-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P9nfIRC9oGsxAKnEFwqQHen4GJzau3aEdGdZ2uWIWXBJ8OaxVsM5OkmizrX/mJYP tEiEXLC83prG/kgK82E6Hg== 0001372130-09-000003.txt : 20090804 0001372130-09-000003.hdr.sgml : 20090804 20090804153026 ACCESSION NUMBER: 0001372130-09-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090804 DATE AS OF CHANGE: 20090804 EFFECTIVENESS DATE: 20090804 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Head & Associates, LLC CENTRAL INDEX KEY: 0001372130 IRS NUMBER: 204445689 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11969 FILM NUMBER: 09983425 BUSINESS ADDRESS: STREET 1: 121 MIDDLE ST CITY: PORTLAND STATE: ME ZIP: 04101 BUSINESS PHONE: 207-773-5333 MAIL ADDRESS: STREET 1: 121 MIDDLE ST CITY: PORTLAND STATE: ME ZIP: 04101 13F-HR 1 xls2qdhed13f.txt Head and Associates FORM 13F 30-Jun-09 Voting Authority ---------------- Value Shares/ Sh/ Invstmt Other Issuer Class CUSIP (x$1000)Prn Amt Prn Dscretn Mgrs Sole Shared - ----- ----- ----- ------------------- ------- --- --- ------ 3M Company COM 88579y101 4653 77418 SH Sole 77418 147 2454 SH Other 1 2454 A T & T New COM 1957505 570 22940 SH Sole 22940 54 2161 SH Other 1 2161 Abbott Labs COM 2824100 146 3100 SH Sole 3100 56 1200 SH Other 1 1200 Air Prods/Chem COM 9158106 129 1995 SH Sole 1995 116 1800 SH Other 1 1800 American Exp COM 25816109 2449 105388 SH Sole 105388 45 1950 SH Other 1 1950 Apple COM 37833100 275 1929 SH Sole 1929 BHP Billiton COM 88606108 4671 85343 SH Sole 85343 118 2155 SH Other 1 2155 BP Plc ADR COM 55622104 4076 85484 SH Sole 85484 222 4662 SH Other 1 4662 Bankamerica COM 60505104 321 24310 SH Sole 24310 13 1006 SH Other 1 1006 Berkshire Hath COM 84670207 240 83 SH Sole 83 Bristol-Myers COM 110122108 195 9590 SH Sole 9590 8 400 SH Other 1 400 CanadianOilSds COM 13642L100 216 9000 SH Sole 9000 Cardinal Health COM 14149Y108 2815 92137 SH Sole 92137 94 3078 SH Other 1 3078 Chevron Corp COM 166764100 950 14343 SH Sole 14343 127 1910 SH Other 1 1910 Cisco Systems COM 17275R102 4576 245342 SH Sole 245342 115 6140 SH Other 1 6140 Coca Cola COM 191216100 324 6751 SH Sole 6751 19 400 SH Other 1 400 ConocoPhillips COM 20825c104 3559 84621 SH Sole 84621 111 2642 SH Other 1 2642 CurShsJpnYenTr COM 23130a102 425 4115 SH Sole 4115 Danaher COM 235851102 3806 61643 SH Sole 61643 106 1720 SH Other 1 1720 Dentsply Intl COM 249030107 5148 168414 SH Sole 168414 108 3520 SH Other 1 3520 Devon Energy COM 25179M103 3686 67639 SH Sole 67639 122 2245 SH Other 1 2245 Duke Realty COM 264411505 1362 155260 SH Sole 155260 17 1900 SH Other 1 1900 E Bauer Hldgs COM 71625107 1 10000 SH Sole 10000 Edison Intl COM 281020107 283 9000 SH Sole 9000 Emerson El COM 291011104 4406 135995 SH Sole 135995 114 3505 SH Other 1 3505 EnCana Corp COM 292505104 3681 74407 SH Sole 74407 115 2330 SH Other 1 2330 Exelon COM 30161N101 3442 67208 SH Sole 67208 105 2060 SH Other 1 2060 ExxonMobil COM 30231G102 4228 60481 SH Sole 60481 477 6820 SH Other 1 6820 Fiserv COM 337738108 4309 94265 SH Sole 94265 122 2672 SH Other 1 2672 General El COM 369604103 553 47170 SH Sole 47170 61 5185 SH Other 1 5185 HRPT Pptys COM 40426W101 1426 351211 SH Sole 351211 14 3495 SH Other 1 3495 Huntington Bnc COM 446150104 49 11700 SH Sole 11700 IBM COM 459200101 1074 10283 SH Sole 10283 63 600 SH Other 1 600 Idexx Lab COM 45168D104 237 5136 SH Sole 5136 Intel COM 458140100 3982 240599 SH Sole 240599 67 4025 SH Other 1 4025 JHancockPfd III COM 41021P103 131 10500 SH Sole 10500 Johnson&Johnson COM 478160104 5207 91677 SH Sole 91677 141 2480 SH Other 1 2480 MBIA COM 55262C100 7 1700 SH Sole 1700 405 93639 SH Other 1 93639 Mart Resources COM 572903102 1 20000 SH Sole 20000 Medtronic COM 585055106 3895 111641 SH Sole 111641 71 2035 SH Other 1 2035 Microsoft COM 594918104 4804 202114 SH Sole 202114 124 5205 SH Other 1 5205 Newcastle Inv COM 65105m108 13 20000 SH Sole 20000 Novo Nordisk COM 670100205 3604 66185 SH Sole 66185 106 1945 SH Other 1 1945 Pepsico COM 713448108 5305 96520 SH Sole 96520 166 3018 SH Other 1 3018 Pfizer COM 717081103 153 10198 SH Sole 10198 21 1380 SH Other 1 1380 Praxair COM 74005P104 5248 73837 SH Sole 73837 172 2420 SH Other 1 2420 Procter&Gamble COM 742718109 5359 104872 SH Sole 104872 204 4000 SH Other 1 4000 PShUltshtLh20+ COM 74347R297 234 4600 SH Sole 4600 Schlumberger COM 806857108 4225 78084 SH Sole 78084 125 2305 SH Other 1 2305 Staples COM 855030102 4268 211475 SH Sole 211475 101 5000 SH Other 1 5000 Sysco Corp COM 871829107 3892 173130 SH Sole 173130 74 3300 SH Other 1 3300 Target COM 87612E106 3889 98523 SH Sole 98523 89 2250 SH Other 1 2250 Texas Inst COM 882508104 3866 181483 SH Sole 181483 78 3660 SH Other 1 3660 United Parcel COM 911312106 4091 81846 SH Sole 81846 75 1495 SH Other 1 1495 United Tech COM 913017109 396 7627 SH Sole 7627 104 2000 SH Other 1 2000 VgardEmMktsVprs COM 922042858 209 6557 SH Sole 6557 6 180 SH Other 1 180 Verizon Comm COM 92343V104 293 9526 SH Sole 9526 Walgreen COM 931422109 2655 90305 SH Sole 90305 44 1510 SH Other 1 1510 Waters Corp COM 941848103 5276 102498 SH Sole 102498 119 2310 SH Other 1 2310 Wyeth COM 983024100 245 5394 SH Sole 5394 58 1267 SH Other 1 1267 iShs:MSCIEAFEId COM 464287465 6120 133598 SH Sole 133598 30 645 SH Other 1 645 iShs:MSCIEmMkts COM 464287234 8063 250180 SH Sole 250180 103 3210 SH Other 1 3210 iShs:S&PSC600Id COM 464287804 10823 243601 SH Sole 243601 215 4845 SH Other 1 4845 REPORT SUMMARY 113 DATA RECORDS 169901 1 OTR MGR WHS BEHLF RPT FILED -----END PRIVACY-ENHANCED MESSAGE-----