0001104659-13-001531.txt : 20130109
0001104659-13-001531.hdr.sgml : 20130109
20130109174334
ACCESSION NUMBER: 0001104659-13-001531
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130108
FILED AS OF DATE: 20130109
DATE AS OF CHANGE: 20130109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CONTE DAVID F
CENTRAL INDEX KEY: 0001368886
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35498
FILM NUMBER: 13521231
MAIL ADDRESS:
STREET 1: SPLUNK INC.
STREET 2: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPLUNK INC
CENTRAL INDEX KEY: 0001353283
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
BUSINESS PHONE: 415-848-4800
MAIL ADDRESS:
STREET 1: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
4
1
a4.xml
4
X0306
4
2013-01-08
0
0001353283
SPLUNK INC
SPLK
0001368886
CONTE DAVID F
C/O SPLUNK INC.
250 BRANNAN STREET
SAN FRANCISCO
CA
94107
0
1
0
0
SVP & Chief Financial Officer
Common Stock
2012-12-20
5
G
0
E
15000
0
D
157499
D
Common Stock
2013-01-08
4
M
0
17500
2.94
A
174999
D
Common Stock
2013-01-08
4
S
0
25000
28.77
D
149999
D
Employee Stock Option (right to buy)
2.94
2013-01-08
4
M
0
17500
0
D
2021-07-14
Common Stock
17500
715001
D
The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 26, 2012.
The option, representing a right to purchase a total of 1,000,000 shares, is subject to an early exercise provision pursuant to which 646,975 shares are immediately exercisable and an additional 34,013 shares become exercisable on each of January 1, 2014 and January 1, 2015. One-fourth of the shares subject to the option vested on July 15, 2012 and one forty-eighth of the shares vest monthly thereafter.
/s/ Steve Dean, by power of attorney
2013-01-09