0001209191-15-011061.txt : 20150209 0001209191-15-011061.hdr.sgml : 20150209 20150209211631 ACCESSION NUMBER: 0001209191-15-011061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150205 FILED AS OF DATE: 20150209 DATE AS OF CHANGE: 20150209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPLUNK INC CENTRAL INDEX KEY: 0001353283 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 861106510 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 415-848-8400 MAIL ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CONTE DAVID F CENTRAL INDEX KEY: 0001368886 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35498 FILM NUMBER: 15590229 MAIL ADDRESS: STREET 1: SPLUNK INC. STREET 2: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-02-05 0 0001353283 SPLUNK INC SPLK 0001368886 CONTE DAVID F C/O SPLUNK INC. 250 BRANNAN STREET SAN FRANCISCO CA 94107 0 1 0 0 SVP & Chief Financial Officer Common Stock 2015-02-05 4 M 0 3650 2.94 A 120189 D Common Stock 2015-02-05 4 S 0 800 59.31 D 119389 D Common Stock 2015-02-05 4 S 0 1900 60.44 D 117489 D Common Stock 2015-02-05 4 S 0 950 61.01 D 116539 D Common Stock 2015-02-09 4 M 0 21000 2.94 A 137539 D Common Stock 2015-02-09 4 S 0 14381 60.64 D 123158 D Common Stock 2015-02-09 4 S 0 6619 61.42 D 116539 D Employee Stock Option (right to buy) 2.94 2015-02-05 4 M 0 3650 0.00 D 2021-07-14 Common Stock 3650 192158 D Employee Stock Option (right to buy) 2.94 2015-02-09 4 M 0 21000 0.00 D 2021-07-14 Common Stock 21000 171158 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 27, 2014. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.90 to $59.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (6) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.96 to $60.89, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.96 to $61.08, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.10 to $61.08, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.12 to $62.00, inclusive. The option, representing a right to purchase a total of 1,000,000 shares, is subject to an early exercise provision pursuant to which one-fourth of the shares subject to the option vested on July 15, 2012 and one forty-eighth of the shares vest monthly thereafter. /s/ Steve Dean, by power of attorney 2015-02-09