-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EKFXnL9COwCPJ+gZgkrxjO9JLWgUt9lB3T6bQEzzf3hlfrj+nx43atPb2zj5ZUgT ywRtmdoJWY9CgMQqSU8kyA== 0000919574-08-003085.txt : 20080515 0000919574-08-003085.hdr.sgml : 20080515 20080514175132 ACCESSION NUMBER: 0000919574-08-003085 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080515 DATE AS OF CHANGE: 20080514 EFFECTIVENESS DATE: 20080515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. CENTRAL INDEX KEY: 0001371517 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12359 FILM NUMBER: 08833208 BUSINESS ADDRESS: STREET 1: 555 MADISON AVENUE STREET 2: 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-521-6970 MAIL ADDRESS: STREET 1: 555 MADISON AVENUE STREET 2: 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: HARBINGER CAPITAL PARTNERS SITUATIONS FUND, L.P. DATE OF NAME CHANGE: 20060803 13F-HR 1 d882580_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended March 31, 2008 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Harbinger Capital Partners Special Situations Fund, LP (1) Address: 555 Madison Avenue, 16th Floor New York, New York 10022 13F File Number: 028-12359 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: By: Harbinger Capital Partners Special Situations GP, LLC By: HMC-New York, Inc., Managing Member William R. Lucas, Jr. Title: Executive Vice-President Phone: (205) 987-5574 Signature, Place and Date of Signing: /s/ William R. Lucas, Jr. Birmingham, AL May 15, 2008 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] - ---------- (1) IMPORTANT NOTE: THE POSITIONS LISTED IN THE TABLE BELOW ARE OWNED BY HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. (THE "SPECIAL SITUATIONS FUND"). HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. (THE "MASTER FUND") HAS THE SAME PORTFOLIO MANAGER AS THE SPECIAL SITUATIONS FUND WHO LEADS THE SAME HARBINGER CAPITAL PARTNERS INVESTMENT TEAM FOR BOTH FUNDS. THE MASTER FUND HAS FILED A SEPARATE FORM 13F THAT INCLUDES A TABLE LISTING POSITIONS OWNED BY THE MASTER FUND. Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name ----------------------- -------------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 32 Form 13F Information Table Value Total: $2,654,923 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 028-12357 Harbinger Capital Partners Special Situations GP, LLC 2. 028-12612 HMC-New York, Inc. 3. 028-12611 Harbert Management Corporation - ---- ------------------- ------------------------------ FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MNGRS SOLE SHARED NONE - -------------- -------------- ----- -------- ------- -------- ---------- ----- ---- ------ ---- AK STL HLDG CORP COM 001547108 257,788 4,737,015 SH SHARED-DEFINED 1,2,3 4,737,015 0 0 AMBAC FINL GROUP INC COM 23139108 416 72,300 SH CALL SHARED-DEFINED 1,2,3 72,300 0 0 ASHLAND INC NEW COM 044209104 59,125 1,250,000 SH SHARED-DEFINED 1,2,3 1,250,000 0 0 ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 60,220 1,094,914 SH SHARED-DEFINED 1,2,3 1,094,914 0 0 AUGUSTA RES CORP COM NEW 050912203 21,315 5,594,446 SH SHARED-DEFINED 1,2,3 5,594,446 0 0 CALPINE CORP COM NEW 131347304 566,858 30,774,057 SH SHARED-DEFINED 1,2,3 30,774,057 0 0 CLEVELAND CLIFFS INC COM 185896107 213,679 1,783,331 SH SHARED-DEFINED 1,2,3 1,783,331 0 0 CORN PRODUCTS INTL INC COM 219023108 11,077 298,250 SH SHARED-DEFINED 1,2,3 298,250 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 399,640 4,153,396 SH SHARED-DEFINED 1,2,3 4,153,396 0 0 FREMONT GEN CORP COM 357288109 1,232 2,566,666 SH SHARED-DEFINED 1,2,3 2,566,666 0 0 GENERAL MOLY INC COM 370373102 22,110 2,767,216 SH SHARED-DEFINED 1,2,3 2,767,216 0 0 GEORGIA GULF CORP COM PAR $0.01 373200203 3,236 467,000 SH SHARED-DEFINED 1,2,3 467,000 0 0 HORSEHEAD HLDG CORP COM 440694305 12,989 1,121,667 SH SHARED-DEFINED 1,2,3 1,121,667 0 0 LEAP WIRELESS INTL INC COM NEW 521863308 159,605 3,425,000 SH SHARED-DEFINED 1,2,3 3,425,000 0 0 LEHMAN BROS HLDGS INC COM 524908100 25,087 666,500 SH PUT SHARED-DEFINED 1,2,3 666,500 0 0 MBIA INC COM 55262C100 538 44,000 SH CALL SHARED-DEFINED 1,2,3 44,000 0 0 MEDIA GEN INC CL A 584404107 18,966 1,352,807 SH SHARED-DEFINED 1,2,3 1,352,807 0 0 MEDIVATION INC COM 58501N101 14,206 998,333 SH SHARED-DEFINED 1,2,3 998,333 0 0 MIRANT CORP NEW COM 60467R100 140,465 3,860,000 SH SHARED-DEFINED 1,2,3 3,860,000 0 0 NEW YORK TIMES CO CL A 650111107 217,689 11,514,246 SH SHARED-DEFINED 1,2,3 11,514,246 0 0 NORTHWEST AIRLS CORP COM 667280408 9,190 1,022,197 SH SHARED-DEFINED 1,2,3 1,022,197 0 0 OWENS CORNING NEW COM 690742101 16,137 890,055 SH SHARED-DEFINED 1,2,3 890,055 0 0 PMI GROUP INC COM 69344M101 137 23,500 SH CALL SHARED-DEFINED 1,2,3 23,500 0 0 PROSHARES TR ULTRASHT DOW30 74347R867 14,221 249,668 SH SHARED-DEFINED 1,2,3 249,668 0 0 PROSHARES TR ULTRASHRT FINL 74347R628 166,671 1,416,668 SH SHARED-DEFINED 1,2,3 1,416,668 0 0 PROSHARES TR ULTRASHT SP500 74347R883 16,096 249,668 SH SHARED-DEFINED 1,2,3 249,668 0 0 RIVIERA HLDGS CORP COM 769627100 3,654 177,311 SH SHARED-DEFINED 1,2,3 177,311 0 0 SOLUTIA INC COM NEW 834376501 84,674 6,048,145 SH SHARED-DEFINED 1,2,3 6,048,145 0 0 SPECTRUM BRANDS INC COM 84762L105 7,769 1,700,000 SH SHARED-DEFINED 1,2,3 1,700,000 0 0 TERRESTAR CORP COM 881451108 50,223 10,291,520 SH SHARED-DEFINED 1,2,3 10,291,520 0 0 WILLIAMS- SONOMA INC COM 969904101 78,875 3,253,931 SH SHARED-DEFINED 1,2,3 3,253,931 0 0 WILSON HOLDINGS INC COM 972234108 1,035 1,150,000 SH SHARED-DEFINED 1,2,3 1,150,000 0 0
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