0001209191-13-036909.txt : 20130716
0001209191-13-036909.hdr.sgml : 20130716
20130716200726
ACCESSION NUMBER: 0001209191-13-036909
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130712
FILED AS OF DATE: 20130716
DATE AS OF CHANGE: 20130716
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPLUNK INC
CENTRAL INDEX KEY: 0001353283
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 861106510
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
BUSINESS PHONE: 415-848-4800
MAIL ADDRESS:
STREET 1: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CONTE DAVID F
CENTRAL INDEX KEY: 0001368886
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35498
FILM NUMBER: 13971354
MAIL ADDRESS:
STREET 1: SPLUNK INC.
STREET 2: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-07-12
0
0001353283
SPLUNK INC
SPLK
0001368886
CONTE DAVID F
C/O SPLUNK INC.
250 BRANNAN STREET
SAN FRANCISCO
CA
94107
0
1
0
0
SVP & Chief Financial Officer
Common Stock
2013-07-12
4
M
0
60001
2.94
A
159499
D
Common Stock
2013-07-12
4
M
0
37500
4.82
A
196999
D
Common Stock
2013-07-12
4
S
0
154899
50.5947
D
42100
D
Common Stock
2013-07-12
4
S
0
2100
51.0033
D
40000
D
Employee Stock Option (right to buy)
2.94
2013-07-12
4
M
0
60001
0.00
D
2021-07-14
Common Stock
60001
520834
D
Employee Stock Option (right to buy)
4.82
2013-07-12
4
M
0
37500
0.00
D
2021-12-14
Common Stock
37500
62500
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 26, 2012.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.00 to $51.07, inclusive.
The option, representing a right to purchase a total of 1,000,000 shares, is subject to an early exercise provision pursuant to which 452,808 shares are immediately exercisable and an additional 34,013 shares become exercisable on each of January 1, 2014 and January 1, 2015. One-fourth of the shares subject to the option vested on July 15, 2012 and one forty-eighth of the shares vest monthly thereafter.
One-fourth of the shares subject to the option vested on December 15, 2012 and one forty-eighth of the shares vest monthly thereafter.
/s/ Steve Dean, by power of attorney
2013-07-16