FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Owens Corning [ OC ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 07/29/2014 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
$.01 Par Value Common | 07/29/2014 | P | 88.668(1) | A | $35.37 | 50,880.899 | D | |||
$.01 Par Value Common | 07/29/2014 | P | 26.858(1) | A | $35.22 | 50,907.757 | D | |||
$.01 Par Value Common | 11/04/2014 | P | 127.986(1) | A | $32.07 | 51,035.743 | D | |||
$.01 Par Value Common | 01/20/2015 | P | 109.169(1)(2) | A | $37.78 | 51,144.912 | D | |||
$.01 Par Value Common | 04/02/2015 | P | 104.269(1) | A | $42.21 | 51,249.181 | D | |||
$.01 Par Value Common | 08/04/2015 | P | 79.82(1) | A | $44.71 | 51,329.001 | D | |||
$.01 Par Value Common | 11/03/2015 | P | 78.258(1) | A | $45.78 | 51,407.259 | D | |||
$.01 Par Value Common | 01/19/2016 | P | 82.354(1) | A | $42.8 | 51,489.613 | D | |||
$.01 Par Value Common | 04/04/2016 | P | 78.384(1)(3) | A | $47.63 | 51,567.997 | D | |||
$.01 Par Value Common | 08/02/2016 | P | 50.483(1) | A | $54.13 | 51,618.48 | D | |||
$.01 Par Value Common | 11/02/2016 | P | 21.068(1)(4) | A | $48.8019 | 51,639.065(5) | D | |||
$.01 Par Value Common | 02/10/2017 | A | 577(6) | A | $0.00 | 52,216.065 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Consists of shares purchased through broker-administered dividend reinvestments previously unreported due to inadequate notice from the brokers. |
2. The Reporting Person's purchase of these shares was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended ("Section 16(b)"), to the extent of 109.169 shares, with the Reporting Person's sale of 109.169 shares at a price of $40.20 per share on May 21, 2015. The Reporting Person has paid the Issuer by check $264.19, representing the full amount of the profit deemed realized in connection with the short-swing transaction. |
3. The Reporting Person's purchase of these shares was matchable under Section 16(b) to the extent of 78.384 shares, with the Reporting Person's sale of 78.384 shares at a price of $53.90 per share on August 8, 2016. The Reporting Person has paid the Issuer by check $491.47, representing the full amount of the profit deemed realized in connection with the short-swing transaction. |
4. The Reporting Person's purchase of these shares was matchable under Section 16(b) to the extent of 21.068 shares, with the Reporting Person's sale of 21.068 shares at a price of $53.90 per share on August 8, 2016. The Reporting Person has paid the Issuer by check $107.41, representing the full amount of the profit deemed realized in connection with the short-swing transaction. |
5. The total amount does not include 0.483 fractional shares that were cashed out during a previous transaction. |
6. Deferred share portion of fourth quarter 2016 quarterly Director retainer/fees. |
Remarks: |
Raj B. Dave, Attorney-in-Fact | 02/14/2017 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |