0001209191-14-057575.txt : 20140911
0001209191-14-057575.hdr.sgml : 20140911
20140911184432
ACCESSION NUMBER: 0001209191-14-057575
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140909
FILED AS OF DATE: 20140911
DATE AS OF CHANGE: 20140911
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPLUNK INC
CENTRAL INDEX KEY: 0001353283
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 861106510
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
BUSINESS PHONE: 415-848-4800
MAIL ADDRESS:
STREET 1: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CONTE DAVID F
CENTRAL INDEX KEY: 0001368886
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35498
FILM NUMBER: 141099219
MAIL ADDRESS:
STREET 1: SPLUNK INC.
STREET 2: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-09-09
0
0001353283
SPLUNK INC
SPLK
0001368886
CONTE DAVID F
C/O SPLUNK INC.
250 BRANNAN STREET
SAN FRANCISCO
CA
94107
0
1
0
0
SVP & Chief Financial Officer
Common Stock
2014-09-09
4
M
0
19307
2.94
A
151653
D
Common Stock
2014-09-09
4
S
0
2400
57.74
D
149253
D
Common Stock
2014-09-09
4
S
0
16473
58.96
D
132780
D
Common Stock
2014-09-09
4
S
0
434
59.57
D
132346
D
Common Stock
2014-09-10
4
M
0
1693
2.94
A
134039
D
Common Stock
2014-09-10
4
S
0
1693
59.17
D
132346
D
Common Stock
2014-09-11
4
S
0
1317
60.49
D
131029
D
Common Stock
2014-09-11
4
S
0
1183
59.93
D
129846
D
Employee Stock Option (right to buy)
2.94
2014-09-09
4
M
0
19307
0.00
D
2021-07-14
Common Stock
19307
280351
D
Employee Stock Option (right to buy)
2.94
2014-09-10
4
M
0
1693
0.00
D
2021-07-14
Common Stock
1693
278658
D
Includes 570 shares acquired under the Splunk Inc. Employee Stock Purchase Plan on June 16, 2014.
The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 27, 2014.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.34 to $58.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (6), (8) and (9) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.41 to $59.39, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.54 to $59.68, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.90 to $59.75, inclusive.
The reported shares were sold to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.49 to $60.50, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.35 to $60.33, inclusive.
The option, representing a right to purchase a total of 1,000,000 shares, is subject to an early exercise provision pursuant to which 34,013 shares become exercisable on January 1, 2015. One-fourth of the shares subject to the option vested on July 15, 2012 and one forty-eighth of the shares vest monthly thereafter.
/s/ Steve Dean, by power of attorney
2014-06-20