0001225208-12-001355.txt : 20120113 0001225208-12-001355.hdr.sgml : 20120113 20120113162902 ACCESSION NUMBER: 0001225208-12-001355 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120111 FILED AS OF DATE: 20120113 DATE AS OF CHANGE: 20120113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FLAHERTY MARK J CENTRAL INDEX KEY: 0001200442 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33145 FILM NUMBER: 12526983 MAIL ADDRESS: STREET 1: 3001 COLORADO BLVD. CITY: DENTON STATE: TX ZIP: 76210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sally Beauty Holdings, Inc. CENTRAL INDEX KEY: 0001368458 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 362257936 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 3001 COLORADO BOULEVARD CITY: DENTON STATE: TX ZIP: 76210 BUSINESS PHONE: (940) 898-7500 MAIL ADDRESS: STREET 1: 3001 COLORADO BOULEVARD CITY: DENTON STATE: TX ZIP: 76210 FORMER COMPANY: FORMER CONFORMED NAME: New Sally Holdings, Inc. DATE OF NAME CHANGE: 20060707 4 1 doc4.xml X0304 4 2012-01-11 0001368458 Sally Beauty Holdings, Inc. SBH 0001200442 FLAHERTY MARK J C/O SALLY BEAUTY HOLDINGS, INC. 3001 COLORADO BLVD. DENTON TX 76210 1 SVP and CFO Common Stock 2012-01-11 4 M 0 20000.0000 11.3900 A 53841.0000 D Common Stock 2012-01-11 4 M 0 10735.0000 7.4200 A 64576.0000 D Common Stock 2012-01-11 4 M 0 10000.0000 5.2400 A 74576.0000 D Common Stock 2012-01-11 4 M 0 7907.0000 7.4200 A 82483.0000 D Common Stock 2012-01-11 4 S 0 48642.0000 19.8339 D 33841.0000 D Employee Stock Option (Right to Buy) 11.3900 2012-01-11 4 M 0 20000.0000 0.0000 D 2020-10-19 Common Stock 20000.0000 155000.0000 D Employee Stock Option (Right to Buy) 7.4200 2012-01-11 4 M 0 10735.0000 0.0000 D 2019-10-21 Common Stock 10735.0000 100253.0000 D Employee Stock Option (Right to Buy) 5.2400 2012-01-11 4 M 0 10000.0000 0.0000 D 2018-10-22 Common Stock 10000.0000 74987.0000 D Employee Stock Option (Right to Buy) 7.4200 2012-01-11 4 M 0 7907.0000 0.0000 D 2008-09-30 2018-09-30 Common Stock 7907.0000 17436.0000 D The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on August 8, 2011. Reflects the weighted average sale price. The range of prices for these transactions was $19.69 to $20.01. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. The options vest annually in four equal installments beginning on October 18, 2011. The options vest annually in four equal installments beginning on October 20, 2010. The options vest in four equal annual installments beginning on October 22, 2009. Options are exercisable in four equal annual installments beginning on September 30, 2008. Matt Haltom, Attorney-in-fact 2012-01-13