0000950103-13-006645.txt : 20131113
0000950103-13-006645.hdr.sgml : 20131113
20131113201349
ACCESSION NUMBER: 0000950103-13-006645
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131111
FILED AS OF DATE: 20131113
DATE AS OF CHANGE: 20131113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FBR & Co.
CENTRAL INDEX KEY: 0001371446
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1001 NINETEETH ST NORTH
CITY: ARLINGTON
STATE: VA
ZIP: 22209
BUSINESS PHONE: 703-312-9500
MAIL ADDRESS:
STREET 1: 1001 NINETEETH ST NORTH
CITY: ARLINGTON
STATE: VA
ZIP: 22209
FORMER COMPANY:
FORMER CONFORMED NAME: FBR CAPITAL MARKETS CORP
DATE OF NAME CHANGE: 20060803
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Klein Adam J
CENTRAL INDEX KEY: 0001483298
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33518
FILM NUMBER: 131216366
MAIL ADDRESS:
STREET 1: C/O CRESTVIEW ADVISORS
STREET 2: 667 MADISON AVENUE, 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10065
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-11-11
0001371446
FBR & Co.
FBRC
0001483298
Klein Adam J
C/O CRESTVIEW ADVISORS, L.L.C.
667 MADISON AVENUE, 10TH FLOOR
NEW YORK
NY
10065
1
0
0
0
Common Stock, par value $0.001 per share ("Common Stock")
2013-11-11
4
S
0
0
D
0
I
See footnotes.
The reporting person is member of the board of directors of the issuer and is an employee of Crestview Advisors, L.L.C. Crestview Advisors, L.L.C. provides investment advisory and management services to investment funds affiliated with Crestview Partners GP, L.P. (the "Crestview Funds"). On November 11, 2013, November 12, 2013 and November 13, 2013, the Crestview Funds sold, respectively, 12,957, 12,937 and 7,800 shares of common stock of the issuer that were held indirectly and, following the reported transactions, the Crestview Funds are the indirect owners of 1,443,584 shares of common stock of the issuer.
The reporting person disclaims beneficial ownership of such securities except and to the extent of his pecuniary interest therein.
/s/ Ross A. Oliver, attorney-in-fact
2013-11-13