-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TMNe/AfHxVxahidugQQAq7C7+w7W0Ko9uK2lGCPZmFTGPwjR5xjJCch8x1f9MnSB 5za3BOVgh8ocBNIu5iaRTQ== 0001371446-10-000049.txt : 20100514 0001371446-10-000049.hdr.sgml : 20100514 20100514111735 ACCESSION NUMBER: 0001371446-10-000049 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100330 FILED AS OF DATE: 20100514 DATE AS OF CHANGE: 20100514 EFFECTIVENESS DATE: 20100514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FBR CAPITAL MARKETS CORP CENTRAL INDEX KEY: 0001371446 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13581 FILM NUMBER: 10831364 BUSINESS ADDRESS: STREET 1: 1001 NINETEETH ST NORTH CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 703-312-9500 MAIL ADDRESS: STREET 1: 1001 NINETEETH ST NORTH CITY: ARLINGTON STATE: VA ZIP: 22209 13F-HR 1 fbcm1q201013f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F HR Form 13F Cover Page Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment ( ) Amendment Number: This Amendment (Check only one.): ( ) is a restatement ( ) adds new holdings entries. Institutional Investment Manager Filing this Report: Name: FBR Capital Markets Corporation Address: 1001 19th Street North Arlington, VA 22209 13F File Number: 28- The Institutional investment manager filing this report and the person by whom it is Signed hereby represent that the person signing the report is authorized to submit it, That all the information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Robert J. Kiernan Title: Sr. Vice President, Controller and Chief Accounting Officer Phone: 703-469-1120 Signature, Place, and Date of Signing: /s/ Robert J. Kiernan Robert J. Kiernan Arlington, VA May 14, 2010 Report Type (Check only one.): ( X ) 13F HOLDINGS REPORT ( ) 13F NOTICE. ( ) 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 376 Form 13F Information Table Value Total: $ 1,396,131,128 List of Other Included Managers: No: Name 1) FBR Fund Advisers, Inc. COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 - -------------------------- -------------- --------- --------- -------------- TITLE VALUE SHARES/ SH/PUT/ NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRNCALL - ------------------------------------------------------------------------------- ***BHP BILLITON LTD ADR 088606108 333328 4150 shs ***RESEARCH IN MOTION LTD COM 760975102 641320 8670 shs 1ST SOURCE CORP COM 336901103 1369058 78009 shs 3M COMPANY COM 88579Y101 1639226 19615 shs 99 CENTS ONLY STORES COM 65440K106 80910967 4963863 shs ABBOTT LABORATORIES COM 002824100 455155 8640 shs Abercromb & Fitch/anf CL A 002896207 267679 5865 shs ACE LTD SHS H0023R105 261500 5000 shs ACTIVISION BLIZZARD INC COM 00507V109 292731 24293 shs ADOBE SYSTEMS INC COM 00724F101 258201 7300 shs AEROPOSTALE INC COM 007865108 438216 15200 shs AGL RESOURCES INC COM 001204106 5093374 131782 shs AIRTRAN HOLDINGS INC COM 00949P108 124460 24500 shs AAI.N 5.5% 04/15 NOTE 00949PAC2 6075000 4000000 prn ALBERTO-CULVER CO COM 013078100 213436 8162 shs ALLERGAN INC COM 018490102 227314 3480 shs ALLIANCE DATA SYSTEM CORP COM 018581108 2239650 35000 shs ALLIANT ENERGY CORP COM 018802108 849061 25528 shs ALLSTATE CORP COM 020002101 1130850 35000 shs ANR.N COM 02076X102 1621425 32500 shs AMAZON.COM INC COM 023135106 771174 5680 shs AMEREN CORPORATION COM 023608102 996256 38200 shs AMERICAN EAGLE OUTFITTERS COM 02553E106 499095 26949 shs AMERICAN EXPRESS CO COM 025816109 1691660 41000 shs AMERICAN TOWER CORP-CL A CL A 029912201 96341210 2261000 shs AMERICAN WOODMARK CORP COM 030506109 14157802 730160 shs AMERICREDIT CORP COM 03060R101 48126165 2025512 shs ACF.N 2.125% 09/13r NOTE 03060RAR2 2421875 2500000 prn AGP.N 2.0% 05/12 NOTE 03073TAB8 2030000 2000000 prn AMLN.O COM 32346108 269880 12000 shs NLY.N 4.0% 02/15 NOTE 035710AA0 3041250 3000000 prn APACHE CORP COM 037411105 1065953 10502 shs APPLE COMPUTER INC COM 037833100 1918305 8163 shs APPLIED MATERIALS INC COM 038222105 214133 15900 shs ARRIS GROUP INC COM 04269Q100 144120 12000 shs ASSOCIATED BANC-CORP COM 045487105 3946368 286800 shs ASSURED GUARANTY LTD COM G0585R106 3075800 140000 shs ASTORIA FINANCIAL CORP COM 046265104 7148500 493000 shs ATMI INC COM COM 00207R101 602472 31200 shs ATMOS ENERGY CORP COM 049560105 5598149 195945 shs AUTOMATIC DATA PROCESSING COM 053015103 502511 11300 shs AVISTA CORP COM 05379B107 498697 24080 shs BAIDU.COM - ADR ADR 056752108 292530 490 shs BALLY TECHNOLOGIES INC COM COM 05874B107 63258616 1560400 shs BANCORP RHODE ISLAND INC COM 059690107 2102066 76858 shs BANK MUTUAL CORP COM 063750103 1300000 200000 shs BANK OF AMERICA CORP COM 060505104 3343305 187300 shs BANNER CORPORATION COM 06652V109 96000 25000 shs BARD (C.R.) INC COM 067383109 460472 5316 shs BAXTER INTERNATIONAL INC COM 071813109 493245 8475 shs BB&T CORP COM 054937107 323900 10000 shs BECTON DICKINSON & CO COM 075887109 261777 3325 shs BEST BUY COMPANY INC COM 086516101 250561 5890 shs Big Lots Inc COM 089302103 220159 6045 shs BIOGEN IDEC INC COM 09062X103 527988 9200 shs BIOMARIN PHARMACEUTICAL INC COM 09061G101 446367 19100 shs BJS WHOLESALE CLUB INC COM 05548J106 322738 8725 shs BLACK HILLS CORP COM 092113109 579685 19100 shs BROCADE COMMUNICATIONS SYS COM 111621306 428250 75000 shs BROOKLINE BANCORP INC COM 11373M107 3990000 375000 shs Bruker Corp/brkr COM 116794108 470265 32100 shs BUNGE LIMITED COM G16962105 306424 4972 shs CANADIAN PAC RY LTD COM COM 13645T100 337440 6000 shs CAPE BANCORP INC COM 139209100 1278457 158421 shs CAPITAL ONE FINANCIAL CORP COM 14040H105 1863450 45000 shs CSE.N 4.0% 07/34 SDCV 4055XAE2 2872500 3000000 prn CAPITOL FEDERAL FINANCIAL COM 14057C106 4893774 130640 shs CARMAX INC COM 143130102 76040451 3027088 shs CATHAY GENERAL BANCORP COM 149150104 2382100 205000 shs CELGENE CORP COM 151020104 415132 6700 shs CENTERPOINT ENERGY INC COM 15189T107 4959944 345400 shs CH ENERGY GROUP INC COM 12541M102 322636 7900 shs CHECK POINT SOFTWARE TECH ORD M22465104 497222 14178 shs CHENIERE ENERGY INC COM NEW COM 16411R208 373349 120825 shs CHESAPEAKE UTILITIES CORP COM 165303108 417647 14015 shs CHOICE HOTELS INTL INC COM 169905106 4156662 119410 shs CIA DE MINAS BUENAVENTUR-ADR ADR 204448104 256277 8275 shs CISCO SYSTEMS INC COM 17275R102 2030730 78015 shs CIT Group Hldgs./cit COM 125581801 1363600 35000 shs CIT GROUP INC COM 125581801 4954933 127180 shs CITIGROUP INC COM 172967101 2859300 706000 shs CITY NATIONAL CORP COM 178566105 3883142 71950 shs CMS ENERGY CORP COM 125896100 2444504 158118 shs COACH INC COM 189754104 762736 19300 shs COCA-COLA CO/THE COM 191216100 506000 9200 shs COGNIZANT TECHNOLOGY SOLUTIONS CL A 192446102 336978 6610 shs Cohen & Company, Inc. COM 47499623 365292 64768 shs COLGATE PALMOLIVE CO COM 194162103 449747 5275 shs COMERICA INC COM 200340107 3538671 93025 shs CONOCOPHILLIPS COM 20825C104 880124 17200 shs CONSECO INC COM 208464883 4842270 778500 shs CONSOL ENERGY INC COM 20854P109 669762 15700 shs CONSOLIDATED EDISON INC COM 209115104 4639732 104170 shs CONSTELLATION ENERGY GROUP COM 210371100 945161 26920 shs COPART INC COM 217204106 423106 11885 shs Corning Inc COM 219350105 441589 21850 shs CORRECTIONS CORP AMERICA COM NEWCOM 22025Y407 340043 17122 shs CUMMINS INC COM COM 231021106 269668 4353 shs CVB FINANCIAL CORP COM 126600105 695100 70000 shs DANVERS BANCORP INC COM 236442109 916044 66236 shs DECKERS OUTDOOR CORP COM 243537107 455400 3300 shs DELTA NATURAL GAS CO INC COM 247748106 215018 7258 shs Diamondrock Hospitality Co COM 252784301 283666 28058 shs DIME COMMUNITY BANCSHARES COM 253922108 5495035 435078 shs DISCOVER FINANCIAL SERVICES COM 254709108 819500 55000 shs DOLBY LABORATORIES COM 25659T107 317991 5420 shs DOMINION RESOURCES INC/VA COM 25746U109 11157254 271400 shs DRYS.O 5.0% 12/14 NOTE 262498AB4 2587500 2500000 prn DTE ENERGY COMPANY COM 233331107 2624264 58840 shs Duke Energy COM 26441C105 1488580 91212 shs DYNAMEX INC COM 26784F103 14558510 846425 shs E.ON AG -SPONSORED ADR ADR 268780103 11252003 305015 shs EAGLE BANCORP INC MD COM 268948106 1179146 99506 shs EAST WEST BANCORP INC COM 27579R104 6358300 365000 shs ECOLAB INC COM 278865100 306551 6975 shs EL PASO CORP COM 28336L109 10978210 1012750 shs Emergency Med Svc/ems COM 209235 3700 shs EMULEX CORP COM NEW COM 292475209 687904 51800 shs ENBRIDGE INC COM 29250N105 11086929 232187 shs ENCORE CAPITAL GROUP COM 292554102 12780219 776913 shs ENDO PHARMACEUT HLDGS INC COM 29264F205 268882 11350 shs ENERGEN CORP COM 29265N108 2412581 51850 shs ENER.O 3.0% 06/13 NOTE 292659AA7 279488 435000 prn ENS.N 3.375% 06/38 NOTE 29275YAA0 600401 643000 prn ENTERGY CORP COM 29364G103 270489 3325 shs ENTERTAINMENT PRPERTIES PFD C CNV 5.75% 29380T402 486326 26648 shs EQT CORP COM 26884L109 2126260 51860 shs EQUIFAX INC COM 294429105 213010 5950 shs EXELON CORP COM 30161N101 3113796 71075 shs FACTSET RESEARCH SYSTEMS INC COM 303075105 460177 6272 shs FASTENAL CO COM 311900104 249548 5200 shs FIFTH THIRD BANCORP COM 316773100 2983200 220000 shs FIRST HORIZON NATIONAL CORP COM 320517105 5626772 400482 shs FIRST NIAGARA FINANCIAL GRP COM 33582V108 5312016 373297 shs FIRSTMERIT CORP COM 337915102 3428274 158974 shs FLUSHING FINANCIAL CORP COM 343873105 5530382 436839 shs FOOT LOCKER INC COM 344849104 165440 11000 shs FORCE PROTECTION INC NEW COM 345203202 292741 48628 shs FOREST LABORATORIES INC COM 345838106 565672 18038 shs FOSSIL INC COM 349882100 354756 9400 shs FRANKLIN RESOURCES INC COM 354613101 1056323 9525 shs FREEPORT-MCMORAN COPPER COM 35671D857 534656 6400 shs FULTON FINANCIAL CORP-PA COM 360271100 5973120 585600 shs GAP INC COM 364760108 354161 15325 shs GENERAL ELECTRIC CO COM 369604103 751660 41300 shs GENERAL MILLS INC COM 370334104 283160 4000 shs GENESEE & WYOMING INC-CL A CL A 371559105 657663 19275 shs GENWORTH FINL INC COM CL A CL A 37247D106 366800 20000 shs GILEAD SCIENCES INC COM 375558103 890985 19595 shs GLOBAL PAYMENTS INC COM 37940X102 509932 11195 shs GOLDMAN SACHS GROUP INC COM 38141G104 2273645 13325 shs GOOGLE INC CL A 38259P508 1559580 2750 shs HANOVER INSURANCE GROUP INC/ COM 410867105 266021 6100 shs HANSEN NATURAL CORP COM 411310105 622503 14350 shs Health Grades Inc/hgrd COM 42218Q102 139920 22000 shs HEARTLAND EXPRESS,INC. COM 22347104 452100 27400 shs HELMERICH & PAYNE INC COM 423452101 378515 9940 shs HENRY JACK & ASSOCIATES INC COM 426281101 756735 31452 shs HERCULES OFFSHORE INC COM 427093109 62208 14400 shs HEWLETT-PACKARD CO COM 428236103 773333 14550 shs HINGHAM INSTITUTION FOR SVGS COM 433323102 3270456 94331 shs HUDSON CITY BANCORP INC COM 443683107 5674022 400425 shs HUMANA INC COM 444859102 285297 6100 shs HUNTINGTON BANCSHARES INC COM 446150104 2279970 423000 shs IBERIABANK CORP COM 450828108 6340057 105650 shs INDEPENDENT BANK CORP/MA COM 453836108 5918400 240000 shs INGRAM MICRO CL A CL A 457153104 263689 15025 shs Integrys Energy Group COM 45822P105 2685072 56671 shs INTEL CORP COM 458140100 2038978 91475 shs INTERCONTINENTALEXCHANGE INC COM 45865V100 213142 1900 shs INTL BUSINESS MACHINES CORP COM 459200101 1000350 7800 shs IVC.N 4.125% 02/27 SDCV 461203AD3 1569750 1300000 prn INVESTORS BANCORP INC COM 46146P102 1386000 105000 shs ISTAR FINANCIAL INC COM 45031U101 2295000 500000 shs ITT EDUCATIONAL SERVICES INC COM 45068B109 500536 4450 shs J C PENNEY CO INC COM 708160106 707740 22000 shs J CREW GROUP INC COM 46612H402 443394 9660 shs JANUS CAPITAL GROUP INC COM 47102X105 442990 31000 shs JETBLUE AIRWAYS CORP COM 477143101 83700 15000 shs JOHNSON & JOHNSON COM 478160104 1507424 23120 shs JOSEPH A BANK CLOTHIERS INC COM 480838101 232560 4250 shs JPMORGAN CHASE & CO COM 46625H100 3245494 72525 shs KB HOME COM 48666K109 4271250 255000 shs KEYCORP COM 493267108 4665888 602050 shs KKR FINANCIAL GROUP COM 48248A306 4679700 570000 shs KNIGHT TRANSPORTATION INC COM 499064103 218282 10350 shs KORN FERRY INTL COM 500643200 287624 16296 shs LACLEDE GROUP INC/THE COM 505597104 1388421 41175 shs LAMAR ADVERTISING CO-CL A CL A 512815101 61044793 1777141 shs LASALLE HOTEL PROPERTIES COM 517942108 293580 12600 shs LENNAR CORP N/C TO LENNAR CL A 526057104 1297634 75400 shs LENNAR CORP CL A 526057104 757240 440000 shs Lexmark Int l COM 529771107 429352 11900 shs LINCARE HOLDINGS INC COM 532791100 220810 4920 shs LIVEPERSON INC. COM 538146101 78119 10185 shs LOWE S COS INC COM 548661107 399960 16500 shs M & T BANK CORP COM 55261F104 376737 4746 shs MAGNA INTL INC CL A CL A 559222401 471916 7630 shs MARKEL CORP COM 570535104 70061420 187000 shs MARSHALL & ILSLEY CORP COM 571837103 644000 80000 shs MASSEY ENERGY CO COM 576206106 230076 4400 shs MTZ.N 4.0% 06/14 NOTE 576323AG4 2447331 2317000 prn MASTERCARD INC COM 57636Q104 1270000 5000 shs MATTEL INC COM 577081102 302988 13324 shs MB FINANCIAL INC COM 55264U108 3604800 160000 shs MBIA Inc/mbi COM 55262C100 2508000 400000 shs MCDONALDS CORP COM 580135101 460368 6900 shs MCG CAPITAL CORP COM 58047P107 1771400 340000 shs MDU RESOURCES GROUP INC COM 552690109 2152605 99750 shs MEDTRONIC INC COM 585055106 734439 16310 shs Merck & Co/mrk COM 58933Y105 702180 18800 shs METLIFE INC COM 59156R108 1083500 25000 shs METTLER-TOLEDO INTL COM 592688105 398034 3645 shs MGE ENERGY INC COM 55277P104 312865 8848 shs MGIC INVESTMENT CORP-WISC COM 552848103 3291000 300000 shs MICROS SYSTEMS INC COM 594901100 809587 24615 shs MICROSOFT CORP COM 594918104 1944690 66400 shs MicroStrategy, Inc/mstr COM 594972408 484899 5700 shs MONARCH CASINO & RESORT INC COM 609027107 282744 33264 shs MORGAN STANLEY COM 617446448 1774974 60600 shs MORNINGSTAR INC COM COM 617700109 681916 14180 shs NARA BANCORP INC COM 63080P105 3547800 405000 shs NATIONAL FUEL GAS CO COM 636180101 5512478 109050 shs NATIONAL GRID PLC SPON ADR NEW ADR 636274300 11284943 231486 shs NATIONAL PENN BANCSHARES INC COM 637138108 3208500 465000 shs NBTY INC COM 628782104 369446 7700 shs NEW JERSEY RESOURCES CORP COM 646025106 2065049 54980 shs NEW YORK COMMUNITY BANCORP COM 649445103 1584284 95785 shs NEWALLIANCE BANCSHARES INC COM 650203102 1956100 155000 shs NICOR INC COM 654086107 3959344 94450 shs NIKE INC-CL B CL B 654106103 411600 5600 shs NISOURCE INC COM 65473P105 5641390 357050 shs Noble Corp/ne COM H5833N103 217464 5200 shs NORFOLK SOUTHERN CORP COM 655844108 670680 12000 shs NORTH AMERN FINL HLDGS INC CL A CL A 65685Q107 1353280 67664 shs NORTHEAST UTILITIES COM 664397106 836801 30275 shs NORTHSTAR REALTY FINANCE COR COM 66704R100 3052250 725000 shs NORTHWEST BANCSHARES INC MD COM 667340103 4516050 385000 shs NORTHWEST NATURAL GAS CO COM 667655104 2730760 58600 shs NOVARTIS AG-ADR ADR 66987V109 553984 10240 shs Novo Nordish ADR 670100205 502822 6520 shs NV ENERGY INC COM 67073Y106 181498 14720 shs O REILLY AUTOMOTIVE INC COM 686091109 67656790 1622076 shs OCEANFIRST FINANCIAL CORP COM 675234108 5579350 491140 shs ONEOK INC COM 682680103 7847235 171900 shs ORACLE CORP COM 68389X105 1724498 67075 shs ORIENT EXPRESS HOTELS LTD -A CL A G67743107 609740 43000 shs OSIP.O 2.0% 12/25 Note 671040AF0 7979000 3950000 prn Owens & Minor/omi COM 690732102 431551 13954 shs P G & E CORP COM 69331C108 9274073 218625 shs PANERA BREAD CO CL A CL A 69840W108 283013 3700 shs PARKVALE FINANCIAL CORP COM 701492100 1127751 151173 shs PAYCHEX INC COM 704326107 576768 18775 shs PDLI.O 2.75% 08/23r NOTE 74369LAD5 1131250 1000000 prn BTU.N COM 704549104 2764850 60500 shs Peenymac Mgt Inv/pmt COM 70931T103 3234631 194740 shs PENN NATIONAL GAMING INC COM 707569109 75652099 2720320 shs PEOPLES UTD FINL INC COM 712704105 649011 41550 shs PEPCO HOLDINGS INC COM 713291102 252551 14726 shs PETMED EXPRESS INC COM 716382106 443400 20000 shs PETROCHINA CO LTD -ADR ADR 71646E100 214513 1830 shs PHARMACEUTICAL PRODUCT DEVEL COM 717124101 778672 32800 shs PHOENIX COMPANIES INC NEW COM 71902E109 544500 225000 shs PIEDMONT NATURAL GAS CO COM 720186105 4276279 155050 shs PIONEER NATURAL RESOURCES CO COM 723787107 342144 6075 shs PMI GROUP INC/THE COM 69344M101 4444400 820000 shs PNC FINANCIAL SERVICES GROUP COM 693475105 1910400 32000 shs POLARIS INDUSTRIES, INC. COM 731068102 429744 8400 shs POLYCOM INC COM COM 73172K104 616187 20150 shs Pool Corp/pool COM 73278L105 9809912 433300 shs POPULAR INC COM 733174106 2764500 950000 shs PORTFOLIO RECOVERY ASSOCIATE COM 73640Q105 4389600 80000 shs PROTECTIVE LIFE CORP COM 743674103 2854302 129800 shs PROVIDENT FINANCIAL SERVICES COM 74386T105 6716360 564400 shs PRUDENTIAL FINANCIAL INC COM 744320102 792550 13100 shs PUBLIC SERVICE ENTERPRISE GP COM 744573106 6937938 235025 shs PULTE HOMES INC COM 745867101 2137500 190000 shs QLOGIC CORP COM 747277101 598343 29475 shs QUANTA SERVICES INC COM 74762E102 523068 27300 shs QUESTAR CORP COM 748356102 5314378 123018 shs RADIAN GROUP INC COM 750236101 3831800 245000 shs RAIT INVESTMENT TRUST COM 749227104 1534500 775000 shs RALCORP HOLDINGS, INC. 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