0001371285-22-000065.txt : 20220301
0001371285-22-000065.hdr.sgml : 20220301
20220301193258
ACCESSION NUMBER: 0001371285-22-000065
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220225
FILED AS OF DATE: 20220301
DATE AS OF CHANGE: 20220301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tooth Margaret
CENTRAL INDEX KEY: 0001657025
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36537
FILM NUMBER: 22700636
MAIL ADDRESS:
STREET 1: 907 NW BALLARD WAY
CITY: SEATTLE
STATE: WA
ZIP: 98107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRUPANION, INC.
CENTRAL INDEX KEY: 0001371285
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6100 4TH AVENUE SOUTH
STREET 2: SUITE 200
CITY: SEATTLE
STATE: WA
ZIP: 98108
BUSINESS PHONE: 888-733-2685
MAIL ADDRESS:
STREET 1: 6100 4TH AVENUE SOUTH
STREET 2: SUITE 200
CITY: SEATTLE
STATE: WA
ZIP: 98108
FORMER COMPANY:
FORMER CONFORMED NAME: TRUPANION INC.
DATE OF NAME CHANGE: 20131114
FORMER COMPANY:
FORMER CONFORMED NAME: VETINSURANCE INTERNATIONAL INC
DATE OF NAME CHANGE: 20060802
4
1
wf-form4_164618115878182.xml
FORM 4
X0306
4
2022-02-25
0
0001371285
TRUPANION, INC.
TRUP
0001657025
Tooth Margaret
C/O TRUPANION, INC.
6100 4TH AVENUE SOUTH, SUITE 200
SEATTLE
WA
98108
0
1
0
0
President
Common Stock
2022-02-25
4
M
0
1220
A
25361
D
Common Stock
2022-02-25
4
F
0
355
88.63
D
25006
D
Common Stock
2022-02-25
4
M
0
2377
A
27383
D
Common Stock
2022-02-25
4
F
0
574
88.63
D
26809
D
Common Stock
2022-02-25
4
M
0
2172
A
28981
D
Common Stock
2022-02-25
4
F
0
528
88.63
D
28453
D
Common Stock
2022-02-25
4
M
0
11707
A
40160
D
Common Stock
2022-02-25
4
F
0
4018
88.63
D
36142
D
Common Stock
2022-02-25
4
M
0
409
A
36551
D
Common Stock
2022-02-25
4
F
0
171
89.63
D
36380
D
Common Stock
2022-02-25
4
S
0
200
86.01
D
36180
D
Restricted Stock Unit (RSU)
2022-02-25
4
M
0
1220
0
D
Common Stock
1220.0
0
D
Restricted Stock Unit (RSU)
2022-02-25
4
M
0
2377
0
D
Common Stock
2377.0
9505
D
Restricted Stock Unit (RSU)
2022-02-25
4
M
0
2172
0
D
2024-02-25
Common Stock
2172.0
17370
D
Restricted Stock Unit (RSU)
2022-02-25
4
M
0
11707
0
D
Common Stock
11707.0
35121
D
Restricted Stock Unit (RSU)
2022-02-28
4
A
0
52250
0
A
Common Stock
52250.0
52250
D
Restricted Stock Unit (RSU)
2022-02-28
4
A
0
409
0
A
Common Stock
409.0
409
D
Restricted Stock Unit (RSU)
2022-02-28
4
M
0
409
0
D
Common Stock
409.0
0
D
Restricted stock units convert into common stock on a one-for-one basis.
This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.
The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 28, 2021, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.
The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.
The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.
The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.
On February 22, 2021, the Reporting Person was granted 46,828 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
On February 28, 2022, the Reporting Person was granted 52,250 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2023, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
This RSU is fully vested on grant date.
/s/ Charlotte Sim-Warner as attorney-in-fact for Margaret Tooth
2022-03-01