0001370637-20-000129.txt : 20200505 0001370637-20-000129.hdr.sgml : 20200505 20200505195655 ACCESSION NUMBER: 0001370637-20-000129 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200501 FILED AS OF DATE: 20200505 DATE AS OF CHANGE: 20200505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Silverman Josh CENTRAL INDEX KEY: 0001525358 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36911 FILM NUMBER: 20850735 MAIL ADDRESS: STREET 1: 117 ADAMS STREET CITY: BROOKLYN STATE: NY ZIP: 11201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ETSY INC CENTRAL INDEX KEY: 0001370637 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 117 ADAMS STREET CITY: BROOKLYN STATE: NY ZIP: 11201 BUSINESS PHONE: 718-855-7956 MAIL ADDRESS: STREET 1: 117 ADAMS STREET CITY: BROOKLYN STATE: NY ZIP: 11201 4 1 wf-form4_158872299771131.xml FORM 4 X0306 4 2020-05-01 0 0001370637 ETSY INC ETSY 0001525358 Silverman Josh 117 ADAMS STREET BROOKLYN NY 11201 1 1 0 0 President & CEO Common Stock 2020-05-01 4 M 0 25000 10.62 A 25000 D Common Stock 2020-05-01 4 S 0 9809 62.01 D 15191 D Common Stock 2020-05-01 4 S 0 13356 63.10 D 1835 D Common Stock 2020-05-01 4 S 0 1835 63.71 D 0 D Common Stock 2020-05-04 4 M 0 15000 10.62 A 15000 D Common Stock 2020-05-04 4 S 0 15000 65 D 0 D Common Stock 2020-05-05 4 M 0 30000 10.62 A 30000 D Common Stock 2020-05-05 4 S 0 20000 70.10 D 10000 D Common Stock 2020-05-05 4 S 0 10000 75 D 0 D Common Stock 41046 I By GRAT Common Stock 42269 I By Irrevocable Trust Employee stock option (right to buy) 10.62 2020-05-01 4 M 0 25000 0 D 2027-05-03 Common Stock 25000.0 3734969 D Employee stock option (right to buy) 10.62 2020-05-04 4 M 0 15000 0 D 2027-05-03 Common Stock 15000.0 3719969 D Employee stock option (right to buy) 10.62 2020-05-05 4 M 0 30000 0 D 2027-05-03 Common Stock 30000.0 3689969 D This transaction was effected pursuant to a Rule 10b5-1 trading plan. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.55 to $62.47, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.57 to $63.56, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.58 to $63.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. (i) 25% of the stock options became exercisable on May 4, 2018, with the remainder exercisable in 36 equal monthly installments thereafter; or (ii) 25% of the stock options will become exercisable upon a Change in Control; provided the reporting person remains continuously employed on the date of event. /s/ Alla Berenshteyn as Attorney-In-Fact for Josh Silverman 2020-05-05