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120117 DATE AS OF CHANGE: 20120117 EFFECTIVENESS DATE: 20120117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HEADINVEST, LLC CENTRAL INDEX KEY: 0001372130 IRS NUMBER: 204445689 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11969 FILM NUMBER: 12529922 BUSINESS ADDRESS: STREET 1: 121 MIDDLE ST CITY: PORTLAND STATE: ME ZIP: 04101 BUSINESS PHONE: 207-773-5333 MAIL ADDRESS: STREET 1: 121 MIDDLE ST CITY: PORTLAND STATE: ME ZIP: 04101 FORMER COMPANY: FORMER CONFORMED NAME: Head & Associates, LLC DATE OF NAME CHANGE: 20060809 13F-HR 1 4q1113f.txt 4Q2011 HEAD 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: _______ This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: HeadInvest, LLC. Address: 121 Middle Street Portland ME 04101 Form 13F File Number: 028-11969 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Christopher P. Wiers Title: AVP Operations & Technology Phone: 207-773-5333 Signature, Place, and Date of Signing: Christopher P. Wiers at Portland, ME January 17, 2012 Report Type (Check only one): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ]13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ]13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Form 13F SUMMARY PAGE Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 88 Form 13F Information Table Value Total: $227,537 (thousands) List of Other Included Managers: N/A Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional Investment managers with respect to which this report is filed, other than the manager filing this report. (If there are not entries in this list, state "NONE" and omit the column headings and list entries.) NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Company COM 88579y101 6035 73845 SH Sole 65660 8185 A T & T Inc New COM 00206r102 725 23981 SH Sole 23260 721 ABB Ltd ADR COM 000375204 4030 214028 SH Sole 189500 24528 Abbott Laboratories COM 002824100 477 8484 SH Sole 8484 Air Prod & Chemicals COM 009158106 489 5745 SH Sole 5470 275 American Express COM 025816109 5213 110509 SH Sole 97778 12731 Amgen Incorporated COM 031162100 460 7167 SH Sole 6967 200 Apple Inc COM 037833100 1281 3164 SH Sole 3154 10 Auto Data Processing COM 053015103 363 6722 SH Sole 6722 BHP Billiton Ltd ADR COM 088606108 4546 64362 SH Sole 57727 6635 Ball Corporation COM 058498106 257 7200 SH Sole 7200 Baxter Intl COM 071813109 202 4075 SH Sole 4075 Berkshire Hathaway B COM 084670702 309 4050 SH Sole 4050 Biogen Idec Inc COM 09062X103 245 2230 SH Sole 2000 230 Bristol-Myers Squibb COM 110122108 292 8287 SH Sole 8287 C R Bard COM 067383109 4657 54468 SH Sole 49418 5050 Cenovus Energy COM 15135u109 2467 74306 SH Sole 66327 7979 Chevron Corporation COM 166764100 2028 19056 SH Sole 18808 248 Cisco Systems Inc COM 17275r102 4710 260533 SH Sole 231440 29093 Coca Cola Company COM 191216100 547 7814 SH Sole 7763 51 ConocoPhillips COM 20825c104 6188 84920 SH Sole 74697 10223 Consolidated Edison Inc COM 209115104 213 3426 SH Sole 3426 Currencyshares Jpn Yen Trst COM 23130a102 526 4115 SH Sole 4115 Danaher Corp COM 235851102 5658 120287 SH Sole 109132 11155 Dentsply Intl COM 249030107 5752 164399 SH Sole 145558 18841 Devon Energy COM 25179m103 4087 65913 SH Sole 58265 7648 Emerson Electric COM 291011104 5682 121963 SH Sole 108769 13194 ExxonMobil COM 30231g102 5958 70290 SH Sole 65580 4710 Fiserv Inc COM 337738108 5101 86842 SH Sole 77445 9397 Freeport-Mcmoran COM 35671D857 243 6600 SH Sole 6600 General Electric COM 369604103 1215 67820 SH Sole 63269 4551 Hancock John Pfd Incm Fd COM 41021p103 506 29616 SH Sole 27850 1766 Heinz H J Co COM 423074103 4430 81984 SH Sole 72839 9145 Honeywell International COM 438516106 239 4390 SH Sole 3990 400 Idexx Labs Inc COM 45168d104 2159 28050 SH Sole 27450 600 Intl Business Machines COM 459200101 1010 5491 SH Sole 5491 Johnson & Johnson COM 478160104 934 14239 SH Sole 14239 Kinder Morgan Management COM 49455u100 6696 85281 SH Sole 78541 6740 MBIA COM 55262C100 1105 95339 SH Sole 95339 Market Vectors ETF Tr Agrib COM 57060u605 513 10870 SH Sole 10870 Mc Donalds Corp COM 580135101 276 2748 SH Sole 2748 Medtronic Inc COM 585055106 4422 115602 SH Sole 103542 12060 Merck & Co Inc New COM 58933y105 464 12316 SH Sole 11451 865 Microsoft COM 594918104 5266 202840 SH Sole 180315 22525 Morgan Stanley Emg Mkts Domest COM 617477104 425 30070 SH Sole 30070 Nestle S A Reg B ADR COM 641069406 4681 81056 SH Sole 72156 8900 Newcastle Investment COM 65105m108 93 20000 SH Sole 20000 NextEra Energy COM 65339f101 201 3303 SH Sole 3303 Novartis ADR COM 66987V109 289 5060 SH Sole 4890 170 Novo-Nordisk A/S COM 670100205 6344 55037 SH Sole 49405 5632 Occidental Pete COM 674599105 5274 56290 SH Sole 50210 6080 Oracle Corp COM 68389x105 2409 93904 SH Sole 84742 9162 PepsiCo COM 713448108 6487 97765 SH Sole 87880 9885 Pfizer Incorporated COM 717081103 522 24124 SH Sole 23037 1087 Philip Morris Intl Inc COM 718172109 323 4110 SH Sole 4110 Praxair Inc COM 74005p104 6455 60383 SH Sole 54393 5990 Procter & Gamble COM 742718109 7090 106276 SH Sole 95169 11107 Qualcomm COM 747525103 4037 73806 SH Sole 65851 7955 Royal Dutch Shell A COM 780259206 262 3590 SH Sole 3390 200 Schlumberger Ltd COM 806857108 5107 74769 SH Sole 66584 8185 Statoilhydro Asa COM 85771P102 282 11000 SH Sole 11000 Sysco Corp COM 871829107 271 9245 SH Sole 9245 Target Corporation COM 87612e106 4860 94886 SH Sole 84411 10475 Texas Instruments COM 882508104 5044 173269 SH Sole 155379 17890 Total S A ADR COM 89151e109 327 6400 SH Sole 6400 Unilever COM 904784709 5434 158105 SH Sole 140710 17395 United Parcel Service COM 911312106 5714 78074 SH Sole 68884 9190 United Technologies COM 913017109 886 12117 SH Sole 12117 Vale SA ADR COM 91912E105 2292 106838 SH Sole 94188 12650 Vanguard High Dividend Yield COM 921946406 448 9900 SH Sole 9900 Vanguard Lg Cap Index COM 922908637 225 3925 SH Sole 3925 Vanguard MSCI EAFE COM 921943858 1409 46010 SH Sole 40160 5850 Vanguard MSCI Emerging Market COM 922042858 8631 225890 SH Sole 202520 23370 Vanguard Mid Cap COM 922908629 283 3930 SH Sole 3835 95 Vanguard Small Cap COM 922908751 346 4960 SH Sole 4545 415 Vanguard Total Stock Mkt COM 922908769 208 3240 SH Sole 2640 600 Verizon Communications COM 92343v104 341 8507 SH Sole 8107 400 Vodafone Group New ADR COM 92857W209 210 7491 SH Sole 7491 Walgreen COM 931422109 3571 108008 SH Sole 95688 12320 Waters Corp COM 941848103 5728 77349 SH Sole 69429 7920 Yum Brands COM 988498101 235 3980 SH Sole 3980 iShares: MSCI Australia Idx COM 464286103 245 11420 SH Sole 11420 iShares: MSCI Canada Idx COM 464286509 309 11627 SH Sole 11627 iShares: MSCI EAFE Index COM 464287465 4962 100183 SH Sole 92413 7770 iShares: MSCI Emrg Mkts COM 464287234 1433 37769 SH Sole 37478 291 iShares: Midcap 400 Index COM 464287507 260 2970 SH Sole 2970 iShares: S&P 500 Idx COM 464287200 634 5030 SH Sole 5030 iShares: S&P Small Cap 600 Idx COM 464287804 14975 219256 SH Sole 198721 20535