0001104659-13-001531.txt : 20130109 0001104659-13-001531.hdr.sgml : 20130109 20130109174334 ACCESSION NUMBER: 0001104659-13-001531 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130108 FILED AS OF DATE: 20130109 DATE AS OF CHANGE: 20130109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CONTE DAVID F CENTRAL INDEX KEY: 0001368886 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35498 FILM NUMBER: 13521231 MAIL ADDRESS: STREET 1: SPLUNK INC. STREET 2: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPLUNK INC CENTRAL INDEX KEY: 0001353283 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 415-848-4800 MAIL ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 4 1 a4.xml 4 X0306 4 2013-01-08 0 0001353283 SPLUNK INC SPLK 0001368886 CONTE DAVID F C/O SPLUNK INC. 250 BRANNAN STREET SAN FRANCISCO CA 94107 0 1 0 0 SVP & Chief Financial Officer Common Stock 2012-12-20 5 G 0 E 15000 0 D 157499 D Common Stock 2013-01-08 4 M 0 17500 2.94 A 174999 D Common Stock 2013-01-08 4 S 0 25000 28.77 D 149999 D Employee Stock Option (right to buy) 2.94 2013-01-08 4 M 0 17500 0 D 2021-07-14 Common Stock 17500 715001 D The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 26, 2012. The option, representing a right to purchase a total of 1,000,000 shares, is subject to an early exercise provision pursuant to which 646,975 shares are immediately exercisable and an additional 34,013 shares become exercisable on each of January 1, 2014 and January 1, 2015. One-fourth of the shares subject to the option vested on July 15, 2012 and one forty-eighth of the shares vest monthly thereafter. /s/ Steve Dean, by power of attorney 2013-01-09