0001225208-13-024014.txt : 20131121 0001225208-13-024014.hdr.sgml : 20131121 20131121163006 ACCESSION NUMBER: 0001225208-13-024014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131119 FILED AS OF DATE: 20131121 DATE AS OF CHANGE: 20131121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sally Beauty Holdings, Inc. CENTRAL INDEX KEY: 0001368458 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 362257936 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 3001 COLORADO BOULEVARD CITY: DENTON STATE: TX ZIP: 76210 BUSINESS PHONE: (940) 898-7500 MAIL ADDRESS: STREET 1: 3001 COLORADO BOULEVARD CITY: DENTON STATE: TX ZIP: 76210 FORMER COMPANY: FORMER CONFORMED NAME: New Sally Holdings, Inc. DATE OF NAME CHANGE: 20060707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FLAHERTY MARK J CENTRAL INDEX KEY: 0001200442 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33145 FILM NUMBER: 131235698 MAIL ADDRESS: STREET 1: 3001 COLORADO BLVD. CITY: DENTON STATE: TX ZIP: 76210 4 1 doc4.xml X0306 4 2013-11-19 0001368458 Sally Beauty Holdings, Inc. SBH 0001200442 FLAHERTY MARK J C/O SALLY BEAUTY HOLDINGS, INC. 3001 COLORADO BLVD. DENTON TX 76210 1 SVP and CFO Common Stock 2013-11-19 4 M 0 40675.0000 11.3900 A 80755.0000 D Common Stock 2013-11-19 4 S 0 40675.0000 28.0205 D 40080.0000 D Common Stock 2013-11-21 4 M 0 3075.0000 11.3900 A 43155.0000 D Common Stock 2013-11-21 4 S 0 3075.0000 28.0219 D 40080.0000 D Employee Stock Option (Right to Buy) 11.3900 2013-11-19 4 M 0 40675.0000 11.3900 D 2020-10-19 Common Stock 40675.0000 55575.0000 D Employee Stock Option (Right to Buy) 11.3900 2013-11-21 4 M 0 3075.0000 11.3900 D 2020-10-19 Common Stock 3075.0000 52500.0000 D The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on August 29, 2013. Reflects the weighted average sale price. The range of prices for these transactions was $28.00 to $28.10. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. The options vest annually in four equal installments beginning on October 18, 2011. Scott Sherman, Attorney-in-Fact 2013-11-21