0000950103-13-006645.txt : 20131113 0000950103-13-006645.hdr.sgml : 20131113 20131113201349 ACCESSION NUMBER: 0000950103-13-006645 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131111 FILED AS OF DATE: 20131113 DATE AS OF CHANGE: 20131113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FBR & Co. CENTRAL INDEX KEY: 0001371446 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 NINETEETH ST NORTH CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 703-312-9500 MAIL ADDRESS: STREET 1: 1001 NINETEETH ST NORTH CITY: ARLINGTON STATE: VA ZIP: 22209 FORMER COMPANY: FORMER CONFORMED NAME: FBR CAPITAL MARKETS CORP DATE OF NAME CHANGE: 20060803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Klein Adam J CENTRAL INDEX KEY: 0001483298 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33518 FILM NUMBER: 131216366 MAIL ADDRESS: STREET 1: C/O CRESTVIEW ADVISORS STREET 2: 667 MADISON AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-11-11 0001371446 FBR & Co. FBRC 0001483298 Klein Adam J C/O CRESTVIEW ADVISORS, L.L.C. 667 MADISON AVENUE, 10TH FLOOR NEW YORK NY 10065 1 0 0 0 Common Stock, par value $0.001 per share ("Common Stock") 2013-11-11 4 S 0 0 D 0 I See footnotes. The reporting person is member of the board of directors of the issuer and is an employee of Crestview Advisors, L.L.C. Crestview Advisors, L.L.C. provides investment advisory and management services to investment funds affiliated with Crestview Partners GP, L.P. (the "Crestview Funds"). On November 11, 2013, November 12, 2013 and November 13, 2013, the Crestview Funds sold, respectively, 12,957, 12,937 and 7,800 shares of common stock of the issuer that were held indirectly and, following the reported transactions, the Crestview Funds are the indirect owners of 1,443,584 shares of common stock of the issuer. The reporting person disclaims beneficial ownership of such securities except and to the extent of his pecuniary interest therein. /s/ Ross A. Oliver, attorney-in-fact 2013-11-13