0001371285-22-000065.txt : 20220301 0001371285-22-000065.hdr.sgml : 20220301 20220301193258 ACCESSION NUMBER: 0001371285-22-000065 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220225 FILED AS OF DATE: 20220301 DATE AS OF CHANGE: 20220301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tooth Margaret CENTRAL INDEX KEY: 0001657025 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36537 FILM NUMBER: 22700636 MAIL ADDRESS: STREET 1: 907 NW BALLARD WAY CITY: SEATTLE STATE: WA ZIP: 98107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRUPANION, INC. CENTRAL INDEX KEY: 0001371285 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6100 4TH AVENUE SOUTH STREET 2: SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98108 BUSINESS PHONE: 888-733-2685 MAIL ADDRESS: STREET 1: 6100 4TH AVENUE SOUTH STREET 2: SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98108 FORMER COMPANY: FORMER CONFORMED NAME: TRUPANION INC. DATE OF NAME CHANGE: 20131114 FORMER COMPANY: FORMER CONFORMED NAME: VETINSURANCE INTERNATIONAL INC DATE OF NAME CHANGE: 20060802 4 1 wf-form4_164618115878182.xml FORM 4 X0306 4 2022-02-25 0 0001371285 TRUPANION, INC. TRUP 0001657025 Tooth Margaret C/O TRUPANION, INC. 6100 4TH AVENUE SOUTH, SUITE 200 SEATTLE WA 98108 0 1 0 0 President Common Stock 2022-02-25 4 M 0 1220 A 25361 D Common Stock 2022-02-25 4 F 0 355 88.63 D 25006 D Common Stock 2022-02-25 4 M 0 2377 A 27383 D Common Stock 2022-02-25 4 F 0 574 88.63 D 26809 D Common Stock 2022-02-25 4 M 0 2172 A 28981 D Common Stock 2022-02-25 4 F 0 528 88.63 D 28453 D Common Stock 2022-02-25 4 M 0 11707 A 40160 D Common Stock 2022-02-25 4 F 0 4018 88.63 D 36142 D Common Stock 2022-02-25 4 M 0 409 A 36551 D Common Stock 2022-02-25 4 F 0 171 89.63 D 36380 D Common Stock 2022-02-25 4 S 0 200 86.01 D 36180 D Restricted Stock Unit (RSU) 2022-02-25 4 M 0 1220 0 D Common Stock 1220.0 0 D Restricted Stock Unit (RSU) 2022-02-25 4 M 0 2377 0 D Common Stock 2377.0 9505 D Restricted Stock Unit (RSU) 2022-02-25 4 M 0 2172 0 D 2024-02-25 Common Stock 2172.0 17370 D Restricted Stock Unit (RSU) 2022-02-25 4 M 0 11707 0 D Common Stock 11707.0 35121 D Restricted Stock Unit (RSU) 2022-02-28 4 A 0 52250 0 A Common Stock 52250.0 52250 D Restricted Stock Unit (RSU) 2022-02-28 4 A 0 409 0 A Common Stock 409.0 409 D Restricted Stock Unit (RSU) 2022-02-28 4 M 0 409 0 D Common Stock 409.0 0 D Restricted stock units convert into common stock on a one-for-one basis. This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person. The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 28, 2021, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date. The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date. The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date. On February 22, 2021, the Reporting Person was granted 46,828 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date. On February 28, 2022, the Reporting Person was granted 52,250 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2023, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date. This RSU is fully vested on grant date. /s/ Charlotte Sim-Warner as attorney-in-fact for Margaret Tooth 2022-03-01