0001209191-13-036909.txt : 20130716 0001209191-13-036909.hdr.sgml : 20130716 20130716200726 ACCESSION NUMBER: 0001209191-13-036909 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130712 FILED AS OF DATE: 20130716 DATE AS OF CHANGE: 20130716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPLUNK INC CENTRAL INDEX KEY: 0001353283 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 861106510 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 415-848-4800 MAIL ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CONTE DAVID F CENTRAL INDEX KEY: 0001368886 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35498 FILM NUMBER: 13971354 MAIL ADDRESS: STREET 1: SPLUNK INC. STREET 2: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-07-12 0 0001353283 SPLUNK INC SPLK 0001368886 CONTE DAVID F C/O SPLUNK INC. 250 BRANNAN STREET SAN FRANCISCO CA 94107 0 1 0 0 SVP & Chief Financial Officer Common Stock 2013-07-12 4 M 0 60001 2.94 A 159499 D Common Stock 2013-07-12 4 M 0 37500 4.82 A 196999 D Common Stock 2013-07-12 4 S 0 154899 50.5947 D 42100 D Common Stock 2013-07-12 4 S 0 2100 51.0033 D 40000 D Employee Stock Option (right to buy) 2.94 2013-07-12 4 M 0 60001 0.00 D 2021-07-14 Common Stock 60001 520834 D Employee Stock Option (right to buy) 4.82 2013-07-12 4 M 0 37500 0.00 D 2021-12-14 Common Stock 37500 62500 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 26, 2012. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.00 to $51.07, inclusive. The option, representing a right to purchase a total of 1,000,000 shares, is subject to an early exercise provision pursuant to which 452,808 shares are immediately exercisable and an additional 34,013 shares become exercisable on each of January 1, 2014 and January 1, 2015. One-fourth of the shares subject to the option vested on July 15, 2012 and one forty-eighth of the shares vest monthly thereafter. One-fourth of the shares subject to the option vested on December 15, 2012 and one forty-eighth of the shares vest monthly thereafter. /s/ Steve Dean, by power of attorney 2013-07-16