Chief Compliance Officer

0001144204-14-031454.txt : 20140516 0001144204-14-031454.hdr.sgml : 20140516 20140515183304 ACCESSION NUMBER: 0001144204-14-031454 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140516 DATE AS OF CHANGE: 20140515 EFFECTIVENESS DATE: 20140516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Platinum Management (NY) LLC CENTRAL INDEX KEY: 0001368616 IRS NUMBER: 743027870 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12968 FILM NUMBER: 14849375 BUSINESS ADDRESS: STREET 1: 152 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-581-2401 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001368616 XXXXXXXX 03-31-2014 03-31-2014 false Platinum Management (NY) LLC

152 West 57th Street New York NY 10019

13F HOLDINGS REPORT 028-12968 N Oliver Jimenez Chief Compliance Officer 212-582-2222 /s/ Oliver Jimenez New York NY 05-15-2014 0 134 211705 INFORMATION TABLE 2 infotable.xml Adobe Systems Inc CALL 00724F901 1 70 SH Call SOLE 70 0 0 Adobe Systems Inc CALL 00724F901 6 665 SH Call SOLE 665 0 0 Advaxis Inc. WTS 007624117 0 1500000 SH SOLE 1500000 0 0 Advaxis Inc. WTS 007624117 0 2352940 SH SOLE 2352940 0 0 Advaxis Inc. WTS 007624117 0 6666668 SH SOLE 6666668 0 0 Akamai Technologies, Inc. CALL 00971T901 5 532 SH Call SOLE 532 0 0 AMAZON.COM INC COM 023135106 824 2450 SH SOLE 2450 0 0 Amdocs Limited CALL G02602903 131 769 SH Call SOLE 769 0 0 Amdocs Limited CALL G02602903 8 32 SH Call SOLE 32 0 0 AMDOCS LTD COM 010510864 5501 118400 SH SOLE 118400 0 0 Analog Devices, Inc. CALL 032654905 2 345 SH Call SOLE 345 0 0 AON PLC CL A G0408V102 1740 20650 SH SOLE 20650 0 0 ARAMARK HOLDINGS CORP COM 03852U106 1417 49000 SH SOLE 49000 0 0 AVIS BUDGET GROUP INC COM 053774105 682 14000 SH SOLE 14000 0 0 Baidu, Inc. CALL 056752908 316 770 SH Call SOLE 770 0 0 Baidu, Inc. CALL 056752908 114 450 SH Call SOLE 450 0 0 BorgWarner Inc. CALL 099724906 4 294 SH Call SOLE 294 0 0 BorgWarner Inc. CALL 099724906 11 148 SH Call SOLE 148 0 0 BROADSOFT INC COM 11133B409 878 32830 SH SOLE 32830 0 0 BROOKFIELD OFFICE PPTYS COM 112900105 341 17600 SH SOLE 17600 0 0 CARE.COM INC COM 141633107 463 28000 SH SOLE 28000 0 0 CDW CORP COM 12514G108 2535 92400 SH SOLE 92400 0 0 Charter Communications, Inc. CALL 16117M905 7 140 SH Call SOLE 140 0 0 Check Point Software Technologies Ltd. CALL 162825903 2 399 SH Call SOLE 399 0 0 CISCO SYSTEMS INC COM 17275R102 5413 241500 SH SOLE 241500 0 0 Cisco Systems, Inc. CALL 17275R902 21 2100 SH Call SOLE 2100 0 0 COLDWATER CREEK INC COM 193068202 5 32000 SH SOLE 32000 0 0 COMMSCOPE HOLDING CO INC COM 20337X109 3984 161419 SH SOLE 161419 0 0 CONCUR TECHNOLOGIES INC COM 206708109 3536 35692 SH SOLE 35692 0 0 Cree, Inc. CALL 225447901 2 372 SH Call SOLE 372 0 0 Cytec Industries Inc. CALL 232820900 11 382 SH Call SOLE 382 0 0 DANA HOLDING CORP COM 235825205 2101 90300 SH SOLE 90300 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 7957 117250 SH SOLE 117250 0 0 DST SYSTEMS INC COM 233326107 1327 14000 SH SOLE 14000 0 0 EBAY INC COM 278642103 851 15400 SH SOLE 15400 0 0 ECHO THERAPEUTICS INC COM 27876L206 4816 1605424 SH SOLE 1605424 0 0 EMC Corporation CALL 268648902 26 1050 SH Call SOLE 1050 0 0 EMMIS COMMUNICATIONS CORP CL A 291525103 51 15840 SH SOLE 15840 0 0 ERICSSON (LM) TEL ADR 294821608 1306 98000 SH SOLE 98000 0 0 Expedia Inc. CALL 30212P903 7 491 SH Call SOLE 491 0 0 F5 Networks, Inc. CALL 315616902 2 120 SH Call SOLE 120 0 0 F5 Networks, Inc. CALL 315616902 1 119 SH Call SOLE 119 0 0 FASTENAL CO COM 311900104 2675 54250 SH SOLE 54250 0 0 FIDELITY NATL INFORMATION SVC COM 31620M106 1759 32900 SH SOLE 32900 0 0 FREESCALE SEMICONDUCTOR HLDGS COM G3727Q101 4699 192500 SH SOLE 192500 0 0 Garmin Ltd. CALL H2906T909 15 339 SH Call SOLE 339 0 0 GLOBALSCAPE INC COM 37940G109 52 20882 SH SOLE 20882 0 0 HARMAN INTERNATIONAL COM 413086109 722 6790 SH SOLE 6790 0 0 Harman Int'l Industries, Inc CALL 413086909 53 175 SH Call SOLE 175 0 0 HD SUPPLY HOLDINGS INC COM 40416M105 4595 175703 SH SOLE 175703 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 4482 168262 SH SOLE 168262 0 0 Hertz Global Holdings, Inc. CALL 42805T905 39 700 SH Call SOLE 700 0 0 Intel Corporation CALL 458140900 47 1064 SH Call SOLE 1064 0 0 iShares China Large-Cap CALL 464287904 332 2100 SH Call SOLE 2100 0 0 iShares MSCI Emerging Markets PUT 464287954 158 5250 SH Put SOLE 5250 0 0 iShares MSCI Emerging Markets PUT 464287954 25 700 SH Put SOLE 700 0 0 iShares MSCI Emerging Markets PUT 464287954 296 2450 SH Put SOLE 2450 0 0 iShares Russell 2000 PUT 464287955 16 240 SH Put SOLE 240 0 0 iShares Russell 2000 PUT 464287955 151 1750 SH Put SOLE 1750 0 0 iShares Russell 2000 PUT 464287955 543 2800 SH Put SOLE 2800 0 0 LAMAR ADVERTISING CO CL A 512815101 864 16940 SH SOLE 16940 0 0 LEVEL 3 COMMUNICATIONS INC COM 52729N308 2767 70700 SH SOLE 70700 0 0 LIBERTY GLOBAL PLC CL C G5480U120 821 20160 SH SOLE 20160 0 0 LIBERTY GLOBAL PLC CL A G5480U104 842 20244 SH SOLE 20244 0 0 Linear Technology Corporation CALL 535678906 11 1113 SH Call SOLE 1113 0 0 LOOKSMART LTD COM 543442602 1267 576000 SH SOLE 576000 0 0 MADISON SQUARE GARDEN CO COM 55826P100 2663 46900 SH SOLE 46900 0 0 MARKETO INC COM 57063L107 727 22260 SH SOLE 22260 0 0 MERCADOLIBRE INC. COM 58733R102 599 6300 SH SOLE 6300 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 6269 131250 SH SOLE 131250 0 0 MICROS Systems, Inc. CALL 594901900 5 158 SH Call SOLE 158 0 0 Navidea Biopharmaceuticals Inc CALL 63937X903 926 23000 SH Call SOLE 23000 0 0 Navidea Biopharmaceuticals Inc CALL 63937X903 1117 27000 SH Call SOLE 27000 0 0 Navidea Biopharmaceuticals Inc CALL 63937X903 458 11000 SH Call SOLE 11000 0 0 Navidea Biopharmaceuticals Inc COM 63937X103 26036 14073431 SH SOLE 14073431 0 0 NCR Corp. CALL 62886E908 55 385 SH Call SOLE 385 0 0 NCR Corp. CALL 62886E908 25 280 SH Call SOLE 280 0 0 NeuStar, Inc. CALL 64126X901 11 701 SH Call SOLE 701 0 0 NICE SYSTEMS LTD CALL 653656908 164 1096 SH Call SOLE 1096 0 0 NICE SYSTEMS LTD SPONS ADR 653656108 7644 171150 SH SOLE 171150 0 0 NXP SEMICONDUCTORS N V COM N6596X109 9880 168000 SH SOLE 168000 0 0 Ohr Pharmaceutical, Inc. CALL 67778H900 1 8 SH Call SOLE 8 0 0 Ohr Pharmaceutical, Inc. CALL 67778H900 2 8 SH Call SOLE 8 0 0 Opko Health, Inc. CALL 68375N903 8 120 SH Call SOLE 120 0 0 Opko Health, Inc. CALL 68375N903 10 200 SH Call SOLE 200 0 0 PACER INTERNATIONAL INC COM 69373H106 143 16000 SH SOLE 16000 0 0 Pandora Media, Inc. CALL 698354907 2 526 SH Call SOLE 526 0 0 Pandora Media, Inc. CALL 698354907 1 350 SH Call SOLE 350 0 0 Paychex, Inc. CALL 704326907 7 420 SH Call SOLE 420 0 0 PRICELINE.COM INC COM 741503403 3504 2940 SH SOLE 2940 0 0 QUALCOMM INC COM 747525103 6624 84000 SH SOLE 84000 0 0 Real Goods Solar, Inc. CALL 75601N104 1 67 SH Call SOLE 67 0 0 RETAILMENOT INC COM 76132B106 672 21000 SH SOLE 21000 0 0 SAP AG CALL 803054904 76 182 SH Call SOLE 182 0 0 SENSATA TECHNOLOGIES HLDG BV A SHS N7902X106 2313 54250 SH SOLE 54250 0 0 SINA CORP COM G81477104 5920 98000 SH SOLE 98000 0 0 SINA Corporation CALL G81477904 76 700 SH Call SOLE 700 0 0 SINA Corporation CALL G81477904 58 350 SH Call SOLE 350 0 0 SINA Corporation CALL G81477904 79 840 SH Call SOLE 840 0 0 SKY-MOBI LTD SPONS ADR 83084G109 404 45885 SH SOLE 45885 0 0 SPDR Dow Jones Industrial Average PUT 78467X959 27 595 SH Put SOLE 595 0 0 SPDR Dow Jones Industrial Average PUT 78467X959 39 700 SH Put SOLE 700 0 0 SPDR S&P 500 PUT 78462F953 92 1400 SH Put SOLE 1400 0 0 SPDR S&P 500 PUT 78462F953 214 2100 SH Put SOLE 2100 0 0 SPDR S&P 500 PUT 78462F953 159 876 SH Put SOLE 876 0 0 SPDR S&P 500 PUT 78462F953 287 1400 SH Put SOLE 1400 0 0 SPDR S&P 500 PUT 78462F953 181 700 SH Put SOLE 700 0 0 Splunk, Inc. CALL 848637904 4 189 SH Call SOLE 189 0 0 Symantec Corporation CALL 871503908 3 386 SH Call SOLE 386 0 0 SYNOPSYS INC COM 871607107 6729 175183 SH SOLE 175183 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONS ADR 874039100 6026 301000 SH SOLE 301000 0 0 TE Connectivity LTD SHS H84989104 3582 59500 SH SOLE 59500 0 0 TENGASCO INC COM 88033R205 24 47450 SH SOLE 47450 0 0 TENNECO INC COM 880349105 4512 77700 SH SOLE 77700 0 0 Teradata Corporation CALL 88076W903 21 245 SH Call SOLE 245 0 0 TEXAS INSTRUMENTS INC COM 882508104 1878 39830 SH SOLE 39830 0 0 TIME WARNER CABLE, INC. COM 88732J207 3207 23380 SH SOLE 23380 0 0 TOTAL SYSTEM SERVICES INC COM 891906109 6109 200900 SH SOLE 200900 0 0 TripAdvisor Inc. CALL 896945901 2 266 SH Call SOLE 266 0 0 TWENTY FIRST CENTURY FOX COM 90130A101 3357 105000 SH SOLE 105000 0 0 UNITED RENTALS INC COM 911363109 864 9100 SH SOLE 9100 0 0 VERINT SYS INC COM COM 92343X100 8246 175700 SH SOLE 175700 0 0 VIPSHOP HOLDINGS LTD SPONS ADR 92763W103 470 3150 SH SOLE 3150 0 0 VISA INC CL A 92826C839 1669 7732 SH SOLE 7732 0 0 WESCO INTERNATIONAL INC COM 95082P105 3502 42085 SH SOLE 42085 0 0 WESTERN DIGITAL CORP COM 958102105 1285 14000 SH SOLE 14000 0 0 WEX INC COM 96208T104 8250 86800 SH SOLE 86800 0 0 WisdomTree Japan Hedged Equity PUT 97717W951 138 1750 SH Put SOLE 1750 0 0 WisdomTree Japan Hedged Equity PUT 97717W951 270 1750 SH Put SOLE 1750 0 0 Workday, Inc. CALL 98138H901 5 123 SH Call SOLE 123 0 0 Workday, Inc. CALL 98138H901 2 60 SH Call SOLE 60 0 0 Workday, Inc. CALL 98138H901 3 231 SH Call SOLE 231 0 0 Workday, Inc. CALL 98138H901 1 119 SH Call SOLE 119 0 0 YELP INC CL A 985817105 431 5600 SH SOLE 5600 0 0