0001140361-14-005932.txt : 20140211
0001140361-14-005932.hdr.sgml : 20140211
20140211164509
ACCESSION NUMBER: 0001140361-14-005932
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140211
DATE AS OF CHANGE: 20140211
EFFECTIVENESS DATE: 20140211
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FBR & Co.
CENTRAL INDEX KEY: 0001371446
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13581
FILM NUMBER: 14594869
BUSINESS ADDRESS:
STREET 1: 1001 NINETEETH ST NORTH
CITY: ARLINGTON
STATE: VA
ZIP: 22209
BUSINESS PHONE: 703-312-9500
MAIL ADDRESS:
STREET 1: 1001 NINETEETH ST NORTH
CITY: ARLINGTON
STATE: VA
ZIP: 22209
FORMER COMPANY:
FORMER CONFORMED NAME: FBR CAPITAL MARKETS CORP
DATE OF NAME CHANGE: 20060803
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001371446
XXXXXXXX
12-31-2013
12-31-2013
FBR & Co.
1001 NINETEETH ST NORTH
ARLINGTON
VA
22209
13F HOLDINGS REPORT
028-13581
N
Robert J. Kiernan
Sr. Vice President, Controller and Chief Acctg Officer
703-312-9500
Robert J. Kiernan
Arlington
VA
02-11-2014
2
48
58677
false
2
0001505748
028-14034
FBR Capital Markets & Co
3
0001478405
028-14017
FBR Capital Markets PT Inc
INFORMATION TABLE
2
form13fInfoTable.xml
ACCESS MIDSTREAM PARTNERS L P
UNIT
00434L109
402
7100
SH
DFND
3
7100
0
0
AIR LEASE CORP
CL A
00912X302
156
5005
SH
DFND
3
5005
0
0
AK STEEL HOLDING CORPORATION
NOTE 5.000%11/1
001546AP5
6564
4066000
PRN
DFND
2
0
0
4066000
ALBANY MOLECULAR RESH INC
NOTE 2.250%11/1 ADDED
012423AA7
2664
2880000
PRN
DFND
2
0
0
2880000
ALTRA HOLDINGS INC
NOTE 2.750% 3/0
02208RAE6
1372
1000000
PRN
DFND
2
0
0
1000000
American Capital Agency
COM
02503X105
1929
100000
SH
DFND
3
100000
0
0
AMERICAN RESIDENTIAL
COM
02927E306
902
52540
SH
DFND
2
52540
0
0
AMERICAN RESIDENTIAL PPTYS INC
COM
02927E303
2116
123316
SH
DFND
3
123316
0
0
ATLAS ENERGY LP
COM UNITS LP
04930A104
239
5100
SH
DFND
3
5100
0
0
BUCKEYE PARTNERS LP
UNIT LTD PARTN
118230101
284
4000
SH
DFND
3
4000
0
0
CALL ANF 01/18/14 36
CALL
002896907
7
35000
PRN
Call
DFND
2
0
0
35000
CALL DISH 03/22/14 55
CALL
25470M909
503
83200
PRN
Call
DFND
2
0
0
83200
CALL DISH 03/22/14 60
CALL
25470M910
245
67100
PRN
Call
DFND
2
0
0
67100
CAPITALSOURCE INC
COM
14055X102
1437
100000
SH
DFND
2
100000
0
0
CHENIERE ENERGY PARTNERS L P
COM UNIT
16411Q101
246
8600
SH
DFND
3
8600
0
0
COVANTA HOLDING CORPORATION
COM
2228E0106
1548
87200
SH
DFND
2
87200
0
0
Crestwood Midstream Partners LP
UNIT LTD PARTNER
226378107
150
6007
SH
DFND
3
6007
0
0
DCP MIDSTREAM PARTNERS LP
COM UT LTD PTN
23311P100
262
5205
SH
DFND
3
5205
0
0
DEALERTRACK TECHNOLOGIES INC
NOTE 1.500% 3/1
242309AB8
1293
935000
PRN
DFND
2
0
0
935000
EL PASO PIPELINE PARTNERS L P
COM UNIT LPI
283702108
133
3700
SH
DFND
3
3700
0
0
ENERGY TRANSFER PARTNERS L P
UNIT LTD PARTN
29273R109
389
6800
SH
DFND
3
6800
0
0
EPR PROPERTIES
PFD C CNV 5.75%
26884U208
716
35000
SH
DFND
2
0
0
35000
EQT MIDSTREAM PARTNERS LP
UNIT LTD PARTN
26885B100
288
4900
SH
DFND
3
4900
0
0
EV ENERGY PARTNERS L P
COM UNITS
26926V107
234
6900
SH
DFND
3
6900
0
0
HEALTH CARE REIT INC
PFD PER CON I
42217K601
2563
50000
SH
DFND
2
50000
0
0
KINDER MORGAN ENERGY PARTNERS
UT LTD PARTNER
494550106
379
4700
SH
DFND
3
4700
0
0
LIFE TECHNOLOGIES CORPORATION
COM
53217V109
3032
40000
SH
DFND
2
40000
0
0
MARKWEST ENERGY PARTNERS L P
UNIT LTD PARTN
570759100
231
3500
SH
DFND
3
3500
0
0
MERRIMACK PHARMACEUTICALS INC
NOTE 4.500% 7/1
590328AA8
1033
1000000
PRN
DFND
2
0
0
1000000
NMI
CL A
629209305
3996
313870
SH
DFND
3
313870
0
0
ONEOK PARTNERS L P
UNIT LTD PARTN
68268N103
342
6500
SH
DFND
3
6500
0
0
PLAINS ALL AMERICAN PIPELINE
UNIT LTD PARTN
726503105
300
5800
SH
DFND
3
5800
0
0
POWERSHARES SENIOR LOAN
SENIOR LN PORT
73936Q769
4906
198800
SH
DFND
3
198800
0
0
PUT NTLS 03/22/14 15
PUT
67020Q955
16
30000
PRN
Put
DFND
2
0
0
30000
PVR PARTNERS L P
COM UNIT REPTG L
693665101
2683
100000
SH
DFND
2
100000
0
0
ROSE ROCK MIDSTREAM L P
COM U REP LTD
777149105
232
6000
SH
DFND
3
6000
0
0
RTI INTERNATIONAL METALS INC
NOTE 1.625%10/1
74973WAB3
1793
1707000
PRN
DFND
2
0
0
1707000
SANCHEZ ENERGY CORPORATION
COM
79970Y105
1280
52241
SH
DFND
2
52241
0
0
STANDARD PACIFIC CORP NEW
COM
85375C101
780
86240
SH
DFND
2
86240
0
0
STARWOOD PROPERTY TRUST
NOTE 4.000% 1/1
85571BAB1
2766
2500000
PRN
DFND
2
0
0
2500000
STERLING FINANCIAL CORPORATION
COM NEW
859319303
1193
35000
SH
DFND
2
35000
0
0
TARGA RESOURCES PARTNERS LP
COM UNIT
87611X105
173
3300
SH
DFND
3
3300
0
0
TESORO LOGISTICS LP
COM UNIT LP
88160T107
263
5034
SH
DFND
3
5034
0
0
UNS ENERGY CORPORATION
COM
903119105
1197
20000
SH
DFND
2
20000
0
0
WEB COM GROUP INC
NOTE 1.000% 8/1
94733AAA2
1684
1500000
PRN
DFND
2
0
0
1500000
WESTERN GAS PARTNERS LP
COM UNIT LP IN
958254104
123
2000
SH
DFND
3
2000
0
0
WILLIAMS PARTNERS L P
COM UNIT L P
96950F104
387
7600
SH
DFND
3
7600
0
0
XPO LOGISTICS INC
NOTE 4.500%10/0
983793AA8
3246
1940000
PRN
DFND
2
0
0
1940000