0001225208-14-007547.txt : 20140305
0001225208-14-007547.hdr.sgml : 20140305
20140305165651
ACCESSION NUMBER: 0001225208-14-007547
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140303
FILED AS OF DATE: 20140305
DATE AS OF CHANGE: 20140305
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sally Beauty Holdings, Inc.
CENTRAL INDEX KEY: 0001368458
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990]
IRS NUMBER: 362257936
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 3001 COLORADO BOULEVARD
CITY: DENTON
STATE: TX
ZIP: 76210
BUSINESS PHONE: (940) 898-7500
MAIL ADDRESS:
STREET 1: 3001 COLORADO BOULEVARD
CITY: DENTON
STATE: TX
ZIP: 76210
FORMER COMPANY:
FORMER CONFORMED NAME: New Sally Holdings, Inc.
DATE OF NAME CHANGE: 20060707
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WINTERHALTER GARY
CENTRAL INDEX KEY: 0001328443
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33145
FILM NUMBER: 14670029
MAIL ADDRESS:
STREET 1: SALLY BEAUTY COMPANY, INC.
STREET 2: 3001 COLORADO BOULEVARD
CITY: DENTON
STATE: TX
ZIP: 76210
4
1
doc4.xml
X0306
4
2014-03-03
0001368458
Sally Beauty Holdings, Inc.
SBH
0001328443
WINTERHALTER GARY
C/O SALLY BEAUTY HOLDINGS, INC.
3001 COLORADO BLVD
DENTON
TX
76210
1
1
Chairman, President & CEO
Common Stock
2014-03-03
4
M
0
50313.0000
9.6600
A
121204.0000
D
Common Stock
2014-03-03
4
S
0
50313.0000
28.4296
D
70891.0000
D
Common Stock
2014-03-04
4
M
0
437994.0000
8.8000
A
508885.0000
D
Common Stock
2014-03-04
4
M
0
9516.0000
9.6600
A
518401.0000
D
Common Stock
2014-03-04
4
S
0
447510.0000
28.4885
D
70891.0000
D
Common Stock
2014-03-03
4
S
0
29200.0000
28.4252
D
56766.0000
I
by trust B
Common Stock
2014-03-04
4
S
0
5800.0000
28.4408
D
50966.0000
I
by trust B
Common Stock
2014-03-03
4
S
0
30714.0000
28.4275
D
55251.0000
I
by trust C
Common Stock
2014-03-04
4
S
0
4286.0000
28.4485
D
50965.0000
I
by trust C
Common Stock
2668.9582
I
by 401(k) Profit Sharing
Common Stock
123630.0000
I
by trust A
Employee Stock Option (Right to Buy)
9.6600
2014-03-03
4
M
0
50313.0000
9.6600
D
2017-04-26
Common Stock
50313.0000
9516.0000
D
Employee Stock Option (Right to Buy)
9.6600
2014-03-04
4
M
0
9516.0000
9.6600
D
2017-04-26
Common Stock
9516.0000
0.0000
D
Employee Stock Option (Right to Buy)
8.8000
2014-03-04
4
M
0
437994.0000
8.8000
D
2017-10-24
Common Stock
437994.0000
12006.0000
D
Reflects the weighted average sale price. The range of prices for these transactions was $28.40 to $28.52. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average sale price. The range of prices for these transactions was $28.40 to $28.67. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average sale price. The range of prices for these transactions was $28.40 to $28.50. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Shares held by the Gary G. Winterhalter Irrevocable Trust. Proceeds from the sale of shares held in the Gary G. Winterhalter Irrevocable Trust benefit the reporting person's children as beneficiaries of the trust.
Reflects the weighted average sale price. The range of prices for these transactions was $28.40 to $28.56. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average sale price. The range of prices for these transactions was $28.40 to $28.51. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Shares held by the Joanne Winterhalter Irrevocable Trust. Proceeds from the sale of shares held in the Joanne Winterhalter Irrevocable Trust benefit the reporting person's children as beneficiaries of the trust.
Reflects the weighted average sale price. The range of prices for these transactions was $28.40 to $28.57. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
The options vest in four equal annual installments beginning on September 29, 2007.
The options vest annually in four equal installments beginning on October 23, 2008.
Matt Haltom, Attorney-in-fact
2014-03-05