0001371285-23-000057.txt : 20230228 0001371285-23-000057.hdr.sgml : 20230228 20230228164251 ACCESSION NUMBER: 0001371285-23-000057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230225 FILED AS OF DATE: 20230228 DATE AS OF CHANGE: 20230228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAWLINGS DARRYL CENTRAL INDEX KEY: 0001611679 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36537 FILM NUMBER: 23686328 MAIL ADDRESS: STREET 1: 6100 4TH AVENUE SOUTH STREET 2: SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRUPANION, INC. CENTRAL INDEX KEY: 0001371285 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6100 4TH AVENUE SOUTH STREET 2: SUITE 400 CITY: SEATTLE STATE: WA ZIP: 98108 BUSINESS PHONE: 888-733-2685 MAIL ADDRESS: STREET 1: 6100 4TH AVENUE SOUTH STREET 2: SUITE 400 CITY: SEATTLE STATE: WA ZIP: 98108 FORMER COMPANY: FORMER CONFORMED NAME: TRUPANION INC. DATE OF NAME CHANGE: 20131114 FORMER COMPANY: FORMER CONFORMED NAME: VETINSURANCE INTERNATIONAL INC DATE OF NAME CHANGE: 20060802 4 1 wf-form4_167762052687231.xml FORM 4 X0306 4 2023-02-25 0 0001371285 TRUPANION, INC. TRUP 0001611679 RAWLINGS DARRYL C/O TRUPANION, INC. 6100 4TH AVENUE SOUTH, SUITE 400 SEATTLE WA 98108 1 1 0 0 Chief Executive Officer Common Stock 2023-02-25 4 M 0 1505 A 570394 D Common Stock 2023-02-25 4 F 0 446 56.53 D 569948 D Common Stock 2023-02-25 4 M 0 2098 A 572046 D Common Stock 2023-02-25 4 F 0 531 56.53 D 571515 D Common Stock 2023-02-25 4 M 0 2738 A 574253 D Common Stock 2023-02-25 4 F 0 666 56.53 D 573587 D Common Stock 2023-02-25 4 M 0 3783 0 A 577370 D Common Stock 2023-02-25 4 F 0 921 56.53 D 576449 D Common Stock 2023-02-28 4 S 0 4000 58.1034 D 845109 I By Kuyashii Primary Equities LLC Restricted Stock Unit (RSU) 2023-02-25 4 M 0 1505 0 D 2023-02-25 Common Stock 1505.0 0 D Restricted Stock Unit (RSU) 2023-02-25 4 M 0 2098 0 D 2024-02-25 Common Stock 2098.0 8392 D Restricted Stock Unit (RSU) 2023-02-25 4 M 0 2738 0 D 2025-02-25 Common Stock 2738.0 21902 D Restricted Stock Unit (RSU) 2023-02-25 4 A 0 3783 0 D 2026-02-25 Common Stock 3783.0 11349 D Restricted stock units convert into common stock on a one-for-one basis. This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person. The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC, a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 11, 2022, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025. On February 22, 2019, the Reporting Person was granted 24,080 restricted stock unites (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date. On April 3, 2020, the Reporting Person was granted 33,566 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date. On February 22, 2021, the Reporting Person was granted 43,804 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date. On February 28, 2022, the Reporting Person was granted 15,132 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2023, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date. /s/ Charlotte Sim-Warner as attorney-in-fact for Darryl Rawlings 2023-02-28