0001181431-11-041947.txt : 20110721 0001181431-11-041947.hdr.sgml : 20110721 20110721185839 ACCESSION NUMBER: 0001181431-11-041947 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110720 FILED AS OF DATE: 20110721 DATE AS OF CHANGE: 20110721 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Macaulay Donald W CENTRAL INDEX KEY: 0001454190 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52498 FILM NUMBER: 11980881 MAIL ADDRESS: STREET 1: 3027 TOWNSGATE ROAD, SUITE 300 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: First California Financial Group, Inc. CENTRAL INDEX KEY: 0001370291 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 383737811 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3027 TOWNSGATE ROAD STREET 2: SUITE 300 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: 805-437-4293 MAIL ADDRESS: STREET 1: 3027 TOWNSGATE ROAD STREET 2: SUITE 300 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 4 1 rrd318218.xml FORM 4 X0303 4 2011-07-20 0 0001370291 First California Financial Group, Inc. FCAL 0001454190 Macaulay Donald W 3027 TOWNSGATE ROAD, SUITE 300 WESTLAKE VILLAGE CA 91361 0 1 0 0 EVP -Business Banking Div. Mgr Common Stock, $0.01 par value 2011-07-20 4 P 0 50000 3.75 A 60000 D 50,000 restricted shares of common stock were granted to the reporting person on July 20, 2011. The closing price per share of the issuer's stock as of that date was $3.75 per share. 10,000 restricted stock shares are subject to time-based vesting and will vest in one-third increments on each of March 20, 2012, 2013 and 2014. The remaining 40,000 restricted stock shares are subject to performance-based vesting and will vest in one-third increments on each of March 20, 2012, 2013 and 2014 provided that certain performance measure are achieved with respect to the fiscal year ending immediately prior to the applicable vesting date. Failure to achieve the performance measures will result in forfeiture of the shares of restricted stock subject to the applicable vesting date. /s/ Romolo Santarosa 2011-07-21