0001181431-11-041947.txt : 20110721
0001181431-11-041947.hdr.sgml : 20110721
20110721185839
ACCESSION NUMBER: 0001181431-11-041947
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110720
FILED AS OF DATE: 20110721
DATE AS OF CHANGE: 20110721
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Macaulay Donald W
CENTRAL INDEX KEY: 0001454190
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52498
FILM NUMBER: 11980881
MAIL ADDRESS:
STREET 1: 3027 TOWNSGATE ROAD, SUITE 300
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: First California Financial Group, Inc.
CENTRAL INDEX KEY: 0001370291
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 383737811
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3027 TOWNSGATE ROAD
STREET 2: SUITE 300
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
BUSINESS PHONE: 805-437-4293
MAIL ADDRESS:
STREET 1: 3027 TOWNSGATE ROAD
STREET 2: SUITE 300
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
4
1
rrd318218.xml
FORM 4
X0303
4
2011-07-20
0
0001370291
First California Financial Group, Inc.
FCAL
0001454190
Macaulay Donald W
3027 TOWNSGATE ROAD, SUITE 300
WESTLAKE VILLAGE
CA
91361
0
1
0
0
EVP -Business Banking Div. Mgr
Common Stock, $0.01 par value
2011-07-20
4
P
0
50000
3.75
A
60000
D
50,000 restricted shares of common stock were granted to the reporting person on July 20, 2011. The closing price per share of the issuer's stock as of that date was $3.75 per share. 10,000 restricted stock shares are subject to time-based vesting and will vest in one-third increments on each of March 20, 2012, 2013 and 2014. The remaining 40,000 restricted stock shares are subject to performance-based vesting and will vest in one-third increments on each of March 20, 2012, 2013 and 2014 provided that certain performance measure are achieved with respect to the fiscal year ending immediately prior to the applicable vesting date. Failure to achieve the performance measures will result in forfeiture of the shares of restricted stock subject to the applicable vesting date.
/s/ Romolo Santarosa
2011-07-21