0001371285-23-000057.txt : 20230228
0001371285-23-000057.hdr.sgml : 20230228
20230228164251
ACCESSION NUMBER: 0001371285-23-000057
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230225
FILED AS OF DATE: 20230228
DATE AS OF CHANGE: 20230228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RAWLINGS DARRYL
CENTRAL INDEX KEY: 0001611679
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36537
FILM NUMBER: 23686328
MAIL ADDRESS:
STREET 1: 6100 4TH AVENUE SOUTH
STREET 2: SUITE 200
CITY: SEATTLE
STATE: WA
ZIP: 98108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRUPANION, INC.
CENTRAL INDEX KEY: 0001371285
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6100 4TH AVENUE SOUTH
STREET 2: SUITE 400
CITY: SEATTLE
STATE: WA
ZIP: 98108
BUSINESS PHONE: 888-733-2685
MAIL ADDRESS:
STREET 1: 6100 4TH AVENUE SOUTH
STREET 2: SUITE 400
CITY: SEATTLE
STATE: WA
ZIP: 98108
FORMER COMPANY:
FORMER CONFORMED NAME: TRUPANION INC.
DATE OF NAME CHANGE: 20131114
FORMER COMPANY:
FORMER CONFORMED NAME: VETINSURANCE INTERNATIONAL INC
DATE OF NAME CHANGE: 20060802
4
1
wf-form4_167762052687231.xml
FORM 4
X0306
4
2023-02-25
0
0001371285
TRUPANION, INC.
TRUP
0001611679
RAWLINGS DARRYL
C/O TRUPANION, INC.
6100 4TH AVENUE SOUTH, SUITE 400
SEATTLE
WA
98108
1
1
0
0
Chief Executive Officer
Common Stock
2023-02-25
4
M
0
1505
A
570394
D
Common Stock
2023-02-25
4
F
0
446
56.53
D
569948
D
Common Stock
2023-02-25
4
M
0
2098
A
572046
D
Common Stock
2023-02-25
4
F
0
531
56.53
D
571515
D
Common Stock
2023-02-25
4
M
0
2738
A
574253
D
Common Stock
2023-02-25
4
F
0
666
56.53
D
573587
D
Common Stock
2023-02-25
4
M
0
3783
0
A
577370
D
Common Stock
2023-02-25
4
F
0
921
56.53
D
576449
D
Common Stock
2023-02-28
4
S
0
4000
58.1034
D
845109
I
By Kuyashii Primary Equities LLC
Restricted Stock Unit (RSU)
2023-02-25
4
M
0
1505
0
D
2023-02-25
Common Stock
1505.0
0
D
Restricted Stock Unit (RSU)
2023-02-25
4
M
0
2098
0
D
2024-02-25
Common Stock
2098.0
8392
D
Restricted Stock Unit (RSU)
2023-02-25
4
M
0
2738
0
D
2025-02-25
Common Stock
2738.0
21902
D
Restricted Stock Unit (RSU)
2023-02-25
4
A
0
3783
0
D
2026-02-25
Common Stock
3783.0
11349
D
Restricted stock units convert into common stock on a one-for-one basis.
This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.
The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC, a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 11, 2022, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.
On February 22, 2019, the Reporting Person was granted 24,080 restricted stock unites (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.
On April 3, 2020, the Reporting Person was granted 33,566 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.
On February 22, 2021, the Reporting Person was granted 43,804 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
On February 28, 2022, the Reporting Person was granted 15,132 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2023, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
/s/ Charlotte Sim-Warner as attorney-in-fact for Darryl Rawlings
2023-02-28