0001371285-23-000089.txt : 20230330 0001371285-23-000089.hdr.sgml : 20230330 20230330175834 ACCESSION NUMBER: 0001371285-23-000089 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230328 FILED AS OF DATE: 20230330 DATE AS OF CHANGE: 20230330 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOAK MICHAEL CENTRAL INDEX KEY: 0001611672 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36537 FILM NUMBER: 23782080 MAIL ADDRESS: STREET 1: 907 NW BALLARD WAY CITY: SEATTLE STATE: WA ZIP: 98107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRUPANION, INC. CENTRAL INDEX KEY: 0001371285 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6100 4TH AVENUE SOUTH STREET 2: SUITE 400 CITY: SEATTLE STATE: WA ZIP: 98108 BUSINESS PHONE: 888-733-2685 MAIL ADDRESS: STREET 1: 6100 4TH AVENUE SOUTH STREET 2: SUITE 400 CITY: SEATTLE STATE: WA ZIP: 98108 FORMER COMPANY: FORMER CONFORMED NAME: TRUPANION INC. DATE OF NAME CHANGE: 20131114 FORMER COMPANY: FORMER CONFORMED NAME: VETINSURANCE INTERNATIONAL INC DATE OF NAME CHANGE: 20060802 4 1 wf-form4_168021350236758.xml FORM 4 X0407 4 2023-03-28 0 0001371285 TRUPANION, INC. TRUP 0001611672 DOAK MICHAEL C/O TRUPANION, INC. 6100 4TH AVENUE SOUTH, SUITE 400 SEATTLE WA 98108 1 0 0 0 1 Common Stock 2023-03-28 4 M 0 2750 8.57 A 4432 D Common Stock 2023-03-28 4 S 0 2750 40 D 1682 D Stock Option (right to buy) 8.57 2023-03-28 4 M 0 2750 0 D 2026-02-05 Common Stock 2750.0 13782 D The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 22, 2022, as amended on February 24, 2023, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. The option vested as to 25% of the total shares on each of March 31, 2016, June 30, 2016, September 30, 2016, and December 31, 2016, subject to the reporting person's provision of services to the issuer on each vesting date. /s/ Charlotte Sim-Warner as attorney-in-fact for Michael Doak 2023-03-30