0001140361-14-005932.txt : 20140211 0001140361-14-005932.hdr.sgml : 20140211 20140211164509 ACCESSION NUMBER: 0001140361-14-005932 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140211 DATE AS OF CHANGE: 20140211 EFFECTIVENESS DATE: 20140211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FBR & Co. CENTRAL INDEX KEY: 0001371446 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13581 FILM NUMBER: 14594869 BUSINESS ADDRESS: STREET 1: 1001 NINETEETH ST NORTH CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 703-312-9500 MAIL ADDRESS: STREET 1: 1001 NINETEETH ST NORTH CITY: ARLINGTON STATE: VA ZIP: 22209 FORMER COMPANY: FORMER CONFORMED NAME: FBR CAPITAL MARKETS CORP DATE OF NAME CHANGE: 20060803 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001371446 XXXXXXXX 12-31-2013 12-31-2013 FBR & Co.

1001 NINETEETH ST NORTH ARLINGTON VA 22209

13F HOLDINGS REPORT 028-13581 N Robert J. Kiernan 703-312-9500 Robert J. Kiernan Arlington VA 02-11-2014 2 48 58677 false 2 0001505748 028-14034 FBR Capital Markets & Co 3 0001478405 028-14017 FBR Capital Markets PT Inc INFORMATION TABLE 2 form13fInfoTable.xml ACCESS MIDSTREAM PARTNERS L P UNIT 00434L109 402 7100 SH DFND 3 7100 0 0 AIR LEASE CORP CL A 00912X302 156 5005 SH DFND 3 5005 0 0 AK STEEL HOLDING CORPORATION NOTE 5.000%11/1 001546AP5 6564 4066000 PRN DFND 2 0 0 4066000 ALBANY MOLECULAR RESH INC NOTE 2.250%11/1 ADDED 012423AA7 2664 2880000 PRN DFND 2 0 0 2880000 ALTRA HOLDINGS INC NOTE 2.750% 3/0 02208RAE6 1372 1000000 PRN DFND 2 0 0 1000000 American Capital Agency COM 02503X105 1929 100000 SH DFND 3 100000 0 0 AMERICAN RESIDENTIAL COM 02927E306 902 52540 SH DFND 2 52540 0 0 AMERICAN RESIDENTIAL PPTYS INC COM 02927E303 2116 123316 SH DFND 3 123316 0 0 ATLAS ENERGY LP COM UNITS LP 04930A104 239 5100 SH DFND 3 5100 0 0 BUCKEYE PARTNERS LP UNIT LTD PARTN 118230101 284 4000 SH DFND 3 4000 0 0 CALL ANF 01/18/14 36 CALL 002896907 7 35000 PRN Call DFND 2 0 0 35000 CALL DISH 03/22/14 55 CALL 25470M909 503 83200 PRN Call DFND 2 0 0 83200 CALL DISH 03/22/14 60 CALL 25470M910 245 67100 PRN Call DFND 2 0 0 67100 CAPITALSOURCE INC COM 14055X102 1437 100000 SH DFND 2 100000 0 0 CHENIERE ENERGY PARTNERS L P COM UNIT 16411Q101 246 8600 SH DFND 3 8600 0 0 COVANTA HOLDING CORPORATION COM 2228E0106 1548 87200 SH DFND 2 87200 0 0 Crestwood Midstream Partners LP UNIT LTD PARTNER 226378107 150 6007 SH DFND 3 6007 0 0 DCP MIDSTREAM PARTNERS LP COM UT LTD PTN 23311P100 262 5205 SH DFND 3 5205 0 0 DEALERTRACK TECHNOLOGIES INC NOTE 1.500% 3/1 242309AB8 1293 935000 PRN DFND 2 0 0 935000 EL PASO PIPELINE PARTNERS L P COM UNIT LPI 283702108 133 3700 SH DFND 3 3700 0 0 ENERGY TRANSFER PARTNERS L P UNIT LTD PARTN 29273R109 389 6800 SH DFND 3 6800 0 0 EPR PROPERTIES PFD C CNV 5.75% 26884U208 716 35000 SH DFND 2 0 0 35000 EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 288 4900 SH DFND 3 4900 0 0 EV ENERGY PARTNERS L P COM UNITS 26926V107 234 6900 SH DFND 3 6900 0 0 HEALTH CARE REIT INC PFD PER CON I 42217K601 2563 50000 SH DFND 2 50000 0 0 KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER 494550106 379 4700 SH DFND 3 4700 0 0 LIFE TECHNOLOGIES CORPORATION COM 53217V109 3032 40000 SH DFND 2 40000 0 0 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 231 3500 SH DFND 3 3500 0 0 MERRIMACK PHARMACEUTICALS INC NOTE 4.500% 7/1 590328AA8 1033 1000000 PRN DFND 2 0 0 1000000 NMI CL A 629209305 3996 313870 SH DFND 3 313870 0 0 ONEOK PARTNERS L P UNIT LTD PARTN 68268N103 342 6500 SH DFND 3 6500 0 0 PLAINS ALL AMERICAN PIPELINE UNIT LTD PARTN 726503105 300 5800 SH DFND 3 5800 0 0 POWERSHARES SENIOR LOAN SENIOR LN PORT 73936Q769 4906 198800 SH DFND 3 198800 0 0 PUT NTLS 03/22/14 15 PUT 67020Q955 16 30000 PRN Put DFND 2 0 0 30000 PVR PARTNERS L P COM UNIT REPTG L 693665101 2683 100000 SH DFND 2 100000 0 0 ROSE ROCK MIDSTREAM L P COM U REP LTD 777149105 232 6000 SH DFND 3 6000 0 0 RTI INTERNATIONAL METALS INC NOTE 1.625%10/1 74973WAB3 1793 1707000 PRN DFND 2 0 0 1707000 SANCHEZ ENERGY CORPORATION COM 79970Y105 1280 52241 SH DFND 2 52241 0 0 STANDARD PACIFIC CORP NEW COM 85375C101 780 86240 SH DFND 2 86240 0 0 STARWOOD PROPERTY TRUST NOTE 4.000% 1/1 85571BAB1 2766 2500000 PRN DFND 2 0 0 2500000 STERLING FINANCIAL CORPORATION COM NEW 859319303 1193 35000 SH DFND 2 35000 0 0 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 173 3300 SH DFND 3 3300 0 0 TESORO LOGISTICS LP COM UNIT LP 88160T107 263 5034 SH DFND 3 5034 0 0 UNS ENERGY CORPORATION COM 903119105 1197 20000 SH DFND 2 20000 0 0 WEB COM GROUP INC NOTE 1.000% 8/1 94733AAA2 1684 1500000 PRN DFND 2 0 0 1500000 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 123 2000 SH DFND 3 2000 0 0 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 387 7600 SH DFND 3 7600 0 0 XPO LOGISTICS INC NOTE 4.500%10/0 983793AA8 3246 1940000 PRN DFND 2 0 0 1940000