-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dyp9ODHtOYCe4tXJPjaPfdal56iz8i9BTXtx5SRoyT0YM0FGe5pEZv6GOqmvcDm+ wE1cvmfFg5cmzgLRT3B0OA== 0001140361-09-018932.txt : 20090814 0001140361-09-018932.hdr.sgml : 20090814 20090814100901 ACCESSION NUMBER: 0001140361-09-018932 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090814 DATE AS OF CHANGE: 20090814 EFFECTIVENESS DATE: 20090814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC TRUSTEES (C.I.) LTD CENTRAL INDEX KEY: 0001368871 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13008 FILM NUMBER: 091012727 BUSINESS ADDRESS: STREET 1: LA MOTTE CHAMBERS CITY: ST HELIER STATE: X0 ZIP: JE1 1BJ BUSINESS PHONE: 441534602000 MAIL ADDRESS: STREET 1: LA MOTTE CHAMBERS CITY: ST HELIER STATE: X0 ZIP: JE1 1BJ FORMER COMPANY: FORMER CONFORMED NAME: RBC TRUSTEE (C.I.) LTD DATE OF NAME CHANGE: 20071011 FORMER COMPANY: FORMER CONFORMED NAME: Abacus (C.I) LTD DATE OF NAME CHANGE: 20060713 13F-HR 1 form13f.txt RBC TRUSTEES (CI) LIMITED 13F-HR 6-30-2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/2009 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: RBC Trustees (CI) Limited Address: La Motte Chambers St Helier Jersey, JE1 1PB Form 13F File Number: 028-13008 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Adrian Le Chevalier Title: Fiduciary Services Manager Phone: (44) 1534 602376 Signature, Place, and Date of Signing: /s/ Adrian Le Chevalier St Helier, Jersey 8/14/2009 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 762 Form 13F Information Table Value Total: $ 259,865.00 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ------------------- --------- ------------- ----------------- ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ------------------- --------- ------------- -------- --- ---- ---------- -------- ---- ------ --------- AFLAC INC COM 1055102 5,103 164 SH DEFINED 0 0 164 AGCO CORP COM 1084102 39,944 1375 SH DEFINED 0 0 1,375 AK STL HLDG CORP COM 1547108 8,281 432 SH DEFINED 0 0 432 AMR CORP COM 1765106 121,050 30000 SH DEFINED 0 0 30,000 AT&T INC COM 00206R102 24,830 1000 SH DEFINED 0 0 1,000 AT&T INC COM 00206R102 24,830 1000 SH DEFINED 0 0 1,000 AT&T INC COM 00206R102 8,691 350 SH DEFINED 0 0 350 AVX CORP NEW COM 2444107 61,193 6150 SH DEFINED 0 0 6,150 ABERCROMBIE & FITCH CO CL A 2896207 13,973 550 SH DEFINED 0 0 550 ACTIVIDENTITY CORP COM 00506P103 1,905 750 SH DEFINED 0 0 750 ACTIVIDENTITY CORP COM 00506P103 508 200 SH DEFINED 0 0 200 AEGON N V NY REGISTRY SH 7924103 1,303 212 SH DEFINED 0 0 212 ALBEMARLE CORP COM 12653101 39,565 1548.218 SH DEFINED 0 0 1,548 ALCOA INC COM 13817101 11,616 1125 SH DEFINED 0 0 1,125 ALCOA INC COM 13817101 53,407 5172.598 SH DEFINED 0 0 5,173 ALCOA INC COM 13817101 61,950 6000 SH DEFINED 0 0 6,000 ALCATEL-LUCENT SPONSORED ADR 13904305 3,645 1464 SH DEFINED 0 0 1,464 ALCATEL-LUCENT SPONSORED ADR 13904305 169 68 SH DEFINED 0 0 68 ALCATEL-LUCENT SPONSORED ADR 13904305 315,931 126880 SH DEFINED 0 0 126,880 ALCATEL-LUCENT SPONSORED ADR 13904305 3,645 1464 SH DEFINED 0 0 1,464 ALCATEL-LUCENT SPONSORED ADR 13904305 727 292 SH DEFINED 0 0 292 ALEXION PHARMACEUTICALS INC COM 15351109 2,958 72 SH DEFINED 0 0 72 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 11,535 575 SH DEFINED 0 0 575 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 11,535 575 SH DEFINED 0 0 575 ALLIED CAP CORP NEW COM 01903Q108 3,490 1000 SH DEFINED 0 0 1,000 ALTERA CORP COM 21441100 44,784 2750 SH DEFINED 0 0 2,750 ALTRIA GROUP INC COM 02209S103 65,540 4000 SH DEFINED 0 0 4,000 ALTRIA GROUP INC COM 02209S103 32,770 2000 SH DEFINED 0 0 2,000 ALTRIA GROUP INC COM 02209S103 40,963 2500 SH DEFINED 0 0 2,500 ALTRIA GROUP INC COM 02209S103 3,900 238 SH DEFINED 0 0 238 ALTRIA GROUP INC COM 02209S103 8,193 500 SH DEFINED 0 0 500 ALTRIA GROUP INC COM 02209S103 9,831 600 SH DEFINED 0 0 600 ALTRIA GROUP INC COM 02209S103 19,662 1200 SH DEFINED 0 0 1,200 ALTRIA GROUP INC COM 02209S103 11,601 708 SH DEFINED 0 0 708 AMAZON COM INC COM 23135106 97,098 1160 SH DEFINED 0 0 1,160 AMAZON COM INC COM 23135106 33,482 400 SH DEFINED 0 0 400 AMBAC FINL GROUP INC COM 23139108 1,050 1135 SH DEFINED 0 0 1,135 AMBAC FINL GROUP INC COM 23139108 1,850 2000 SH DEFINED 0 0 2,000 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 20,341 525 SH DEFINED 0 0 525 AMERICAN CAP LTD COM 02503Y103 3,205 1000 SH DEFINED 0 0 1,000 AMERICAN EXPRESS CO COM 25816109 4,649 200 SH DEFINED 0 0 200 AMERICAN SUPERCONDUCTOR CORP COM 30111108 18,484 704 SH DEFINED 0 0 704 AMERISOURCEBERGEN CORP COM 3.07E+108 3,852 217 SH DEFINED 0 0 217 AMERIPRISE FINL INC COM 03076C106 2,428 100 SH DEFINED 0 0 100 AMGEN INC COM 31162100 79,433 1500 SH DEFINED 0 0 1,500 ANADARKO PETE CORP COM 32511107 100,851 2223.601 SH DEFINED 0 0 2,224 ANGLOGOLD ASHANTI LTD SPONSORED ADR 35128206 366,800 10000 SH DEFINED 0 0 10,000 ANGLOGOLD ASHANTI LTD SPONSORED ADR 35128206 53,186 1450 SH DEFINED 0 0 1,450 ANGLOGOLD ASHANTI LTD SPONSORED ADR 35128206 53,186 1450 SH DEFINED 0 0 1,450 APACHE CORP COM 37411105 14,497 200.841 SH DEFINED 0 0 201 APOLLO INVT CORP COM 03761U106 52,932 8800 SH DEFINED 0 0 8,800 APPLE INC COM 37833100 126,847 890 SH DEFINED 0 0 890 APPLE INC COM 37833100 107,321 753 SH DEFINED 0 0 753 APPLE INC COM 37833100 155,352 1090 SH DEFINED 0 0 1,090 APPLE INC COM 37833100 58,435 410 SH DEFINED 0 0 410 APPLE INC COM 37833100 49,171 345 SH DEFINED 0 0 345 APPLE INC COM 37833100 41,760 293 SH DEFINED 0 0 293 APPLE INC COM 37833100 32,068 225 SH DEFINED 0 0 225 APPLE INC COM 37833100 68,555 481 SH DEFINED 0 0 481 APPLE INC COM 37833100 57,010 400 SH DEFINED 0 0 400
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ------------------- --------- ------------- ----------------- ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ------------------- --------- ------------- -------- --- ---- ---------- -------- ---- ------ --------- APPLIED MATLS INC COM 38222105 38,448 3500 SH DEFINED 0 0 3,500 APPLIED MATLS INC COM 38222105 45,039 4100 SH DEFINED 0 0 4,100 ARCHER DANIELS MIDLAND CO COM 39483102 26,760 1000 SH DEFINED 0 0 1,000 ARROW ELECTRS INC COM 42735100 4,754 224 SH DEFINED 0 0 224 ASCENT MEDIA CORP COM SER A 43632108 13,085 492 SH DEFINED 0 0 492 ASCENT MEDIA CORP COM SER A 43632108 1,729 65 SH DEFINED 0 0 65 ASCENT MEDIA CORP COM SER A 43632108 1,729 65 SH DEFINED 0 0 65 ASHLAND INC NEW COM 44209104 106 3.774 SH DEFINED 0 0 4 ASTRONICS CORP COM 46433108 4,164 400 SH DEFINED 0 0 400 BJ SVCS CO COM 55482103 20,491 1505 SH DEFINED 0 0 1,505 BP PLC SPONSORED ADR 55622104 214,372 4494.647 SH DEFINED 0 0 4,495 BAIDU INC SPON ADR REP A 56752108 8,016,109 26640 SH DEFINED 0 0 26,640 BAIDU INC SPON ADR REP A 56752108 30,091 100 SH DEFINED 0 0 100 BAIDU INC SPON ADR REP A 56752108 105,317 350 SH DEFINED 0 0 350 BANK OF AMERICA CORPORATION COM 60505104 13,165 1000 SH DEFINED 0 0 1,000 BANK OF AMERICA CORPORATION COM 60505104 13,165 1000 SH DEFINED 0 0 1,000 BANK OF AMERICA CORPORATION COM 60505104 5,266 400 SH DEFINED 0 0 400 BANK OF AMERICA CORPORATION COM 60505104 5,648 429 SH DEFINED 0 0 429 BANK OF AMERICA CORPORATION COM 60505104 4,792 364 SH DEFINED 0 0 364 BANK OF AMERICA CORPORATION COM 60505104 18,431 1400 SH DEFINED 0 0 1,400 BANK OF AMERICA CORPORATION COM 60505104 11,862 901 SH DEFINED 0 0 901 BANK OF AMERICA CORPORATION COM 60505104 65,654 4987 SH DEFINED 0 0 4,987 BANK OF AMERICA CORPORATION COM 60505104 48,961 3719 SH DEFINED 0 0 3,719 BANK OF AMERICA CORPORATION COM 60505104 41,996 3190 SH DEFINED 0 0 3,190 BANK OF AMERICA CORPORATION COM 60505104 24,408 1854 SH DEFINED 0 0 1,854 BANK OF AMERICA CORPORATION COM 60505104 3,423 260 SH DEFINED 0 0 260 BANK OF NEW YORK MELLON CORP COM 64058100 11,318 386 SH DEFINED 0 0 386 BARCLAYS BK PLC ADR 2 PREF 2 06739F390 52,860 3000 SH DEFINED 0 0 3,000 BARCLAYS BK PLC ADR 2 PREF 2 06739F390 52,860 3000 SH DEFINED 0 0 3,000 BAXTER INTL INC COM 71813109 5,347 101 SH DEFINED 0 0 101 BBVA BANCO FRANCES S A SPONSORED ADR 07329M100 30,995 6630 SH DEFINED 0 0 6,630 BECTON DICKINSON & CO COM 75887109 4,766 77 SH DEFINED 0 0 77 BERKSHIRE HATHAWAY INC DEL CL A 84670108 89,800 1 SH DEFINED 0 0 1 BERKSHIRE HATHAWAY INC DEL CL B 84670207 86,772 30 SH DEFINED 0 0 30 BERKSHIRE HATHAWAY INC DEL CL B 84670207 289,242 100 SH DEFINED 0 0 100 BERKSHIRE HATHAWAY INC DEL CL B 84670207 289,242 100 SH DEFINED 0 0 100 BERKSHIRE HATHAWAY INC DEL CL B 84670207 2,892 1 SH DEFINED 0 0 1 BERKSHIRE HATHAWAY INC DEL CL B 84670207 11,570 4 SH DEFINED 0 0 4 BHP BILLITON LTD SPONSORED ADR 88606108 142,345 2599.431 SH DEFINED 0 0 2,599 BIOPURE CORP CL A PAR $0.01 09065H402 6 33 SH DEFINED 0 0 33 BLACK & DECKER CORP COM 91797100 37,284 1300 SH DEFINED 0 0 1,300 BLACKROCK FLOATING RATE INCO COM 91941104 329,294 30100 SH DEFINED 0 0 30,100 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 142,695 13500 SH DEFINED 0 0 13,500 BLOCK H & R INC COM 93671105 5,733 333 SH DEFINED 0 0 333 BOEING CO COM 97023105 10,630 250 SH DEFINED 0 0 250 BOEING CO COM 97023105 111,141 2613.848 SH DEFINED 0 0 2,614 BOEING CO COM 97023105 744,100 17500 SH DEFINED 0 0 17,500 BORDERS GROUP INC COM 99709107 79,501 6145 SH DEFINED 0 0 6,145 BOSTON SCIENTIFIC CORP COM 101137107 25,363 2500 SH DEFINED 0 0 2,500 BOSTON SCIENTIFIC CORP COM 101137107 25,363 2500 SH DEFINED 0 0 2,500 BRISTOL MYERS SQUIBB CO COM 110122108 19,195 1000 SH DEFINED 0 0 1,000 BRISTOW GROUP INC COM 110394103 49,672 1675 SH DEFINED 0 0 1,675 BROADCOM CORP CL A 111320107 11,144 450 SH DEFINED 0 0 450 BRUNSWICK CORP COM 117043109 3,893 900 SH DEFINED 0 0 900 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 42,795 1000 SH DEFINED 0 0 1,000 BURLINGTON NORTHN SANTA FE C COM 12189T104 34,587 470 SH DEFINED 0 0 470 CF INDS HLDGS INC COM 125269100 7,647 103 SH DEFINED 0 0 103 CIT GROUP INC COM 125581108 15,015 7000 SH DEFINED 0 0 7,000 CIT GROUP INC COM 125581108 20,109 9375 SH DEFINED 0 0 9,375 CME GROUP INC COM 12572Q105 108,897 350 SH DEFINED 0 0 350
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ------------------- --------- ------------- ----------------- ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ------------------- --------- ------------- -------- --- ---- ---------- -------- ---- ------ --------- CSX CORP COM 126408103 26,431 762.584 SH DEFINED 0 0 763 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 1,940,500 100000 SH DEFINED 0 0 100,000 CAMECO CORP COM 13321L108 18,620 720 SH DEFINED 0 0 720 CATERPILLAR INC DEL COM 149123101 112,622 3406.081 SH DEFINED 0 0 3,406 CEMEX SAB DE CV SPON ADR NEW 151290889 24,217 2590 SH DEFINED 0 0 2,590 CEMEX SAB DE CV SPON ADR NEW 151290889 9,116 975 SH DEFINED 0 0 975 CHESAPEAKE ENERGY CORP COM 165167107 22,578 1138 SH DEFINED 0 0 1,138 CHEVRON CORP NEW COM 166764100 66,275 1000 SH DEFINED 0 0 1,000 CHEVRON CORP NEW COM 166764100 9,212 139 SH DEFINED 0 0 139 CHEVRON CORP NEW COM 166764100 25,450 384 SH DEFINED 0 0 384 CHEVRON CORP NEW COM 166764100 11,930 180 SH DEFINED 0 0 180 CHEVRON CORP NEW COM 166764100 68,646 1035.781 SH DEFINED 0 0 1,036 CHINA NAT GAS INC COM NEW 168910206 21,250 2000 SH DEFINED 0 0 2,000 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 6,752 89 SH DEFINED 0 0 89 CHURCH & DWIGHT INC COM 171340102 5,156 95 SH DEFINED 0 0 95 CISCO SYS INC COM 17275R102 14,916 800 SH DEFINED 0 0 800 CISCO SYS INC COM 17275R102 9,975 535 SH DEFINED 0 0 535 CISCO SYS INC COM 17275R102 11,187 600 SH DEFINED 0 0 600 CISCO SYS INC COM 17275R102 18,645 1000 SH DEFINED 0 0 1,000 CISCO SYS INC COM 17275R102 130,515 7000 SH DEFINED 0 0 7,000 CISCO SYS INC COM 17275R102 18,645 1000 SH DEFINED 0 0 1,000 CISCO SYS INC COM 17275R102 81,106 4350 SH DEFINED 0 0 4,350 CITIGROUP INC COM 172967101 5,930 2000 SH DEFINED 0 0 2,000 CITIGROUP INC COM 172967101 2,965 1000 SH DEFINED 0 0 1,000 CITIGROUP INC COM 172967101 3,766 1270 SH DEFINED 0 0 1,270 CITIGROUP INC COM 172967101 2,965 1000 SH DEFINED 0 0 1,000 CITIGROUP INC COM 172967101 593 200 SH DEFINED 0 0 200 CITIGROUP INC COM 172967101 7,413 2500 SH DEFINED 0 0 2,500 CITIGROUP INC COM 172967101 50,405 17000 SH DEFINED 0 0 17,000 CITIGROUP INC COM 172967101 4,151 1400 SH DEFINED 0 0 1,400 CITIGROUP INC COM 172967101 875 295 SH DEFINED 0 0 295 CITIGROUP INC COM 172967101 20,755 7000 SH DEFINED 0 0 7,000 CITIGROUP INC COM 172967101 1,483 500 SH DEFINED 0 0 500 CITIGROUP INC COM 172967101 8,895 3000 SH DEFINED 0 0 3,000 CITIGROUP INC COM 172967101 29,650 10000 SH DEFINED 0 0 10,000 CITIGROUP INC COM 172967101 365 123 SH DEFINED 0 0 123 CITIGROUP INC COM 172967101 2,239 755 SH DEFINED 0 0 755 CITIGROUP INC COM 172967101 41,510 14000 SH DEFINED 0 0 14,000 CITIGROUP INC COM 172967101 11,860 4000 SH DEFINED 0 0 4,000 CITIGROUP INC COM 172967101 519 175 SH DEFINED 0 0 175 CITIGROUP INC COM 172967101 1,275 430 SH DEFINED 0 0 430 CITIGROUP INC COM 172967101 12,423 4190 SH DEFINED 0 0 4,190 CITIGROUP INC COM 172967101 1,076 363 SH DEFINED 0 0 363 CITIGROUP INC COM 172967101 103,775 35000 SH DEFINED 0 0 35,000 CITIGROUP INC COM 172967101 2,965 1000 SH DEFINED 0 0 1,000 CITIGROUP INC COM 172967101 2,965 1000 SH DEFINED 0 0 1,000 CITIGROUP INC COM 172967101 11,193 3775 SH DEFINED 0 0 3,775 CITRIX SYS INC COM 177376100 34,659 1087 SH DEFINED 0 0 1,087 CLIFFS NATURAL RESOURCES INC COM 18683K101 124,202 5082.942 SH DEFINED 0 0 5,083 COCA COLA CO COM 191216100 47,975 1000 SH DEFINED 0 0 1,000 COCA COLA CO COM 191216100 59,969 1250 SH DEFINED 0 0 1,250 COCA COLA CO COM 191216100 35,981 750 SH DEFINED 0 0 750 COLGATE PALMOLIVE CO COM 194162103 73,744 1250 SH DEFINED 0 0 1,250 COLGATE PALMOLIVE CO COM 194162103 41,473 703 SH DEFINED 0 0 703 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 3,885 60 SH DEFINED 0 0 60 CONOCOPHILLIPS COM 20825C104 21,035 500 SH DEFINED 0 0 500 CONSOLIDATED EDISON INC COM 209115104 112,215 3000 SH DEFINED 0 0 3,000 CORNING INC COM 219350105 17,677 1100 SH DEFINED 0 0 1,100 COSTCO WHSL CORP NEW COM 22160K105 2,742,000 60000 SH DEFINED 0 0 60,000 CRESUD S A C I F Y A SPONSORED ADR 226406106 14,751 1561 SH DEFINED 0 0 1,561
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ------------------- --------- ------------- ----------------- ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ------------------- --------- ------------- -------- --- ---- ---------- -------- ---- ------ --------- DARDEN RESTAURANTS INC COM 237194105 25,147 763.073 SH DEFINED 0 0 763 DARLING INTL INC COM 237266101 6,048 915 SH DEFINED 0 0 915 DEERE & CO COM 244199105 39,975 1000 SH DEFINED 0 0 1,000 DEERE & CO COM 244199105 119,488 2989.064 SH DEFINED 0 0 2,989 DEJOUR ENTERPRISES LTD COM NEW 244866208 1,508 5000 SH DEFINED 0 0 5,000 DEJOUR ENTERPRISES LTD COM NEW 244866208 5,761 19100 SH DEFINED 0 0 19,100 DELL INC COM 24702R101 13,740 1000 SH DEFINED 0 0 1,000 DELL INC COM 24702R101 22,946 1670 SH DEFINED 0 0 1,670 DENISON MINES CORP COM 248356107 23,927 14320 SH DEFINED 0 0 14,320 DENISON MINES CORP COM 248356107 16,709 10000 SH DEFINED 0 0 10,000 DEUTSCHE BK AG LDN BRH PS GOLD DL ETN 25154H749 59,115 3000 SH DEFINED 0 0 3,000 DEVON ENERGY CORP NEW COM 25179M103 18,406 338 SH DEFINED 0 0 338 DEVON ENERGY CORP NEW COM 25179M103 27,228 500 SH DEFINED 0 0 500 DEVON ENERGY CORP NEW COM 25179M103 27,228 500 SH DEFINED 0 0 500 DEVON ENERGY CORP NEW COM 25179M103 56,178 1031.643 SH DEFINED 0 0 1,032 DIAMONDS TR UNIT SER 1 252787106 42,205 499 SH DEFINED 0 0 499 DIAMONDS TR UNIT SER 1 252787106 180,155 2130 SH DEFINED 0 0 2,130 DIAMONDS TR UNIT SER 1 252787106 180,155 2130 SH DEFINED 0 0 2,130 DIAMONDS TR UNIT SER 1 252787106 99,804 1180 SH DEFINED 0 0 1,180 DIAMONDS TR UNIT SER 1 252787106 80,351 950 SH DEFINED 0 0 950 DISNEY WALT CO COM DISNEY 254687106 23,320 1000 SH DEFINED 0 0 1,000 DISCOVER FINL SVCS COM 254709108 1,358,953 132387 SH DEFINED 0 0 132,387 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 110,774 4920 SH DEFINED 0 0 4,920 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 14,635 650 SH DEFINED 0 0 650 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 14,635 650 SH DEFINED 0 0 650 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 100,786 4920 SH DEFINED 0 0 4,920 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 13,315 650 SH DEFINED 0 0 650 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 13,315 650 SH DEFINED 0 0 650 DOLBY LABORATORIES INC COM 25659T107 7,743 208 SH DEFINED 0 0 208 DOW CHEM CO COM 260543103 16,120 1000 SH DEFINED 0 0 1,000 DR PEPPER SNAPPLE GROUP INC COM 2.61E+113 7,632 360 SH DEFINED 0 0 360 DR PEPPER SNAPPLE GROUP INC COM 2.61E+113 7,632 360 SH DEFINED 0 0 360 DR PEPPER SNAPPLE GROUP INC COM 2.61E+113 7,632 360 SH DEFINED 0 0 360 DU PONT E I DE NEMOURS & CO COM 263534109 25,615 1000 SH DEFINED 0 0 1,000 DU PONT E I DE NEMOURS & CO COM 263534109 44,698 1745 SH DEFINED 0 0 1,745 DUKE ENERGY CORP NEW COM 26441C105 5,838 400 SH DEFINED 0 0 400 E M C CORP MASS COM 268648102 42,749 3262 SH DEFINED 0 0 3,262 E M C CORP MASS COM 268648102 35,842 2735 SH DEFINED 0 0 2,735 E TRADE FINANCIAL CORP COM 269246104 2,560 2000 SH DEFINED 0 0 2,000 EATON VANCE CORP COM NON VTG 278265103 8,236 308 SH DEFINED 0 0 308 EATON VANCE ENH EQTY INC FD COM 278277108 30,625 2500 SH DEFINED 0 0 2,500 EATON VANCE FLTING RATE INC COM 278279104 178,442 16850 SH DEFINED 0 0 16,850 EATON VANCE TAX MNG GBL DV E COM 27829F108 26,963 2500 SH DEFINED 0 0 2,500 EATON VANCE TAX MNG GBL DV E COM 27829F108 26,963 2500 SH DEFINED 0 0 2,500 EBAY INC COM 278642103 103,375 6040 SH DEFINED 0 0 6,040 ELAN PLC ADR 284131208 15,272 2390 SH DEFINED 0 0 2,390 EMBARQ CORP COM 2.91E+109 5,931 141 SH DEFINED 0 0 141 EMBARQ CORP COM 2.91E+109 10,516 250 SH DEFINED 0 0 250 EMBRAER-EMPRESA BRASILEIRA D SP ADR COM SHS 29081M102 22,632 1365 SH DEFINED 0 0 1,365 EPICEPT CORP COM 294264205 107 137 SH DEFINED 0 0 137 ESTERLINE TECHNOLOGIES CORP COM 297425100 5,193 192 SH DEFINED 0 0 192 EXELON CORP COM 30161N101 51,275 1000 SH DEFINED 0 0 1,000 EXELON CORP COM 30161N101 15,383 300 SH DEFINED 0 0 300 EXXON MOBIL CORP COM 30231G102 18,884 270 SH DEFINED 0 0 270 EXXON MOBIL CORP COM 30231G102 25,528 365 SH DEFINED 0 0 365 EXXON MOBIL CORP COM 30231G102 7,204 103 SH DEFINED 0 0 103 EXXON MOBIL CORP COM 30231G102 161,561 2309.996 SH DEFINED 0 0 2,310 EXXON MOBIL CORP COM 30231G102 804,310 11500 SH DEFINED 0 0 11,500 FLIR SYS INC COM 302445101 5,213 231 SH DEFINED 0 0 231 F M C CORP COM NEW 302491303 473,250 10000 SH DEFINED 0 0 10,000
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ------------------- --------- ------------- ----------------- ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ------------------- --------- ------------- -------- --- ---- ---------- -------- ---- ------ --------- FMC TECHNOLOGIES INC COM 30249U101 12,974 345 SH DEFINED 0 0 345 FTI CONSULTING INC COM 302941109 5,931 117 SH DEFINED 0 0 117 FEDERAL HOME LN MTG CORP COM 313400301 372 600 SH DEFINED 0 0 600 FEDEX CORP COM 31428X106 27,269 490 SH DEFINED 0 0 490 FIDELITY NATIONAL FINANCIAL CL A 31620R105 2,838 210 SH DEFINED 0 0 210 FIRST SOLAR INC COM 336433107 40,513 250 SH DEFINED 0 0 250 FLOWSERVE CORP COM 34354P105 11,505 165 SH DEFINED 0 0 165 FORD MTR CO DEL COM PAR $0.01 345370860 14,253 2350 SH DEFINED 0 0 2,350 FOREST CITY ENTERPRISES INC CL A 345550107 19,725 3000 SH DEFINED 0 0 3,000 FORTUNE BRANDS INC COM 349631101 26,492 762.128 SH DEFINED 0 0 762 FREEPORT-MCMORAN COPPER & GO COM 35671D857 8,667 173 SH DEFINED 0 0 173 FREEPORT-MCMORAN COPPER & GO COM 35671D857 50,100 1000 SH DEFINED 0 0 1,000 FRONTEER DEV GROUP INC COM 35903Q106 9,389 2718 SH DEFINED 0 0 2,718 FRONTEER DEV GROUP INC COM 35903Q106 24,976 7230 SH DEFINED 0 0 7,230 GAP INC DEL COM 364760108 4,722 288 SH DEFINED 0 0 288 GENERAL DYNAMICS CORP COM 369550108 4,988 90 SH DEFINED 0 0 90 GENERAL DYNAMICS CORP COM 369550108 27,713 500 SH DEFINED 0 0 500 GENERAL ELECTRIC CO COM 369604103 23,420 2000 SH DEFINED 0 0 2,000 GENERAL ELECTRIC CO COM 369604103 23,420 2000 SH DEFINED 0 0 2,000 GENERAL ELECTRIC CO COM 369604103 5,855 500 SH DEFINED 0 0 500 GENERAL ELECTRIC CO COM 369604103 29,334 2505 SH DEFINED 0 0 2,505 GENERAL ELECTRIC CO COM 369604103 7,026 600 SH DEFINED 0 0 600 GENERAL ELECTRIC CO COM 369604103 9,309 795 SH DEFINED 0 0 795 GENERAL ELECTRIC CO COM 369604103 35,130 3000 SH DEFINED 0 0 3,000 GENERAL ELECTRIC CO COM 369604103 19,907 1700 SH DEFINED 0 0 1,700 GENERAL ELECTRIC CO COM 369604103 19,907 1700 SH DEFINED 0 0 1,700 GENERAL ELECTRIC CO COM 369604103 93,687 8000.571 SH DEFINED 0 0 8,001 GENERAL ELECTRIC CO COM 369604103 35,130 3000 SH DEFINED 0 0 3,000 GENERAL STEEL HOLDINGS INC COM 370853103 2,328 585 SH DEFINED 0 0 585 GENZYME CORP COM 372917104 6,517 117 SH DEFINED 0 0 117 GILEAD SCIENCES INC COM 375558103 135,952 2900 SH DEFINED 0 0 2,900 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 19,255 545 SH DEFINED 0 0 545 GLG PARTNERS INC COM 37929X107 2,980,738 727897 SH DEFINED 0 0 727,897 GLG PARTNERS INC COM 37929X107 5,961,476 1455794 SH DEFINED 0 0 1,455,794 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 118,983 9870 SH DEFINED 0 0 9,870 GOLDMAN SACHS GROUP INC COM 38141G104 17,676 120 SH DEFINED 0 0 120 GOLDMAN SACHS GROUP INC COM 38141G104 4,419 30 SH DEFINED 0 0 30 GOLDMAN SACHS GROUP INC COM 38141G104 12,521 85 SH DEFINED 0 0 85 GOLDMAN SACHS GROUP INC COM 38141G104 22,095 150 SH DEFINED 0 0 150 GOLDMAN SACHS GROUP INC COM 38141G104 11,048 75 SH DEFINED 0 0 75 GOLDMAN SACHS GROUP INC COM 38141G104 15,467 105 SH DEFINED 0 0 105 GOLDMAN SACHS GROUP INC COM 38141G104 25,778 175 SH DEFINED 0 0 175 GOLDMAN SACHS GROUP INC COM 38141G104 147,300 1000 SH DEFINED 0 0 1,000 GOODYEAR TIRE & RUBR CO COM 382550101 8,666 770 SH DEFINED 0 0 770 GOOGLE INC CL A 38259P508 21,091 50 SH DEFINED 0 0 50 GOOGLE INC CL A 38259P508 5,438,590 12893 SH DEFINED 0 0 12,893 GOOGLE INC CL A 38259P508 2,259,717 5357 SH DEFINED 0 0 5,357 GOOGLE INC CL A 38259P508 84,365 200 SH DEFINED 0 0 200 GOOGLE INC CL A 38259P508 13,498 32 SH DEFINED 0 0 32 GOOGLE INC CL A 38259P508 9,702 23 SH DEFINED 0 0 23 GOOGLE INC CL A 38259P508 42,183 100 SH DEFINED 0 0 100 GOOGLE INC CL A 38259P508 20,669 49 SH DEFINED 0 0 49 GOOGLE INC CL A 38259P508 33,746 80 SH DEFINED 0 0 80 GOOGLE INC CL A 38259P508 40,495 96 SH DEFINED 0 0 96 GOOGLE INC CL A 38259P508 21,091 50 SH DEFINED 0 0 50 GOOGLE INC CL A 38259P508 11,273,273 26725 SH DEFINED 0 0 26,725 GOOGLE INC CL A 38259P508 27,418,625 65000 SH DEFINED 0 0 65,000 GOOGLE INC CL A 38259P508 91,958 218 SH DEFINED 0 0 218 GREATER CHINA FD INC COM 39167B102 31,165 2800.124 SH DEFINED 0 0 2,800 HALLIBURTON CO COM 406216101 21,223 1025 SH DEFINED 0 0 1,025
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ------------------- --------- ------------- ----------------- ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ------------------- --------- ------------- -------- --- ---- ---------- -------- ---- ------ --------- JOHN HANCOCK BK &THRIFT OPP SH BEN INT NEW 409735206 9,026 750 SH DEFINED 0 0 750 HECLA MNG CO COM 422704106 5,380 2000 SH DEFINED 0 0 2,000 HEINZ H J CO COM 423074103 35,715 1000 SH DEFINED 0 0 1,000 HELMERICH & PAYNE INC COM 423452101 93,620 3035.658 SH DEFINED 0 0 3,036 HEWITT ASSOCS INC COM 42822Q100 2,518 86 SH DEFINED 0 0 86 HEWLETT PACKARD CO COM 428236103 13,250 343 SH DEFINED 0 0 343 HOLLIS-EDEN PHARMACEUTICALS COM 435902101 1,020 2000 SH DEFINED 0 0 2,000 HOME DEPOT INC COM 437076102 63,855 2700 SH DEFINED 0 0 2,700 HOSPIRA INC COM 441060100 46,260 1200 SH DEFINED 0 0 1,200 HOSPIRA INC COM 441060100 46,260 1200 SH DEFINED 0 0 1,200 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 5,940 500 SH DEFINED 0 0 500 HURRAY HLDGS CO LTD SPONSORED ADR 447773102 38,950 10000 SH DEFINED 0 0 10,000 HYPERDYNAMICS CORP COM 448954107 8,500 20000 SH DEFINED 0 0 20,000 ISTAR FINL INC COM 45031U101 2,248 800 SH DEFINED 0 0 800 IAMGOLD CORP COM 450913108 2,659,573 260000 SH DEFINED 0 0 260,000 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 36,785 1000 SH DEFINED 0 0 1,000 INFOSPACE INC COM PAR $.0001 45678T300 518 78 SH DEFINED 0 0 78 INTEL CORP COM 458140100 24,803 1500 SH DEFINED 0 0 1,500 INTEL CORP COM 458140100 49,605 3000 SH DEFINED 0 0 3,000 INTEL CORP COM 458140100 4,961 300 SH DEFINED 0 0 300 INTEL CORP COM 458140100 14,468 875 SH DEFINED 0 0 875 INTEL CORP COM 458140100 74,408 4500 SH DEFINED 0 0 4,500 INTEL CORP COM 458140100 16,535 1000 SH DEFINED 0 0 1,000 INTEL CORP COM 458140100 6,614 400 SH DEFINED 0 0 400 INTERNATIONAL BUSINESS MACHS COM 459200101 17,222 165 SH DEFINED 0 0 165 INTERNATIONAL BUSINESS MACHS COM 459200101 20,875 200 SH DEFINED 0 0 200 INTERNATIONAL BUSINESS MACHS COM 459200101 110,890 1062.417 SH DEFINED 0 0 1,062 INTERNATIONAL BUSINESS MACHS COM 459200101 20,875 200 SH DEFINED 0 0 200 INTERNET CAP GROUP INC COM NEW 46059C205 229 34 SH DEFINED 0 0 34 INTERSIL CORP CL A 46069S109 3,895 310 SH DEFINED 0 0 310 INTUIT COM 461202103 4,707 167 SH DEFINED 0 0 167 INTUITIVE SURGICAL INC COM NEW 46120E602 98,274 600 SH DEFINED 0 0 600 ISHARES COMEX GOLD TR ISHARES 464285105 800,219 8770 SH DEFINED 0 0 8,770 ISHARES INC MSCI AUSTRALIA 464286103 42,218 2510 SH DEFINED 0 0 2,510 ISHARES INC MSCI BRAZIL 464286400 43,256 817 SH DEFINED 0 0 817 ISHARES INC MSCI BRAZIL 464286400 31,767 600 SH DEFINED 0 0 600 ISHARES INC MSCI CDA INDEX 464286509 31,074 1450 SH DEFINED 0 0 1,450 ISHARES INC MSCI BRIC INDX 464286657 7,761 219 SH DEFINED 0 0 219 ISHARES INC MSCI SINGAPORE 464286673 19,923 2210 SH DEFINED 0 0 2,210 ISHARES INC MSCI S KOREA 464286772 31,266 900 SH DEFINED 0 0 900 ISHARES INC MSCI S KOREA 464286772 26,055 750 SH DEFINED 0 0 750 ISHARES INC MSCI S KOREA 464286772 38,214 1100 SH DEFINED 0 0 1,100 ISHARES INC MSCI GERMAN 464286806 3,597 200 SH DEFINED 0 0 200 ISHARES INC MSCI JAPAN 464286848 5,080 539 SH DEFINED 0 0 539 ISHARES INC MSCI JAPAN 464286848 47,314 5020 SH DEFINED 0 0 5,020 ISHARES INC MSCI JAPAN 464286848 59,641 6328 SH DEFINED 0 0 6,328 ISHARES INC MSCI JAPAN 464286848 14,138 1500 SH DEFINED 0 0 1,500 ISHARES INC MSCI JAPAN 464286848 64,514 6845 SH DEFINED 0 0 6,845 ISHARES INC MSCI JAPAN 464286848 34,269 3636 SH DEFINED 0 0 3,636 ISHARES INC MSCI HONG KONG 464286871 50,803 3715 SH DEFINED 0 0 3,715 ISHARES TR FTSE XNHUA IDX 464287184 6,830 178 SH DEFINED 0 0 178 ISHARES TR FTSE XNHUA IDX 464287184 156,780 4086 SH DEFINED 0 0 4,086 ISHARES TR FTSE XNHUA IDX 464287184 28,778 750 SH DEFINED 0 0 750 ISHARES TR S&P 500 INDEX 464287200 123,992 1343 SH DEFINED 0 0 1,343 ISHARES TR S&P 500 INDEX 464287200 257,125 2785 SH DEFINED 0 0 2,785 ISHARES TR S&P 500 INDEX 464287200 120,484 1305 SH DEFINED 0 0 1,305 ISHARES TR S&P 500 INDEX 464287200 101,558 1100 SH DEFINED 0 0 1,100 ISHARES TR S&P 500 INDEX 464287200 20,958 227 SH DEFINED 0 0 227 ISHARES TR S&P 500 INDEX 464287200 23,081 250 SH DEFINED 0 0 250 ISHARES TR MSCI EMERG MKT 464287234 59,133 1833 SH DEFINED 0 0 1,833
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ------------------- --------- ------------- ----------------- ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ------------------- --------- ------------- -------- --- ---- ---------- -------- ---- ------ --------- ISHARES TR MSCI EMERG MKT 464287234 54,584 1692 SH DEFINED 0 0 1,692 ISHARES TR MSCI EMERG MKT 464287234 48,390 1500 SH DEFINED 0 0 1,500 ISHARES TR MSCI EMERG MKT 464287234 768,433 23820 SH DEFINED 0 0 23,820 ISHARES TR MSCI EMERG MKT 464287234 48,390 1500 SH DEFINED 0 0 1,500 ISHARES TR IBOXX INV CPBD 464287242 156,647 1566 SH DEFINED 0 0 1,566 ISHARES TR S&P GBL INF 464287291 6,215 139 SH DEFINED 0 0 139 ISHARES TR S&P GBL HLTHCR 464287325 366,095 8500 SH DEFINED 0 0 8,500 ISHARES TR S&P LTN AM 40 464287390 46,899 1350 SH DEFINED 0 0 1,350 ISHARES TR BARCLYS 7-10 YR 464287440 45,338 500 SH DEFINED 0 0 500 ISHARES TR NASDQ BIO INDX 464287556 67,766 932 SH DEFINED 0 0 932 ISHARES TR NASDQ BIO INDX 464287556 5,308 73 SH DEFINED 0 0 73 ISHARES TR RUSSELL1000VAL 464287598 157,047 3300 SH DEFINED 0 0 3,300 ISHARES TR RUSSELL1000GRW 464287614 189,492 4615 SH DEFINED 0 0 4,615 ISHARES TR RUSL 2000 VALU 464287630 4,521 97 SH DEFINED 0 0 97 ISHARES TR DJ US UTILS 464287697 4,887 73 SH DEFINED 0 0 73 ISHARES TR DJ US REAL EST 464287739 103,744 3200 SH DEFINED 0 0 3,200 ISHARES TR DJ US FINL SVC 464287770 51,852 1133 SH DEFINED 0 0 1,133 ISHARES TR DJ US FINL SVC 464287770 12,128 265 SH DEFINED 0 0 265 ISHARES TR S&P SMLCAP 600 464287804 22,183 500 SH DEFINED 0 0 500 ISHARES TR CONS GOODS IDX 464287812 126,077 2700 SH DEFINED 0 0 2,700 ISHARES TR CONS GOODS IDX 464287812 66,774 1430 SH DEFINED 0 0 1,430 ISHARES TR HIGH YLD CORP 464288513 119,708 1500 SH DEFINED 0 0 1,500 ISHARES TR BARCLYS 1-3YR CR 464288646 18,716 182 SH DEFINED 0 0 182 ISHARES TR DJ OIL EQUIP 464288844 8,335 250 SH DEFINED 0 0 250 JPMORGAN CHASE & CO COM 46625H100 18,733 548 SH DEFINED 0 0 548 JPMORGAN CHASE & CO COM 46625H100 76,916 2250 SH DEFINED 0 0 2,250 JPMORGAN CHASE & CO COM 46625H100 68,165 1994 SH DEFINED 0 0 1,994 JPMORGAN CHASE & CO COM 46625H100 37,604 1100 SH DEFINED 0 0 1,100 JPMORGAN CHASE & CO COM 46625H100 5,128 150 SH DEFINED 0 0 150 JPMORGAN CHASE & CO COM 46625H100 22,220 650 SH DEFINED 0 0 650 JPMORGAN CHASE & CO COM 46625H100 68,370 2000 SH DEFINED 0 0 2,000 JPMORGAN CHASE & CO COM 46625H100 12,990 380 SH DEFINED 0 0 380 JPMORGAN CHASE & CO COM 46625H100 22,220 650 SH DEFINED 0 0 650 JPMORGAN CHASE & CO COM 46625H100 9,401 275 SH DEFINED 0 0 275 JPMORGAN CHASE & CO COM 46625H100 117,870 3448 SH DEFINED 0 0 3,448 JPMORGAN CHASE & CO COM 46625H100 10,597 310 SH DEFINED 0 0 310 JPMORGAN CHASE & CO COM 46625H100 17,093 500 SH DEFINED 0 0 500 JPMORGAN CHASE & CO COM 46625H100 24,135 706 SH DEFINED 0 0 706 JPMORGAN CHASE & CO COM 46625H100 23,930 700 SH DEFINED 0 0 700 JAMBA INC COM 47023A101 8,850 7500 SH DEFINED 0 0 7,500 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 14,130 2000 SH DEFINED 0 0 2,000 JOHN BEAN TECHNOLOGIES CORP COM 477839104 928 74 SH DEFINED 0 0 74 JOHNSON & JOHNSON COM 478160104 56,770 1000 SH DEFINED 0 0 1,000 JOHNSON & JOHNSON COM 478160104 78,059 1375 SH DEFINED 0 0 1,375 JOHNSON & JOHNSON COM 478160104 13,057 230 SH DEFINED 0 0 230 JOHNSON & JOHNSON COM 478160104 11,354 200 SH DEFINED 0 0 200 JOHNSON & JOHNSON COM 478160104 85,155 1500 SH DEFINED 0 0 1,500 JOHNSON & JOHNSON COM 478160104 8,516 150 SH DEFINED 0 0 150 JOHNSON & JOHNSON COM 478160104 85,155 1500 SH DEFINED 0 0 1,500 JOHNSON & JOHNSON COM 478160104 64,862 1142.54 SH DEFINED 0 0 1,143 JOHNSON CTLS INC COM 478366107 32,565 1500 SH DEFINED 0 0 1,500 JOY GLOBAL INC COM 481165108 36,177 1012.239 SH DEFINED 0 0 1,012 JUNIPER NETWORKS INC COM 48203R104 47,210 2000 SH DEFINED 0 0 2,000 KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 49,021 1400 SH DEFINED 0 0 1,400 KBR INC COM 48242W106 18,435 1000 SH DEFINED 0 0 1,000 KT CORP SPONSORED ADR 48268K101 846,355 59000 SH DEFINED 0 0 59,000 KELLOGG CO COM 487836108 105,935 2275 SH DEFINED 0 0 2,275 KELLOGG CO COM 487836108 76,832 1650 SH DEFINED 0 0 1,650 KEYCORP NEW COM 493267108 1,729 330 SH DEFINED 0 0 330 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 51,075 1000 SH DEFINED 0 0 1,000
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ------------------- --------- ------------- ----------------- ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ------------------- --------- ------------- -------- --- ---- ---------- -------- ---- ------ --------- KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 155,779 3050 SH DEFINED 0 0 3,050 KOREA ELECTRIC PWR SPONSORED ADR 500631106 32,186 2800 SH DEFINED 0 0 2,800 KOREA ELECTRIC PWR SPONSORED ADR 500631106 32,186 2800 SH DEFINED 0 0 2,800 KRAFT FOODS INC CL A 50075N104 8,771 346 SH DEFINED 0 0 346 KRAFT FOODS INC CL A 50075N104 10,520 415 SH DEFINED 0 0 415 KRAFT FOODS INC CL A 50075N104 21,041 830 SH DEFINED 0 0 830 KRAFT FOODS INC CL A 50075N104 25,350 1000 SH DEFINED 0 0 1,000 L-1 IDENTITY SOLUTIONS INC COM 50212A106 6,802 880 SH DEFINED 0 0 880 LSI CORPORATION COM 502161102 1,943 427 SH DEFINED 0 0 427 LSI CORPORATION COM 502161102 86 19 SH DEFINED 0 0 19 LATIN AMER EQUITY FD INC NEW COM 51827Q106 38,129 1349 SH DEFINED 0 0 1,349 LEGG MASON INC COM 524901105 61,585 2525 SH DEFINED 0 0 2,525 LEUCADIA NATL CORP COM 527288104 26,381 1250 SH DEFINED 0 0 1,250 LEVEL 3 COMMUNICATIONS INC COM 52729N100 96 64 SH DEFINED 0 0 64 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 34,550 10000 SH DEFINED 0 0 10,000 LIBERTY GLOBAL INC COM SER A 530555101 1,008,124 63404 SH DEFINED 0 0 63,404 LIBERTY GLOBAL INC COM SER C 530555309 267,895 16950 SH DEFINED 0 0 16,950 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 123,369 24600 SH DEFINED 0 0 24,600 LIBERTY MEDIA CORP NEW CAP COM SER A 53071M302 66,568 4920 SH DEFINED 0 0 4,920 LIBERTY MEDIA CORP NEW ENT COM SER A 53071M500 525,751 19680 SH DEFINED 0 0 19,680 LIGHTPATH TECHNOLOGIES INC CL A NEW 532257805 424 350 SH DEFINED 0 0 350 LILLY ELI & CO COM 532457108 2,842 82 SH DEFINED 0 0 82 LILLY ELI & CO COM 532457108 25,406 733 SH DEFINED 0 0 733 LILLY ELI & CO COM 532457108 173,300 5000 SH DEFINED 0 0 5,000 LINCOLN NATL CORP IND COM 534187109 1,472 171 SH DEFINED 0 0 171 LIVE NATION INC COM 538034109 6,063 1250 SH DEFINED 0 0 1,250 LOWES COS INC COM 548661107 11,649 600 SH DEFINED 0 0 600 MBIA INC COM 55262C100 43,100 10000 SH DEFINED 0 0 10,000 MBIA INC COM 55262C100 6,465 1500 SH DEFINED 0 0 1,500 MASTERCARD INC CL A 57636Q104 10,549 63 SH DEFINED 0 0 63 MCDONALDS CORP COM 580135101 57,460 1000 SH DEFINED 0 0 1,000 MCDONALDS CORP COM 580135101 9,079 158 SH DEFINED 0 0 158 MCDONALDS CORP COM 580135101 43,670 760 SH DEFINED 0 0 760 MCDONALDS CORP COM 580135101 58,840 1024.021 SH DEFINED 0 0 1,024 MEDAREX INC COM 583916101 5,456 653 SH DEFINED 0 0 653 MEDCO HEALTH SOLUTIONS INC COM 58405U102 9,127 200 SH DEFINED 0 0 200 MEDTRONIC INC COM 585055106 34,880 1000 SH DEFINED 0 0 1,000 MERCADOLIBRE INC COM 58733R102 7,211,256 268226 SH DEFINED 0 0 268,226 MERCADOLIBRE INC COM 58733R102 3,563,795 132557 SH DEFINED 0 0 132,557 MERCK & CO INC COM 589331107 27,945 1000 SH DEFINED 0 0 1,000 MERCK & CO INC COM 589331107 12,575 450 SH DEFINED 0 0 450 MERCK & CO INC COM 589331107 23,250 832 SH DEFINED 0 0 832 MESABI TR CTF BEN INT 590672101 44,856 4050.203 SH DEFINED 0 0 4,050 MICROSOFT CORP COM 594918104 23,795 1000 SH DEFINED 0 0 1,000 MICROSOFT CORP COM 594918104 47,590 2000 SH DEFINED 0 0 2,000 MICROSOFT CORP COM 594918104 22,272 936 SH DEFINED 0 0 936 MICROSOFT CORP COM 594918104 38,072 1600 SH DEFINED 0 0 1,600 MICROSOFT CORP COM 594918104 23,438 985 SH DEFINED 0 0 985 MICROSOFT CORP COM 594918104 55,680 2340 SH DEFINED 0 0 2,340 MICROSOFT CORP COM 594918104 5,752,322 241745 SH DEFINED 0 0 241,745 MICROSOFT CORP COM 594918104 16,657 700 SH DEFINED 0 0 700 MIDCAP SPDR TR UNIT SER 1 595635103 33,114 315 SH DEFINED 0 0 315 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 92,413 2500 SH DEFINED 0 0 2,500 MOLSON COORS BREWING CO CL B 60871R209 42,320 1000 SH DEFINED 0 0 1,000 MONOLITHIC PWR SYS INC COM 609839105 9,312 416 SH DEFINED 0 0 416 MONSANTO CO NEW COM 61166W101 9,296 125 SH DEFINED 0 0 125 MONSANTO CO NEW COM 61166W101 37,185 500 SH DEFINED 0 0 500 MONSANTO CO NEW COM 61166W101 234,669 3155.429 SH DEFINED 0 0 3,155 MORGAN STANLEY EASTN EUR FD COM 616988101 22,450 2000 SH DEFINED 0 0 2,000 MORGAN STANLEY EASTN EUR FD COM 616988101 50,513 4500 SH DEFINED 0 0 4,500
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ------------------- --------- ------------- ----------------- ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ------------------- --------- ------------- -------- --- ---- ---------- -------- ---- ------ --------- MORGAN STANLEY COM NEW 617446448 8,639 303 SH DEFINED 0 0 303 MORGAN STANLEY COM NEW 617446448 19,957 700 SH DEFINED 0 0 700 MORGAN STANLEY COM NEW 617446448 114,040 4000 SH DEFINED 0 0 4,000 MORGAN STANLEY COM NEW 617446448 15,406,690 540396 SH DEFINED 0 0 540,396 MORGAN STANLEY INDIA INVS FD COM 61745C105 94,595 4440.04 SH DEFINED 0 0 4,440 MORGAN STANLEY INDIA INVS FD COM 61745C105 8 0.36 SH DEFINED 0 0 0 MOSAIC CO COM 61945A107 62,107 1401.164 SH DEFINED 0 0 1,401 MYRIAD GENETICS INC COM 62855J104 7,117 200 SH DEFINED 0 0 200 NII HLDGS INC CL B NEW 62913F201 476,625 25000 SH DEFINED 0 0 25,000 NATIONAL BK GREECE S A SPONSORED ADR 633643408 11,619 2132 SH DEFINED 0 0 2,132 NATIONAL GRID PLC SPON ADR NEW 636274300 20,415 451 SH DEFINED 0 0 451 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 28,999 430 SH DEFINED 0 0 430 NEWMONT MINING CORP COM 651639106 20,420 500 SH DEFINED 0 0 500 NEWMONT MINING CORP COM 651639106 40,840 1000 SH DEFINED 0 0 1,000 NEWMONT MINING CORP COM 651639106 40,840 1000 SH DEFINED 0 0 1,000 NOKIA CORP SPONSORED ADR 654902204 1,094 75 SH DEFINED 0 0 75 NOKIA CORP SPONSORED ADR 654902204 72,925 5000 SH DEFINED 0 0 5,000 NORTH AMERN PALLADIUM LTD COM 656912102 7,343 3000 SH DEFINED 0 0 3,000 NORTH AMERN PALLADIUM LTD COM 656912102 7,368 3010 SH DEFINED 0 0 3,010 NORTH AMERN PALLADIUM LTD COM 656912102 8,836 3610 SH DEFINED 0 0 3,610 NOVELLUS SYS INC COM 670008101 33,400 2000 SH DEFINED 0 0 2,000 NUANCE COMMUNICATIONS INC COM 67020Y100 3,098 256 SH DEFINED 0 0 256 NUCOR CORP COM 670346105 55,581 1250 SH DEFINED 0 0 1,250 NUVEEN QUALITY PFD INCOME FD COM 67072C105 45,479 7300 SH DEFINED 0 0 7,300 NUVEEN QUALITY PFD INCOME FD COM 67072C105 45,479 7300 SH DEFINED 0 0 7,300 OYO GEOSPACE CORP COM 671074102 25,695 1000 SH DEFINED 0 0 1,000 OCCIDENTAL PETE CORP DEL COM 674599105 9,540 145 SH DEFINED 0 0 145 OCLARO INC COM 67555N107 128 199 SH DEFINED 0 0 199 OCLARO INC COM 67555N107 39 60 SH DEFINED 0 0 60 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 19,541 200 SH DEFINED 0 0 200 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 19,541 200 SH DEFINED 0 0 200 OMNITURE INC COM 68212S109 25,120 2000 SH DEFINED 0 0 2,000 OPENWAVE SYS INC COM NEW 683718308 50 22 SH DEFINED 0 0 22 OWENS CORNING NEW COM 690742101 19,200 1500 SH DEFINED 0 0 1,500 PNC FINL SVCS GROUP INC COM 693475105 8,193 211 SH DEFINED 0 0 211 PEABODY ENERGY CORP COM 704549104 22,639 750 SH DEFINED 0 0 750 PEPSICO INC COM 713448108 71,461 1300 SH DEFINED 0 0 1,300 PEPSICO INC COM 713448108 21,328 388 SH DEFINED 0 0 388 PETRO-CDA COM 7.16E+106 6,156 158 SH DEFINED 0 0 158 PETROCHINA CO LTD SPONSORED ADR 7.16E+104 22,070 200 SH DEFINED 0 0 200 PETROHAWK ENERGY CORP COM 716495106 44,550 2000 SH DEFINED 0 0 2,000 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 49,122 1200 SH DEFINED 0 0 1,200 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 818,700 20000 SH DEFINED 0 0 20,000 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 192,026 4691 SH DEFINED 0 0 4,691 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 65,087 1590 SH DEFINED 0 0 1,590 PFIZER INC COM 717081103 14,995 1000 SH DEFINED 0 0 1,000 PFIZER INC COM 717081103 14,995 1000 SH DEFINED 0 0 1,000 PFIZER INC COM 717081103 37,488 2500 SH DEFINED 0 0 2,500 PFIZER INC COM 717081103 8,997 600 SH DEFINED 0 0 600 PFIZER INC COM 717081103 10,796 720 SH DEFINED 0 0 720 PFIZER INC COM 717081103 1,500 100 SH DEFINED 0 0 100 PFIZER INC COM 717081103 279 18.608 SH DEFINED 0 0 19 PHARMERICA CORP COM 71714F104 82,362 4200 SH DEFINED 0 0 4,200 PHARMERICA CORP COM 71714F104 82,362 4200 SH DEFINED 0 0 4,200 PHILIP MORRIS INTL INC COM 718172109 87,250 2000 SH DEFINED 0 0 2,000 PHILIP MORRIS INTL INC COM 718172109 43,625 1000 SH DEFINED 0 0 1,000 PHILIP MORRIS INTL INC COM 718172109 7,634 175 SH DEFINED 0 0 175 PHILIP MORRIS INTL INC COM 718172109 30,887 708 SH DEFINED 0 0 708 PHOENIX COS INC NEW COM 7.19E+113 838 500 SH DEFINED 0 0 500 PIONEER FLOATING RATE TR COM 72369J102 168,093 17750 SH DEFINED 0 0 17,750
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ------------------- --------- ------------- ----------------- ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ------------------- --------- ------------- -------- --- ---- ---------- -------- ---- ------ --------- PIONEER NAT RES CO COM 723787107 8,203 322 SH DEFINED 0 0 322 PLAINS EXPL& PRODTN CO COM 726505100 27,335 1000 SH DEFINED 0 0 1,000 PLUM CREEK TIMBER CO INC COM 729251108 55,002 1845.704 SH DEFINED 0 0 1,846 POLO RALPH LAUREN CORP CL A 731572103 4,014 75 SH DEFINED 0 0 75 PORTFOLIO RECOVERY ASSOCS IN COM 73640Q105 30,972 800 SH DEFINED 0 0 800 POTASH CORP SASK INC COM 73755L107 41,374 440 SH DEFINED 0 0 440 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 43,650 1200 SH DEFINED 0 0 1,200 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 13,641 375 SH DEFINED 0 0 375 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 26,663 733 SH DEFINED 0 0 733 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 181,875 5000 SH DEFINED 0 0 5,000 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 54,563 1500 SH DEFINED 0 0 1,500 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 105,488 2900 SH DEFINED 0 0 2,900 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 49,834 1370 SH DEFINED 0 0 1,370 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 22,116 608 SH DEFINED 0 0 608 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 32,329 2200 SH DEFINED 0 0 2,200 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 12,626 497 SH DEFINED 0 0 497 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 67,323 2650 SH DEFINED 0 0 2,650 PRAXAIR INC COM 74005P104 35,548 500 SH DEFINED 0 0 500 PRECISION CASTPARTS CORP COM 740189105 16,058 220 SH DEFINED 0 0 220 PRICELINE COM INC COM NEW 741503403 9,250 83 SH DEFINED 0 0 83 PRICELINE COM INC COM NEW 741503403 10,922 98 SH DEFINED 0 0 98 PRIMEDIA INC COM NEW 74157K846 60,600 30000 SH DEFINED 0 0 30,000 PROCTER & GAMBLE CO COM 742718109 56,188 1100 SH DEFINED 0 0 1,100 PROCTER & GAMBLE CO COM 742718109 25,540 500 SH DEFINED 0 0 500 PROCTER & GAMBLE CO COM 742718109 71,512 1400 SH DEFINED 0 0 1,400 PROCTER & GAMBLE CO COM 742718109 117,194 2294.321 SH DEFINED 0 0 2,294 PROSHARES TR PSHS ULT S&P 500 74347R107 52,180 2000 SH DEFINED 0 0 2,000 PROSHARES TR PSHS ULTSH 20YRS 74347R297 24,434 480 SH DEFINED 0 0 480 PROSHARES TR PSHS ULTSHT FINL 74347R628 146,234 3498 SH DEFINED 0 0 3,498 PROSHARES TR PSHS ULTSHT FINL 74347R628 67,306 1610 SH DEFINED 0 0 1,610 PROSHARES TR PSHS ULTSHT FINL 74347R628 22,575 540 SH DEFINED 0 0 540 PROSHARES TR PSHS ULTSHT FINL 74347R628 30,309 725 SH DEFINED 0 0 725 PROSHARES TR PSHS ULTSHT FINL 74347R628 75,249 1800 SH DEFINED 0 0 1,800 PROSHARES TR PSHS ULTRA FINL 74347R743 62,320 16000 SH DEFINED 0 0 16,000 PROSHARES TR PSHS ULTRA FINL 74347R743 18,365 4715 SH DEFINED 0 0 4,715 PROSHARES TR PSHS ULTRA FINL 74347R743 30,868 7925 SH DEFINED 0 0 7,925 PROSHARES TR PSHS ULT BASMATL 74347R776 34,398 1960 SH DEFINED 0 0 1,960 PROSHARES TR PSHS ULSHT SP500 74347R883 109,178 1975 SH DEFINED 0 0 1,975 PROSHARES TR PSHS ULSHT SP500 74347R883 110,560 2000 SH DEFINED 0 0 2,000 PROSHARES TR II ULT DJ UBS CRUDE 74347W502 9,070 690 SH DEFINED 0 0 690 PROSHARES TR II ULTRA GOLD 74347W601 46,585 1400 SH DEFINED 0 0 1,400 PROSHARES TR II ULTRA SILVER 74347W841 56,686 1400 SH DEFINED 0 0 1,400 QUALCOMM INC COM 747525103 18,094 400 SH DEFINED 0 0 400 RRI ENERGY INC COM 74971X107 32,500 6500 SH DEFINED 0 0 6,500 RRI ENERGY INC COM 74971X107 32,500 6500 SH DEFINED 0 0 6,500 RANGE RES CORP COM 75281A109 31,028 750 SH DEFINED 0 0 750 RAYTHEON CO COM NEW 755111507 3,912 88 SH DEFINED 0 0 88 RENT A CTR INC NEW COM 76009N100 621,180 34800 SH DEFINED 0 0 34,800 RENTECH INC COM 760112102 730 1000 SH DEFINED 0 0 1,000 ROGERS COMMUNICATIONS INC CL B 775109200 1,038,449 40000 SH DEFINED 0 0 40,000 ROYAL BK CDA MONTREAL QUE COM 780087102 18,213 441.463 SH DEFINED 0 0 441 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 12,895 1000 SH DEFINED 0 0 1,000 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 22,350 2000 SH DEFINED 0 0 2,000 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 22,350 2000 SH DEFINED 0 0 2,000 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R 780097747 10,430 1000 SH DEFINED 0 0 1,000 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS Q 780097754 34,650 3000 SH DEFINED 0 0 3,000 ROYAL BK SCOTLAND GROUP PLC ADR PREF SER N 780097770 21,500 2000 SH DEFINED 0 0 2,000 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 11,145 1000 SH DEFINED 0 0 1,000 RUBICON TECHNOLOGY INC COM 78112T107 63,745 4453 SH DEFINED 0 0 4,453 RYDEX ETF TRUST TOP 50 ETF 78355W205 145,294 2050 SH DEFINED 0 0 2,050
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ------------------- --------- ------------- ----------------- ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ------------------- --------- ------------- -------- --- ---- ---------- -------- ---- ------ --------- SL GREEN RLTY CORP COM 78440X101 5,733 250 SH DEFINED 0 0 250 SPDR TR UNIT SER 1 78462F103 34,335 373 SH DEFINED 0 0 373 SPDR TR UNIT SER 1 78462F103 441,840 4800 SH DEFINED 0 0 4,800 SPDR TR UNIT SER 1 78462F103 2,368,631 25732 SH DEFINED 0 0 25,732 SPDR TR UNIT SER 1 78462F103 31,297.00 340 SH DEFINED 0 0 340 SPDR TR UNIT SER 1 78462F103 6,075.00 66 SH DEFINED 0 0 66 SPDR TR UNIT SER 1 78462F103 2,301.00 25 SH DEFINED 0 0 25 SPDR TR UNIT SER 1 78462F103 138,075.00 1500 SH DEFINED 0 0 1,500 SPDR TR UNIT SER 1 78462F103 92,050.00 1000 SH DEFINED 0 0 1,000 SPDR TR UNIT SER 1 78462F103 174,711.00 1898 SH DEFINED 0 0 1,898 SPDR TR UNIT SER 1 78462F103 522,844.00 5680 SH DEFINED 0 0 5,680 SPDR TR UNIT SER 1 78462F103 36,176.00 393 SH DEFINED 0 0 393 SPDR TR UNIT SER 1 78462F103 18,410.00 200 SH DEFINED 0 0 200 SPDR GOLD TRUST GOLD SHS 78463V107 94,452.00 1036 SH DEFINED 0 0 1,036 SPDR GOLD TRUST GOLD SHS 78463V107 54,155.00 594 SH DEFINED 0 0 594 SPDR GOLD TRUST GOLD SHS 78463V107 559,784.00 6140 SH DEFINED 0 0 6,140 SPDR GOLD TRUST GOLD SHS 78463V107 74,759.00 820 SH DEFINED 0 0 820 SPDR GOLD TRUST GOLD SHS 78463V107 68,195.00 748 SH DEFINED 0 0 748 SPDR INDEX SHS FDS RUSS NOM SC JP 78463X822 22,620.00 600 SH DEFINED 0 0 600 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 28,626.00 818 SH DEFINED 0 0 818 SPDR SERIES TRUST BARCL CAP TIPS 78464A656 47,755.00 960 SH DEFINED 0 0 960 SPDR SERIES TRUST SPDR KBW BK ETF 78464A797 20,312.00 1125 SH DEFINED 0 0 1,125 SPDR SERIES TRUST SPDR KBW BK ETF 78464A797 14,606.00 809 SH DEFINED 0 0 809 SPDR SERIES TRUST S&P BIOTECH 78464A870 12,684.00 250 SH DEFINED 0 0 250 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 28,883.00 2455 SH DEFINED 0 0 2,455 SAFEGUARD SCIENTIFICS INC COM 786449108 9,975.00 7500 SH DEFINED 0 0 7,500 SANDISK CORP COM 80004C101 61,107.00 4164 SH DEFINED 0 0 4,164 SCHERING PLOUGH CORP COM 806605101 34,593.00 1376 SH DEFINED 0 0 1,376 SCHLUMBERGER LTD COM 806857108 27,055.00 500 SH DEFINED 0 0 500 SCHLUMBERGER LTD COM 806857108 15,584.00 288 SH DEFINED 0 0 288 SCHLUMBERGER LTD COM 806857108 1,942,765.00 35904 SH DEFINED 0 0 35,904 SCHLUMBERGER LTD COM 806857108 2,461,680.00 45494 SH DEFINED 0 0 45,494 SCHLUMBERGER LTD COM 806857108 2,461,680.00 45494 SH DEFINED 0 0 45,494 SCHLUMBERGER LTD COM 806857108 2,461,680.00 45494 SH DEFINED 0 0 45,494 SCHLUMBERGER LTD COM 806857108 2,461,680.00 45494 SH DEFINED 0 0 45,494 SCHLUMBERGER LTD COM 806857108 4,127,294.00 76276 SH DEFINED 0 0 76,276 SCHLUMBERGER LTD COM 806857108 4,056,951.00 74976 SH DEFINED 0 0 74,976 SCHLUMBERGER LTD COM 806857108 3,824,278.00 70676 SH DEFINED 0 0 70,676 SCHLUMBERGER LTD COM 806857108 3,410,337.00 63026 SH DEFINED 0 0 63,026 SCHWAB CHARLES CORP NEW COM 808513105 43,838.00 2500 SH DEFINED 0 0 2,500 SEARS HLDGS CORP COM 812350106 47,501.00 715 SH DEFINED 0 0 715 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 48,020.00 1000 SH DEFINED 0 0 1,000 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 10,465.00 875 SH DEFINED 0 0 875 SHAW GROUP INC COM 820280105 27,395.00 1000 SH DEFINED 0 0 1,000 SHINER INTL INC COM 824568109 23,881.00 24245 SH DEFINED 0 0 24,245 SIGMA DESIGNS INC COM 826565103 7,220.00 450 SH DEFINED 0 0 450 SIMON PPTY GROUP INC NEW COM 828806109 44,583.00 866.54 SH DEFINED 0 0 867 SMART BALANCE INC COM 83169Y108 51,038.00 7500 SH DEFINED 0 0 7,500 SMUCKER J M CO COM NEW 832696405 682.00 14 SH DEFINED 0 0 14 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 61,893.00 1710 SH DEFINED 0 0 1,710 SOCKET MOBILE INC COM NEW 8.34E+204 133,843.00 39540 SH DEFINED 0 0 39,540 SONY CORP ADR NEW 835699307 20,712.00 800 SH DEFINED 0 0 800 SOTHEBYS COM 835898107 203,528.00 14450 SH DEFINED 0 0 14,450 SONUS NETWORKS INC COM 835916107 12,038.00 7500 SH DEFINED 0 0 7,500 SPECTRA ENERGY CORP COM 847560109 3,382.00 200 SH DEFINED 0 0 200 SPRINT NEXTEL CORP COM SER 1 852061100 24,100.00 5000 SH DEFINED 0 0 5,000 STANLEY INC COM 854532108 8,603.00 262 SH DEFINED 0 0 262 STATE STR CORP COM 857477103 9,446.00 200 SH DEFINED 0 0 200 STEEL DYNAMICS INC COM 858119100 14,725.00 1000 SH DEFINED 0 0 1,000 SULPHCO INC COM 865378103 4,375.00 3500 SH DEFINED 0 0 3,500
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ------------------- --------- ------------- ----------------- ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ------------------- --------- ------------- -------- --- ---- ---------- -------- ---- ------ --------- SUN MICROSYSTEMS INC COM NEW 866810203 4,382.00 475 SH DEFINED 0 0 475 SUN MICROSYSTEMS INC COM NEW 866810203 11,531.00 1250 SH DEFINED 0 0 1,250 SUNTECH PWR HLDGS CO LTD ADR 86800C104 26,798.00 1500 SH DEFINED 0 0 1,500 SYMANTEC CORP COM 871503108 171,325.00 11000 SH DEFINED 0 0 11,000 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 1,965.00 160 SH DEFINED 0 0 160 SYNGENTA AG SPONSORED ADR 87160A100 71,179.00 1530.735 SH DEFINED 0 0 1,531 TAIWAN FD INC COM 874036106 35,480.00 2969 SH DEFINED 0 0 2,969 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 28,215.00 3000 SH DEFINED 0 0 3,000 TEAM INC COM 878155100 5,018.00 320 SH DEFINED 0 0 320 TECK RESOURCES LTD CL B 878742204 17,880.00 1112 SH DEFINED 0 0 1,112 TELECOM CORP NEW ZEALAND LTD SPONSORED ADR 879278208 24,743.00 2844 SH DEFINED 0 0 2,844 TELECOM CORP NEW ZEALAND LTD SPONSORED ADR 879278208 24,743.00 2844 SH DEFINED 0 0 2,844 TELECOM CORP NEW ZEALAND LTD SPONSORED ADR 879278208 11,876.00 1365 SH DEFINED 0 0 1,365 TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 5,679.00 350 SH DEFINED 0 0 350 TELLABS INC COM 879664100 41,149.00 7175 SH DEFINED 0 0 7,175 TELMEX INTERNACIONAL SAB DE SPONS ADR SR L 879690105 4,419.00 350 SH DEFINED 0 0 350 TEMPLETON DRAGON FD INC COM 88018T101 63,400.00 2710 SH DEFINED 0 0 2,710 TEMPLETON DRAGON FD INC COM 88018T101 233,950.00 10000 SH DEFINED 0 0 10,000 TEMPLETON EMERGING MKTS FD I COM 880191101 71,125.00 5000 SH DEFINED 0 0 5,000 TEMPLETON RUS AND EAST EUR F COM 88022F105 49,995.00 3000 SH DEFINED 0 0 3,000 TEREX CORP NEW COM 880779103 15,678.00 1300 SH DEFINED 0 0 1,300 TESORO CORP COM 881609101 2,107.00 147 SH DEFINED 0 0 147 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 11,113.00 225 SH DEFINED 0 0 225 TESSERA TECHNOLOGIES INC COM 88164L100 72,311.00 2857 SH DEFINED 0 0 2,857 TEXAS INSTRS INC COM 882508104 23,867.00 1120 SH DEFINED 0 0 1,120 TEXAS INSTRS INC COM 882508104 19,222.00 902 SH DEFINED 0 0 902 THOMPSON CREEK METALS CO INC COM 884768102 22,395.00 2170 SH DEFINED 0 0 2,170 3M CO COM 88579Y101 13,049.00 217 SH DEFINED 0 0 217 TIFFANY & CO NEW COM 886547108 7,816.00 308 SH DEFINED 0 0 308 TIME WARNER INC COM NEW 887317303 3,603.00 143 SH DEFINED 0 0 143 TIME WARNER CABLE INC COM 88732J207 622,037.00 19635 SH DEFINED 0 0 19,635 TIME WARNER CABLE INC COM 88732J207 1,109.00 35 SH DEFINED 0 0 35 TORCHMARK CORP COM 891027104 4,108.00 111 SH DEFINED 0 0 111 TRAVELCENTERS OF AMERICA LLC COM 894174101 108.00 50 SH DEFINED 0 0 50 TRAVELERS COMPANIES INC COM 8.94E+113 246.00 6 SH DEFINED 0 0 6 TURKISH INVT FD INC COM 900145103 13,529.00 1500.73 SH DEFINED 0 0 1,501 TURKISH INVT FD INC COM 900145103 31,868.00 3535 SH DEFINED 0 0 3,535 U S AIRWAYS GROUP INC COM 90341W108 48,300.00 20000 SH DEFINED 0 0 20,000 UNILEVER PLC SPON ADR NEW 904767704 20,806.00 885 SH DEFINED 0 0 885 UNITED PARCEL SERVICE INC CL B 911312106 30,385.00 608 SH DEFINED 0 0 608 UNITED STATES STL CORP NEW COM 912909108 35,750.00 1000 SH DEFINED 0 0 1,000 UNITED TECHNOLOGIES CORP COM 913017109 18,195.00 350 SH DEFINED 0 0 350 UNITED TECHNOLOGIES CORP COM 913017109 20,274.00 390 SH DEFINED 0 0 390 V F CORP COM 918204108 69,990.00 1264.034 SH DEFINED 0 0 1,264 VALE S A ADR 9.19E+109 20,939.00 1188 SH DEFINED 0 0 1,188 VALE S A ADR 9.19E+109 14,100.00 800 SH DEFINED 0 0 800 VALE S A ADR 9.19E+109 31,531.00 1789 SH DEFINED 0 0 1,789 VALE S A ADR 9.19E+109 88,125.00 5000 SH DEFINED 0 0 5,000 VALE S A ADR REPSTG PFD 9.19E+208 36,780.00 2400 SH DEFINED 0 0 2,400 VALERO ENERGY CORP NEW COM 91913Y100 3,627.00 215 SH DEFINED 0 0 215 VERENIUM CORPORATION COM 92340P100 1,154.00 1530 SH DEFINED 0 0 1,530 VERENIUM CORPORATION COM 92340P100 22,626.00 30000 SH DEFINED 0 0 30,000 VERIZON COMMUNICATIONS INC COM 92343V104 61,430.00 2000 SH DEFINED 0 0 2,000 VIAD CORP COM NEW 92552R406 602,175.00 35000 SH DEFINED 0 0 35,000 VIRGIN MEDIA INC COM 92769L101 9.00 1 SH DEFINED 0 0 1 VIRGIN MEDIA INC COM 92769L101 9.00 1 SH DEFINED 0 0 1 VIRGIN MEDIA INC *W EXP 99/99/999 92769L119 2.00 24 SH DEFINED 0 0 24 VIRGIN MEDIA INC *W EXP 99/99/999 92769L119 1.00 9 SH DEFINED 0 0 9 VISA INC COM CL A 92826C839 46,646.00 750 SH DEFINED 0 0 750 VIRTUS INVT PARTNERS INC COM 92828Q109 366.00 25 SH DEFINED 0 0 25
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ------------------- --------- ------------- ----------------- ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ------------------- --------- ------------- -------- --- ---- ---------- -------- ---- ------ --------- VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 18,033.00 925 SH DEFINED 0 0 925 VOCUS INC COM 92858J108 3,042.00 154 SH DEFINED 0 0 154 VORNADO RLTY TR SH BEN INT 929042109 3,286.00 73 SH DEFINED 0 0 73 WAL MART STORES INC COM 931142103 13,699.00 283 SH DEFINED 0 0 283 WAL MART STORES INC COM 931142103 24,203.00 500 SH DEFINED 0 0 500 WELLS FARGO & CO NEW COM 949746101 1,921.00 79 SH DEFINED 0 0 79 WESTERN DIGITAL CORP COM 958102105 110,081.00 4154 SH DEFINED 0 0 4,154 WESTERN UN CO COM 959802109 29,520.00 1800 SH DEFINED 0 0 1,800 WESTERN UN CO COM 959802109 29,520.00 1800 SH DEFINED 0 0 1,800 WEYERHAEUSER CO COM 962166104 66,618.00 2189.579 SH DEFINED 0 0 2,190 WHOLE FOODS MKT INC COM 966837106 44,935.00 2365 SH DEFINED 0 0 2,365 WILLIAMS COS INC DEL COM 969457100 28,098.00 1800 SH DEFINED 0 0 1,800 WILLIAMS COS INC DEL COM 969457100 28,098.00 1800 SH DEFINED 0 0 1,800 WYETH COM 983024100 22,814.00 503 SH DEFINED 0 0 503 XILINX INC COM 983919101 35,796.00 1750 SH DEFINED 0 0 1,750 XEROX CORP COM 984121103 19,328.00 2985 SH DEFINED 0 0 2,985 YAHOO INC COM 984332106 3,007,764.00 192128 SH DEFINED 0 0 192,128 YAHOO INC COM 984332106 2,099,116.00 134086 SH DEFINED 0 0 134,086 YAHOO INC COM 984332106 156,425.00 9992 SH DEFINED 0 0 9,992 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 29,230.00 2158 SH DEFINED 0 0 2,158 AMDOCS LTD ORD G02602103 42,850.00 2000 SH DEFINED 0 0 2,000 A POWER ENERGY GENERAT SYS L COM G04136100 14,675.00 1839 SH DEFINED 0 0 1,839 ACCENTURE LTD BERMUDA CL A G1150G111 1,104,737.00 32992 SH DEFINED 0 0 32,992 ACCENTURE LTD BERMUDA CL A G1150G111 1,684,463.00 50305 SH DEFINED 0 0 50,305 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 838.00 68 SH DEFINED 0 0 68 BUNGE LIMITED COM G16962105 12,038,000.00 200000 SH DEFINED 0 0 200,000 BUNGE LIMITED COM G16962105 30,575,978.00 507991 SH DEFINED 0 0 507,991 BUNGE LIMITED COM G16962105 36,053,569.00 598996 SH DEFINED 0 0 598,996 BUNGE LIMITED COM G16962105 46,346.00 770 SH DEFINED 0 0 770 COVIDIEN PLC SHS G2554F105 10,620.00 300 SH DEFINED 0 0 300 FRONTLINE LTD SHS G3682E127 71,597.00 2941.554 SH DEFINED 0 0 2,942 KNIGHTSBRIDGE TANKERS LTD ORD G5299G106 11,757.00 862.291 SH DEFINED 0 0 862 MONTPELIER RE HOLDINGS LTD SHS G62185106 39,855.00 3000 SH DEFINED 0 0 3,000 MONTPELIER RE HOLDINGS LTD SHS G62185106 39,855.00 3000 SH DEFINED 0 0 3,000 NORDIC AMERICAN TANKER SHIPP COM G65773106 31,830.00 1000 SH DEFINED 0 0 1,000 SHIP FINANCE INTERNATIONAL L SHS G81075106 3,470.00 315.162 SH DEFINED 0 0 315 TEXTAINER GROUP HOLDINGS LTD SHS G8766E109 11,520.00 1000 SH DEFINED 0 0 1,000 XL CAP LTD CL A G98255105 28,663.00 2500 SH DEFINED 0 0 2,500 XL CAP LTD CL A G98255105 28,663.00 2500 SH DEFINED 0 0 2,500 ALCON INC COM SHS H01301102 29,034.00 250 SH DEFINED 0 0 250 TYCO INTERNATIONAL LTD SHS H89128104 7,790.00 300 SH DEFINED 0 0 300 UBS AG SHS NEW H89231338 14,725.00 1204 SH DEFINED 0 0 1,204
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