-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KUg629Z+7QuvS/f/Ny/F692VviXJv5aRRBjLeH2Aam2pWGk8TQmWuAxhztxGo5Lh CCUyJ9uP/Bos+BZbF0jCRg== 0000950134-07-004705.txt : 20070302 0000950134-07-004705.hdr.sgml : 20070302 20070302170318 ACCESSION NUMBER: 0000950134-07-004705 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20070302 DATE AS OF CHANGE: 20070302 GROUP MEMBERS: FIR TREE RECOVERY MASTER FUND LP GROUP MEMBERS: FIR TREE VALUE MASTER FUND LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Genesis Lease LTD CENTRAL INDEX KEY: 0001369824 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EQUIPMENT RENTAL & LEASING, NEC [7359] IRS NUMBER: 980512319 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-82261 FILM NUMBER: 07668605 BUSINESS ADDRESS: STREET 1: ROSELAWN HOUSE, UNIV. BUSINESS COMPLEX STREET 2: NATIONAL TECHNOLOGY PARK CITY: LIMERICK STATE: L2 ZIP: 00000 BUSINESS PHONE: 353-61-633-777 MAIL ADDRESS: STREET 1: ROSELAWN HOUSE, UNIV. BUSINESS COMPLEX STREET 2: NATIONAL TECHNOLOGY PARK CITY: LIMERICK STATE: L2 ZIP: 00000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIR TREE INC CENTRAL INDEX KEY: 0001056491 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 535 FIFTH AVENUE 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2123983500 MAIL ADDRESS: STREET 1: 535 FIFTH AVENUE 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 SC 13D/A 1 d44259sc13dza.htm AMENDMENT TO SCHEDULE 13D sc13dza
 

     
 
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13D/A

(Rule13d-101)
Under the Securities Exchange Act of 1934
(Amendment No. 1 )*

Genesis Lease Limited
(Name of Issuer)
American Depository Shares
(Title of Class of Securities)
37183T107
(CUSIP Number)
Jeffrey Tannenbaum
505 Fifth Avenue
23rd Floor
New York, New York 10017
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)

- with copies to -

Eliot D. Raffkind
Akin, Gump, Strauss, Hauer & Feld, L.L.P.
1700 Pacific Avenue, Suite 4100
Dallas, Texas 75201-4618
(214) 969-2800

March 1, 2007
(Date of Event Which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. þ

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 

Page 1 of 9


 

                     
CUSIP No.
 
37183T107 
 

 

           
1   NAMES OF REPORTING PERSONS:

Fir Tree Value Master Fund, LP
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY):
 
 
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o 
  (b)   o 
     
3   SEC USE ONLY:
   
   
     
4   SOURCE OF FUNDS (SEE INSTRUCTIONS):
   
 
     
5   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e):
   
  o
     
6   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Cayman Islands
       
  7   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 8   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   0
       
EACH 9   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH 10   SHARED DISPOSITIVE POWER:
     
    0
     
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  0
     
12   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):
   
  0%
     
14   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  OO

Page 2 of 9


 

                     
CUSIP No.
 
37183T107 
 

 

           
1   NAMES OF REPORTING PERSONS:

Fir Tree Recovery Master Fund, L.P.
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY):
 
 
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o 
  (b)   o 
     
3   SEC USE ONLY:
   
   
     
4   SOURCE OF FUNDS (SEE INSTRUCTIONS):
   
 
     
5   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e):
   
  o
     
6   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Cayman Islands
       
  7   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 8   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   0
       
EACH 9   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH 10   SHARED DISPOSITIVE POWER:
     
    0
     
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  0
     
12   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):
   
  0%
     
14   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
 

Page 3 of 9


 

                     
CUSIP No.
 
37183T107 
 

 

           
1   NAMES OF REPORTING PERSONS:

Fir Tree, Inc.
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY):
 
 
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o 
  (b)   o 
     
3   SEC USE ONLY:
   
   
     
4   SOURCE OF FUNDS (SEE INSTRUCTIONS):
   
 
     
5   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e):
   
  o
     
6   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  New York
       
  7   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 8   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   0
       
EACH 9   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH 10   SHARED DISPOSITIVE POWER:
     
    0
     
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  0
     
12   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):
   
  0%
     
14   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
 

Page 4 of 9


 

SCHEDULE 13D/A
This Amendment No. 1 (the “Amendment”) amends the Statement of Beneficial Ownership on Schedule 13D, originally filed with the Securities and Exchange Commission (the “Commission”) on January 16, 2007.
This Amendment is being filed to amend and restate Item 4, Item 5, Item 6 and Item 7. The Schedule 13D is hereby amended as follows:
Item 4. Purpose of the Transaction
     On March 1, 2007 the Reporting Persons sold 2,708,900 Shares of the Issuer, representing all of its holdings. The sale of the Shares was made in the ordinary course of business. Subsequent to the sale referenced in the preceding paragraph, the Reporting persons entered into a swap transaction that provided Reporting Persons an economic interest in the Shares of the Issuer but does not provide the Reporting Persons any voting or dispositive power over any shares held by the swap counterparty.
     Except to the extent the foregoing may be deemed a plan or proposal, Reporting Person has no plans or proposals which relate to, or could result in, any of the matters referred to in paragraphs (a) through (j), inclusive, of the instructions to Item 4 of Schedule 13D. The Reporting Person may, at any time and from time to time, review or reconsider its position and/or change its purpose and/or formulate plans or proposals with respect thereto.
Item 5. Interest in Securities of the Issuer
     (a) As of March 1, 2007, Fir Tree Value Master Fund, LP and Fir Tree Recovery Master Fund, L.P. beneficially own 0 Shares and 0 Shares, respectively, of the Issuer, which represents in the aggregate 0% of the Issuer’s outstanding Shares.
     (b) Fir Tree, Inc., as the investment manager of Fir Tree Value Master Fund, LP and Fir Tree Recovery Master Fund, L.P., has the sole power to vote and dispose of the 0 Shares held collectively by Fir Tree Value Master Fund, LP and Fir Tree Recovery Master Fund, L.P.
     (c) The transactions in the Issuer’s securities by Fir Tree Value Master Fund, LP and Fir Tree Recovery Master Fund, L.P. during the sixty days prior to the obligation to file this Schedule 13D are listed as Annex A attached hereto and made a part hereof. Transactions in the Issuer’s securities subsequent to the obligation to file this Schedule 13D are also listed on Annex A.
     (d) Not Applicable.
     (e) Not Applicable.

Page 5 of 9


 

Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
     The Reporting persons have entered into a swap transaction that provides the Reporting Persons an economic interest in the Shares of the Issuer but does not provide the Reporting Persons any voting or dispositive power over any shares held by the swap counterparty.
Item 7. Material to be Filed as Exhibits
     
Exhibit 1
  Joint Filing Agreement dated March 2, 2007, between Fir Tree, Inc., Fir Tree Value Master Fund, LP and Fir Tree Recovery Master Fund, L.P.

Page 6 of 9


 

ANNEX A
                     
Transaction       Quantity   Price per
Date   Buy/Sell   (shares)   Share ($)
01/19/2007
  Buy     23,900       23.86200  
02/26/2007
  Buy     75,000       25.14370  
02/26/2007
  Buy     25,000       25.01000  
02/27/2007
  Buy     52,000       24.99880  
02/27/2007
  Buy     32,500       25.12560  
03/01/2007
  Buy     400       22.85250  
03/01/2007
  Sell     2,708,900       23.65370  

Page 7 of 9


 

Signature
     After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: March 2, 2007
         
  FIR TREE VALUE MASTER FUND, LP

   
  By:    FIR TREE, INC., its Manager 
 
    By:   /s/ Jeffrey Tannenbaum    
    Name:   Jeffrey Tannenbaum   
    Title:   President   
 
  FIR TREE RECOVERY MASTER FUND, L.P.

 
 
  By:  FIR TREE, INC., its Manager 
    By:   /s/ Jeffrey Tannenbaum    
    Name:   Jeffrey Tannenbaum   
    Title:   President   
 
  FIR TREE, INC.
 
 
  By:   /s/ Jeffrey Tannenbaum    
  Name:   Jeffrey Tannenbaum   
  Title:   President   
 

Page 8 of 9

EX-99.1 2 d44259exv99w1.htm JOINT FILING AGREEMENT exv99w1
 

EXHIBIT 1
JOINT FILING AGREEMENT
     In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including any and all amendments thereto) with respect to the Shares of Genesis Lease Limited, and further agree that this Joint Filing Agreement shall be included as an Exhibit to such joint filings.
     The undersigned further agree that each party hereto is responsible for the timely filing of such Statement on Schedule 13D and any amendments thereto, and for the accuracy and completeness of the information concerning such party contained therein; provided, however, that no party is responsible for the accuracy or completeness of the information concerning any other party, unless such party knows or has reason to believe that such information is inaccurate.
     This Joint Filing Agreement may be signed in counterparts with the same effect as if the signature on each counterpart were upon the same instrument.
     IN WITNESS WHEREOF, the undersigned have executed this Agreement as of March 2, 2007.
         
  FIR TREE VALUE MASTER FUND, LP

   
  By:    FIR TREE, INC., its Manager 
 
    By:   /s/ Jeffrey Tannenbaum    
    Name:   Jeffrey Tannenbaum   
    Title:   President   
 
  FIR TREE RECOVERY MASTER FUND, L.P.

 
 
  By:  FIR TREE, INC., its Manager 
    By:   /s/ Jeffrey Tannenbaum    
    Name:   Jeffrey Tannenbaum   
    Title:   President   
 
  FIR TREE, INC.
 
 
  By:   /s/ Jeffrey Tannenbaum    
  Name:   Jeffrey Tannenbaum   
  Title:   President   
 

Page 9 of 9

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