0001369230-11-000013.txt : 20111011 0001369230-11-000013.hdr.sgml : 20111010 20111011113448 ACCESSION NUMBER: 0001369230-11-000013 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111011 DATE AS OF CHANGE: 20111011 EFFECTIVENESS DATE: 20111011 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Liebau Asset Management Company, LLC CENTRAL INDEX KEY: 0001369230 IRS NUMBER: 200078683 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12058 FILM NUMBER: 111134472 BUSINESS ADDRESS: BUSINESS PHONE: 626-795-5200 MAIL ADDRESS: STREET 1: 301 E. COLORADO BLVD. SUITE 810 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 inftable.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Liebau Asset Management Co., LLC Address: 301 E. Colorado Blvd. Suite 810 Pasadena, CA 91101 13F File Number: 28-12058 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood That all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Fred Aguilera Title: Trader & Director of Opr. Phone: 626-795-5200 Signature, Fred Aguilera Pasadena, Ca October 10,2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 60 Form 13F Information Table Value Total: 114818 (x1000) List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M COMPANY COM 88579y101 2813 39190 SH SOLE 37840 1350 A T & T INC NEW COM 00206R102 2940 103102 SH SOLE 100602 2500 ABBOTT LABORATORIES COM 002824100 245 4800 SH SOLE 4800 AGILENT TECH INC COM 00846u101 1399 44760 SH SOLE 44760 AMERICAN EXPRESS CO COM 025816109 2094 46634 SH SOLE 46634 APACHE CORP COM 037411105 239 2980 SH SOLE 2980 APPLIED MATERIALS INC COM 038222105 1031 99550 SH SOLE 97550 2000 AUTODESK INC COM 052769106 694 25000 SH SOLE 25000 AUTOMATIC DATA PROCESSINGINC COM 053015103 1516 32145 SH SOLE 31745 400 BERKSHIRE HATHAWAY CL B COM 084670702 2411 33940 SH SOLE 33440 500 BOEING CO COM 097023105 1568 25905 SH SOLE 25055 850 BOSWELL JG CO COM COM 101205102 325 481 SH SOLE 50 431 CHEVRON CORP NEW COM 166764100 6739 72782 SH SOLE 72782 CHUBB CORP COM 171232101 2863 47730 SH SOLE 45530 2200 COCA COLA CO COM 191216100 3621 53603 SH SOLE 51603 2000 CONOCOPHILLIPS COM 20825c104 2468 38982 SH SOLE 37482 1500 COOPER INDUSTRIES PLC COM g24140108 1442 31260 SH SOLE 31010 250 COSTCO WHOLESALE CORP COM 22160k105 2709 32981 SH SOLE 32481 500 DEERE & COMPANY COM 244199105 2777 43010 SH SOLE 42610 400 DISNEY WALT CO COM 254687106 2199 72900 SH SOLE 71900 1000 DOMINION RESOURCES INC COM 25746u109 356 7010 SH SOLE 4610 2400 DU PONT E I DE NEMOURS& CO COM 263534109 2320 58035 SH SOLE 56035 2000 EMERSON ELECTRIC CO COM 291011104 2427 58750 SH SOLE 57000 1750 ESTEE LAUDER CO INC CL A COM 518439104 2571 29265 SH SOLE 28265 1000 EXELON CORP COM 30161n101 215 5055 SH SOLE 3705 1350 EXXON MOBIL CORP COM 30231g102 3984 54860 SH SOLE 52860 2000 FEDEX CORP COM 31428x106 1386 20472 SH SOLE 20122 350 GENERAL ELECTRIC CO COM 369604103 418 27462 SH SOLE 27462 GOLD ONE INTL LMT ADR COM 380662106 52 10000 SH SOLE 10000 GOOGLE INC CLA COM 38259p508 1430 2776 SH SOLE 2676 100 HEWLETT-PACKARD CO DE COM 428236103 1208 53788 SH SOLE 51888 1900 HOME DEPOT INC COM 437076102 1043 31725 SH SOLE 31725 INTEL CORP COM 458140100 3318 155536 SH SOLE 152536 3000 INTL BUSINESS MACH COM 459200101 2751 15730 SH SOLE 15530 200 JOHNSON & JOHNSON COM 478160104 3026 47510 SH SOLE 46110 1400 JPMORGAN CHASE & CO COM 46625h100 1675 55600 SH SOLE 54200 1400 KELLOGG COMPANY COM 487836108 2588 48660 SH SOLE 46660 2000 LILLY ELI & CO COM 532457108 3201 86590 SH SOLE 83840 2750 LOEWS CORP COM 540424108 1320 38200 SH SOLE 37700 500 MEDTRONIC INC COM 585055106 3055 91900 SH SOLE 89200 2700 MICROSOFT CORP COM 594918104 3776 151721 SH SOLE 146221 5500 MIDWAY GOLD CORP COM 598153104 50 25000 SH SOLE 25000 NEWS CORP LTD CL A COM 65248E104 1594 102970 SH SOLE 101770 1200 NOBLE ENERGY INC COM COM 655044105 1807 25525 SH SOLE 25175 350 NORDSTROM INC COM 655664100 1370 30000 SH SOLE 30000 NOVARTIS AG ADR COM 66987v109 1893 33950 SH SOLE 33550 400 PACCAR INC COM 693718108 1479 43730 SH SOLE 42480 1250 PENTAIR INC COM 709631105 1503 46940 SH SOLE 45590 1350 PHILIP MORRIS INTL INCCOM COM 718172109 2069 33165 SH SOLE 31915 1250 PROCTER & GAMBLE CO COM 742718109 3724 58938 SH SOLE 57238 1700 SCHLUMBERGER LMT COM 806857108 2304 38580 SH SOLE 37180 1400 SIEMENS ADR COM 826197501 258 2870 SH SOLE 2670 200 SIGMA ALDRICH CORP COM 826552101 1720 27830 SH SOLE 27430 400 SYSCO CORP COM 871829107 1945 75110 SH SOLE 72860 2250 US BANCORP DEL COMNEW COM 902973304 1527 64875 SH SOLE 63875 1000 VERIZON COMMUNICATIONS COM 92343V104 212 5750 SH SOLE 5750 WAL-MART STORES INC COM 931142103 3317 63920 SH SOLE 61720 2200 WASHINGTON POST CO CLB COM 939640108 898 2747 SH SOLE 2722 25 WELLS FARGO & CO NEW COM 949746101 1613 66891 SH SOLE 64891 2000 ISHARES BARCLAYS US AGGREGATE 464287226 1321 12000.000SH SOLE 12000.000 Report Summary 60 Data Records (X1000) 114818 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED