FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 09/26/2013 |
3. Issuer Name and Ticker or Trading Symbol
RingCentral Inc [ RNG ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock(1) | 28,839 | I | By Sequoia Capital XII, LP(2) |
Common Stock(1) | 1,079 | I | By Sequoia Technology Partners XII, LP(2) |
Common Stock(1) | 3,082 | I | By Sequoia Capital XII Principals Fund, LLC(2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Series A Preferred Stock | (3) | (3) | Common Stock(1) | 7,322,593 | (3) | I | By Sequoia Capital XII, LP(2) |
Series A Preferred Stock | (3) | (3) | Common Stock(1) | 274,000 | (3) | I | By Sequoia Technology Partners XII, LP(2) |
Series A Preferred Stock | (3) | (3) | Common Stock(1) | 782,619 | (3) | I | By Sequoia Capital XII Principals Fund, LLC(2) |
Series B Preferred Stock | (3) | (3) | Common Stock(1) | 416,557 | (3) | I | By Sequoia Capital XII, LP(2) |
Series B Preferred Stock | (3) | (3) | Common Stock(1) | 15,587 | (3) | I | By Sequoia Technology Partners XII, LP(2) |
Series B Preferred Stock | (3) | (3) | Common Stock(1) | 44,520 | (3) | I | By Sequoia Capital XII Principals Fund, LLC(2) |
Series C Preferred Stock | (3) | (3) | Common Stock(1) | 264,868 | (3) | I | By Sequoia Capital XII, LP(2) |
Series C Preferred Stock | (3) | (3) | Common Stock(1) | 9,911 | (3) | I | By Sequoia Technology Partners XII, LP(2) |
Series C Preferred Stock | (3) | (3) | Common Stock(1) | 28,308 | (3) | I | By Sequoia Capital XII Principals Fund, LLC(2) |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. Each share of Common Stock shall be reclassifed as and converted into one share of Class B Common Stock pursuant to the Amended and Restated Certificate of Incorporation of the Issuer to be filed prior to the completion of the Issuer's initial public offering of Class A Common Stock. |
2. SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
3. Each share of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock (i) automatically converts into Common Stock on a 1-for-1 basis upon the effectiveness of the Issuer's registration statement registering Class A Common Stock and (ii) has no expiration date. |
Remarks: |
Exhibit 24- Power of Attorney |
/s/ Melinda Dunn, by power of attorney for Douglas Leone, a Managing Member of SC XII Management, LLC | 09/26/2013 | |
Melinda Dunn, by power of attorney for Douglas Leone, a Managing Member of SC XII Management, LLC, the General Partner of Sequoia Capital XII, L.P. | 09/26/2013 | |
Melinda Dunn, by power of attorney for Douglas Leone, a Managing Member of SC XII Management, LLC, the General Partner of Sequoia Technology Partners XII, L.P. | 09/26/2013 | |
Melinda Dunn, by power of attorney for Douglas Leone, a Managing Member of SC XII Management, LLC, the Managing Member of Sequoia Capital XII Principals Fund LLC | 09/26/2013 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |