0001140361-14-013583.txt : 20140319 0001140361-14-013583.hdr.sgml : 20140319 20140319195133 ACCESSION NUMBER: 0001140361-14-013583 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140317 FILED AS OF DATE: 20140319 DATE AS OF CHANGE: 20140319 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AeroVironment Inc CENTRAL INDEX KEY: 0001368622 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT [3721] IRS NUMBER: 952705790 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 181 W HUNTINGTON DRIVE STREET 2: SUITE 202 CITY: MONROVIA STATE: CA ZIP: 91016 BUSINESS PHONE: 626 357 9983 MAIL ADDRESS: STREET 1: 181 W HUNTINGTON DRIVE STREET 2: SUITE 202 CITY: MONROVIA STATE: CA ZIP: 91016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Herring Tom CENTRAL INDEX KEY: 0001487243 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33261 FILM NUMBER: 14705215 MAIL ADDRESS: STREET 1: C/O AEROVIRONMENT STREET 2: 181 W. HUNTINGTON DRIVE, STE. 202 CITY: MONROVIA STATE: CA ZIP: 91016 4 1 doc1.xml FORM 4 X0306 4 2014-03-17 0 0001368622 AeroVironment Inc AVAV 0001487243 Herring Tom C/O AEROVIRONMENT, INC. 181 W. HUNTINGTON DRIVE, SUITE 202 MONROVIA CA 91016 0 1 0 0 Senior VP and COO Common Stock 2014-03-17 4 M 0 35000 23.06 A 59492 D Common Stock 2014-03-17 4 M 0 14000 29.79 A 73492 D Common Stock 2014-03-17 4 M 0 6000 28.72 A 79492 D Common Stock 2014-03-17 4 S 0 31044 36.89 D 48448 D Common Stock 2014-03-17 4 S 0 3956 37.61 D 44492 D Common Stock 2014-03-17 4 S 0 12482 36.90 D 32010 D Common Stock 2014-03-17 4 S 0 1518 37.60 D 30492 D Common Stock 2014-03-17 4 S 0 6000 36.78 D 24492 D Common Stock 2014-03-18 4 S 0 889 36.99 D 23603 D Stock Options (Right to Purchase) 23.06 2014-03-17 4 M 0 35000 0 D 2020-03-11 Common Stock 35000 10000 D Stock Options (Right to Purchase) 29.79 2014-03-17 4 M 0 14000 0 D 2021-05-11 Common Stock 14000 21000 D Stock Options (Right to Purchase) 28.72 2014-03-17 4 M 0 6000 0 D 2022-03-01 Common Stock 6000 24000 D The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $36.43 - $37.43. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $37.50 - $37.74. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $36.49 - $37.43. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $37.50 - $37.74. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $36.72 - $36.91. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. The options vest in five equal annual installments beginning one year from March 11, 2010. The options vest in five equal annual installments beginning one year from May 11, 2011. The options vest in five equal annual installments beginning one year from March 1, 2012. /s/ Marco Quihuis, Attorney-in-Fact 2014-03-19