-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OFNZLBU+2IjDiDl0LJgc34RHJaMODz4kVms65OG3oqcpeXKQukX+fV2Ywl8gdIlo unFlMyEmg0l23T2t02KKew== 0001371446-10-000085.txt : 20100813 0001371446-10-000085.hdr.sgml : 20100813 20100813111746 ACCESSION NUMBER: 0001371446-10-000085 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100813 DATE AS OF CHANGE: 20100813 EFFECTIVENESS DATE: 20100813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FBR CAPITAL MARKETS CORP CENTRAL INDEX KEY: 0001371446 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13581 FILM NUMBER: 101013701 BUSINESS ADDRESS: STREET 1: 1001 NINETEETH ST NORTH CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 703-312-9500 MAIL ADDRESS: STREET 1: 1001 NINETEETH ST NORTH CITY: ARLINGTON STATE: VA ZIP: 22209 13F-HR 1 fbcm2q201013f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F HR Form 13F Cover Page Report for the Calendar Year or Quarter Ended: June 30, 2010 Check here if Amendment ( ) Amendment Number: This Amendment (Check only one.): ( ) is a restatement ( ) adds new holdings entries. Institutional Investment Manager Filing this Report: Name: FBR Capital Markets Corporation Address: 1001 19th Street North Arlington, VA 22209 13F File Number: 28- The Institutional investment manager filing this report and the person by whom it is Signed hereby represent that the person signing the report is authorized to submit it, That all the information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Robert J. Kiernan Title: Sr. Vice President, Controller and Chief Accounting Officer Phone: 703-469-1120 Signature, Place, and Date of Signing: /s/ Robert J. Kiernan Robert J. Kiernan Arlington, VA August 13, 2010 Report Type (Check only one.): ( X ) 13F HOLDINGS REPORT ( ) 13F NOTICE. ( ) 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 335 Form 13F Information Table Value Total: $ 1,196,295,718 List of Other Included Managers: No: Name 1) FBR Fund Advisers, Inc. COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 - -------------------------- -------------- --------- --------- -------------- TITLE VALUE SHARES/ SH/PUT/ NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRNCALL - ------------------------------------------------------------------------------- ***BHP BILLITON LTD ADR 088606108 257 4150 sh 1ST SOURCE CORP COM 336901103 1354 80030 sh 3M COMPANY COM 88579Y101 1391 17615 sh 99 CENTS ONLY STORES COM 65440K106 68982 4660963 sh ABBOTT LABORATORIES COM 002824100 404 8640 sh Abercromb & Fitch/anf CL A 002896207 367 11965 sh ACTIVISION BLIZZARD INC COM 00507V109 471 44893 sh ACTUANT CORPORATION SDCV 2.00% 00508XAB0 2631 2500000 prn ADC TELECOMMUNICATIONS I NOTE 3.5% 000886AF8 1637 2250000 prn AEROPOSTALE INC COM 007865108 435 15200 sh AGL RESOURCES INC COM 001204106 4548 126957 sh AIRTRAN HOLDINGS INC COM 00949P108 92 19000 sh Alleghany Corp/y COM 017175100 277 943 sh ALLERGAN INC COM 018490102 232 3980 sh ALLIANT ENERGY CORP COM 018802108 694 21853 sh ALLIANT TECHSYSTEMS INC COM 018804104 214 3450 sh ALPHA NATURAL RESOURCES INCE COM 569 16800 sh AMAZON.COM INC COM 023135106 536 4910 sh AMBAC FINANCIAL GROUP INC COM 023139108 452 675000 sh AMEREN CORPORATION COM 023608102 967 40690 sh AMERICAN EAGLE OUTFITTERS COM 02553E106 744 63349 sh AMERICAN EQUITY INVESTMENTS NOTE 5.25% 025676ah0 2360 2500000 prn AMERICAN EXPRESS CO COM 025816109 1588 40000 sh AMERICAN MEDICAL SYSTEMS NOTE 4.00% 02744MAB4 3325 2500000 prn AMERICAN TOWER CORP-CL A CL A 029912201 92938 2088500 sh AMERICAN WOODMARK CORP COM 030506109 12486 730160 sh AMERICREDIT CORP COM 03060R101 34172 1875512 sh ANNALY CAPITAL MGMT NOTE 4.00% 035710AA0 513 500000 prn AON CORP COM 037389103 12647 340700 sh APACHE CORP COM 037411105 884 10502 sh APPLE COMPUTER INC COM 037833100 1790 7118 sh APPLIED MATERIALS INC COM 038222105 220 18325 sh ARCELORMITTAL NOTE 5.00% 03938LAK0 3363 2884000 prn ARRIS GROUP INC COM 04269Q100 122 12000 sh ASSOCIATED BANC-CORP COM 045487105 5667 462200 sh ASSURED GUARANTY LTD COM G0585R106 836 62999 sh ASTORIA FINANCIAL CORP COM 046265104 6646 483000 sh ATMI INC COM COM 00207R101 457 31200 sh ATMOS ENERGY CORP COM 049560105 5298 195945 sh Atwood Oceanics/atw COM 050095108 238 9312 sh AUTOMATIC DATA PROCESSING COM 053015103 624 15500 sh AVISTA CORP COM 05379B107 470 24080 sh BAIDU.COM - ADR ADR 056752108 313 4595 sh BALLY TECHNOLOGIES INC COM COM 05874B107 50519 1559700 sh BANCORP RHODE ISLAND INC COM 059690107 2306 88021 sh BANK MUTUAL CORP COM 063750103 398 70000 sh BANK OF AMERICA CORP COM 060505104 3467 241300 sh BANNER CORPORATION COM 06652V109 1653 835000 sh BARD (C.R.) INC COM 067383109 521 6716 sh BAXTER INTERNATIONAL INC COM 071813109 344 8475 sh Big Lots Inc COM 089302103 525 16345 sh BIOGEN IDEC INC COM 09062X103 437 9200 sh BIOMARIN PHARMACEUTICAL INC COM 09061G101 362 19100 sh BJS WHOLESALE CLUB INC COM 05548J106 275 7425 sh BLACK HILLS CORP COM 092113109 544 19100 sh BRIGHAM EXPLORATION CO COM 109178103 178 11600 sh BROADCOM CORP COM 111320107 221 6690 sh BROCADE COMMUNICATIONS SYS COM 111621306 387 75000 sh BROOKLINE BANCORP INC COM 11373M107 3736 420700 sh Bruker Corp/brkr COM 116794108 488 40100 sh BRUKER CORPORATION COM 116794108 304 25000 Sh CADENCE DESIGN SYS INC COM 1688 291500 sh CANADIAN PAC RY LTD COM COM 13645T100 617 11500 sh CAPITAL ONE FINANCIAL CORP COM 14040H105 1814 45000 sh CAPITALSOURCE INC COM 14055X102 952 200000 sh CAPITALSOURCE INC NOTE 7.25% 14055XAG7 950 999800 prn CAPITOL FEDERAL FINANCIAL COM 14057C106 7154 215740 sh CARMAX INC COM 143130102 54468 2737088 sh Catalyst Hlth Solu/chsi COM 14888B103 486 14100 sh CATHAY GENERAL BANCORP COM 149150104 4275 413834 sh CELGENE CORP COM 151020104 237 4665 sh CENTERPOINT ENERGY INC COM 15189T107 4148 315200 sh CERNER CORP COM 156782104 683 9000 sh CH ENERGY GROUP INC COM 12541M102 310 7900 sh CHECK POINT SOFTWARE TECH ORD M22465104 463 15703 sh CHENIERE ENERGY INC COM NEW COM 16411R208 334 118599 sh CHESAPEAKE UTILITIES CORP COM 165303108 309 9840 sh CIA DE MINAS BUENAVENTUR-ADR ADR 204448104 380 9875 sh CISCO SYSTEMS INC COM 17275R102 1066 50000 sh CIT Group Hldgs./cit COM 125581801 1354 40000 sh CIT GROUP INC COM 125581801 6818 201362 sh CITIGROUP INC COM 172967101 2846 757000 sh CITIZENS BANKING CORP COM 174420109 425 500000 sh CITY NATIONAL CORP COM 178566105 2305 45000 sh CMS ENERGY CORP COM 125896100 2316 158118 sh CNO Financial Gp/cno COM 12621E103 5660 1143500 sh COACH INC COM 189754104 705 19300 sh COCA-COLA CO/THE COM 191216100 461 9200 sh COGNIZANT TECHNOLOGY SOLUTIONS CL A 192446102 207 4145 sh Cohen & Company, Inc. COM 47499623 160 32000 sh COLGATE PALMOLIVE CO COM 194162103 415 5275 sh COMERICA INC COM 200340107 2041 55425 sh COMMVAULT SYSTEMS INC. COM 204166102 383 17000 sh CONOCOPHILLIPS COM 20825C104 844 17200 sh CONSOL ENERGY INC COM 20854P109 530 15700 sh CONSOLIDATED EDISON INC COM 209115104 4490 104170 sh CONSTELLATION ENERGY GROUP COM 210371100 1116 34620 sh COPART INC COM 217204106 360 10060 sh Corning Inc COM 219350105 324 20060 sh CUMMINS INC COM COM 231021106 342 5253 sh DANA HOLDING CORP COM 235825205 245 24500 sh DANVERS BANCORP INC COM 236442109 3061 211825 sh DELTA NATURAL GAS CO INC COM 247748106 208 7258 sh Diamond Hill Invst/dhil COM 25264R207 2373 41851 sh Diamondrock Hospitality Co COM 252784301 88 10658 sh DIME COMMUNITY BANCSHARES COM 253922108 5120 415235 sh DISCOVER FINANCIAL SERVICES COM 254709108 2027 145000 sh DOLBY LABORATORIES COM 25659T107 413 6595 sh DOMINION RESOURCES INC/VA COM 25746U109 10171 262550 sh DTE ENERGY COMPANY COM 233331107 2956 64815 sh Duke Energy COM 26441C105 1459 91212 sh DYNAMEX INC COM 26784F103 10996 901315 sh E.ON AG -SPONSORED ADR ADR 268780103 10514 392315 sh EAGLE BANCORP INC MD COM 268948106 707 60000 sh EAST WEST BANCORP INC COM 27579R104 6292 412600 sh ECOLAB INC COM 278865100 313 6975 sh EL PASO CORP COM 28336L109 10370 933392 sh EMULEX CORP COM NEW COM 292475209 716 78000 sh ENBRIDGE INC COM 29250N105 10666 228887 sh ENCORE CAPITAL GROUP COM 292554102 16012 776913 sh ENDO PHARMACEUT HLDGS INC COM 29264F205 241 11050 sh ENERGEN CORP COM 29265N108 2389 53900 sh ENTERGY CORP COM 29364G103 238 3325 sh EQT CORP COM 26884L109 1666 46110 sh EVERGREEN SOLAR INC NOTE 4.00% 30033RAC2 566 1950000 prn EXELON CORP COM 30161N101 2699 71075 sh FACTSET RESEARCH SYSTEMS INC COM 303075105 298 4447 sh FASTENAL CO COM 311900104 261 5200 sh FIFTH THIRD BANCORP COM 316773100 4168 339100 sh FIRST HORIZON NATIONAL CORP COM 320517105 6023 526061 sh First Indst Rlty Trust/fr COM 32054K103 1928 400000 sh FIRST NIAGARA FINANCIAL GRP COM 33582V108 5826 465000 sh FIRSTMERIT CORP COM 337915102 1353 78974 sh FLIR SYSTEMS INC COM 302445101 217 7475 sh FLUSHING FINANCIAL CORP COM 343873105 6367 520584 sh FOREST LABORATORIES INC COM 345838106 558 20338 sh FOSSIL INC COM 349882100 274 7900 sh FRANKLIN RESOURCES INC COM 354613101 821 9525 sh FREEPORT-MCMORAN COPPER COM 35671D857 378 6400 sh FULTON FINANCIAL CORP-PA COM 360271100 6375 660600 sh GAP INC COM 364760108 298 15325 sh GENERAL ELECTRIC CO COM 369604103 596 41300 sh GENERAL MILLS INC COM 370334104 284 8000 sh GLOBAL PAYMENTS INC COM 37940X102 241 6600 sh GOLDMAN SACHS GROUP INC COM 38141G104 1762 13425 sh GOOGLE INC CL A 38259P508 1144 2570 sh HANSEN NATURAL CORP COM 411310105 338 8650 sh HEARTLAND EXPRESS,INC. 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-------------------------- -------------- --------- --------- ------------ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER DSCRETN MNGRS [SOLE] [SHARED] [NONE] - ----------------------------------------------------------------------------- ***BHP BILLITON LTD defined 1 4150 0 0 1ST SOURCE CORP defined 1 80030 0 0 3M COMPANY defined 1 17615 0 0 99 CENTS ONLY STORES defined 1 4660963 0 0 ABBOTT LABORATORIES defined 1 8640 0 0 Abercromb & Fitch/anf defined 1 11965 0 0 ACTIVISION BLIZZARD INC defined 1 44893 0 0 ACTUANT CORPORATION defined 0 0 0 2500000 ADC TELECOMMUNICATIONS 1 defined 0 0 0 2250000 AEROPOSTALE INC defined 1 15200 0 0 AGL RESOURCES INC defined 1 126957 0 0 AIRTRAN HOLDINGS INC defined 1 19000 0 0 Alleghany Corp/y defined 1 943 0 0 ALLERGAN INC defined 1 3980 0 0 ALLIANT ENERGY CORP defined 1 21853 0 0 ALLIANT TECHSYSTEMS INC defined 1 3450 0 0 ALPHA NATURAL RESOURCES INCE defined 0 16800 0 0 AMAZON.COM INC defined 1 4910 0 0 AMBAC FINANCIAL GROUP INC defined 1 675000 0 0 AMEREN CORPORATION defined 1 40690 0 0 AMERICAN EAGLE OUTFITTERS defined 1 63349 0 0 AMERICAN EQUITY INVESTMENTS defined 0 0 0 2500000 AMERICAN EXPRESS CO defined 1 40000 0 0 AMERICAN MEDICAL SYSTEMS defined 0 0 0 2500000 AMERICAN TOWER CORP-CL A defined 1 2088500 0 0 AMERICAN WOODMARK CORP defined 1 730160 0 0 AMERICREDIT CORP defined 1 1875512 0 0 ANNALY CAPITAL MGMT defined 0 0 0 500000 AON CORP defined 1 340700 0 0 APACHE CORP defined 1 10502 0 0 APPLE COMPUTER INC defined 1 7118 0 0 APPLIED MATERIALS INC defined 1 18325 0 0 ARCELORMITTAL defined 0 0 0 2884000 ARRIS GROUP INC defined 1 12000 0 0 ASSOCIATED BANC-CORP defined 1 462200 0 0 ASSURED GUARANTY LTD defined 1 62999 0 0 ASTORIA FINANCIAL CORP defined 1 483000 0 0 ATMI INC COM defined 1 31200 0 0 ATMOS ENERGY CORP defined 1 195945 0 0 Atwood Oceanics/atw defined 1 9312 0 0 AUTOMATIC DATA PROCESSING defined 1 15500 0 0 AVISTA CORP defined 1 24080 0 0 BAIDU.COM - 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