0000014693-16-000121.txt : 20160503 0000014693-16-000121.hdr.sgml : 20160503 20160503200740 ACCESSION NUMBER: 0000014693-16-000121 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160430 FILED AS OF DATE: 20160503 DATE AS OF CHANGE: 20160503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCallum Mark I CENTRAL INDEX KEY: 0001369191 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 161617137 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 4 1 wf-form4_146232044737184.xml FORM 4 X0306 4 2016-04-30 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001369191 McCallum Mark I 850 DIXIE HIGHWAY LOUISVILLE KY 40210 0 1 0 0 EVP/Pres. Jack Daniel's Brands Class A Common 2016-04-30 4 F 0 3045 103.71 D 28761.50 D Class B Common 12732 D Class B Common 27 I By Son Stock Appreciation Right 102.25 2018-05-01 2025-04-30 Class B Common 11150.0 11150 D Stock Appreciation Right 91.97 2017-05-01 2024-04-30 Class B Common 13677.0 13677 D Stock Appreciation Right 72.42 2016-05-01 2023-04-30 Class B Common 15971.0 15971 D Stock Appreciation Right 38.43 2013-05-01 2020-04-30 Class B Common 20455.0 20455 D Stock Appreciation Right 46.4 2014-05-01 2021-04-30 Class B Common 23144.0 23144 D Stock Appreciation Right 27.05 2012-05-01 2019-04-30 Class B Common 23437.0 23437 D Stock Appreciation Right 58.7 2015-05-01 2022-04-30 Class B Common 24859.0 24859 D To satisfy withholding obligations associated with the July 26, 2012 grant of Class A common stock that vested on April 30, 2016, the reporting person surrendered 3,045 shares of Class A common stock. The closing price of BF-A ($103.71) on April 29, 2016 was used to calculate the withholding obligation. Kelly A. Bowen, Attorney in Fact for Mark I. McCallum 2016-05-03