0001062993-18-004090.txt : 20181016
0001062993-18-004090.hdr.sgml : 20181016
20181016155305
ACCESSION NUMBER: 0001062993-18-004090
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181016
DATE AS OF CHANGE: 20181016
EFFECTIVENESS DATE: 20181016
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mohican Financial Management, LLC
CENTRAL INDEX KEY: 0001367663
IRS NUMBER: 450533557
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12023
FILM NUMBER: 181124468
BUSINESS ADDRESS:
STREET 1: 21 RIVER RD, SUITE 2100
CITY: WILTON
STATE: CT
ZIP: 06897
BUSINESS PHONE: 203-423-8029
MAIL ADDRESS:
STREET 1: 21 RIVER RD, SUITE 2100
CITY: WILTON
STATE: CT
ZIP: 06897
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001367663
XXXXXXXX
09-30-2018
09-30-2018
Mohican Financial Management, LLC
21 RIVER RD, SUITE 2100
WILTON
CT
06897
13F HOLDINGS REPORT
028-12023
N
ERIC C. HAGE
CHIEF INVESTMENT OFFICER
203.423.8029
ERIC HAGE
Wilton
CT
10-16-2018
0
33
28738
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
ACETO CORP
NOTE 2.000%11/0
004446AD2
381
500000
SH
SOLE
500000
0
0
ALDER BIOPHARMACEUTICALS INC
NOTE 2.500% 2/0
014339AA3
1075
1000000
SH
SOLE
1000000
0
0
AVID TECHNOLOGY INC
NOTE 2.000% 6/1
05367PAB6
445
500000
SH
SOLE
500000
0
0
CALAMP CORP
NOTE 1.625% 5/1
128126AB5
1383
1319000
SH
SOLE
1319000
0
0
CARBONITE INC
NOTE 2.500% 4/0
141337AB1
1497
1000000
SH
SOLE
1000000
0
0
DEXCOM INC
NOTE 0.750% 5/1
252131AF4
766
500000
SH
SOLE
500000
0
0
ENCORE CAP GROUP INC
NOTE 3.000% 7/0
292554AF9
300
300000
SH
SOLE
300000
0
0
ENCORE CAP GROUP INC
NOTE 2.875% 3/1
292554AH5
839
900000
SH
SOLE
900000
0
0
ENCORE CAP EUROPE FIN LTD
NOTE 4.500% 9/0
29260UAA5
516
500000
SH
SOLE
500000
0
0
EXACT SCIENCES CORP
DBCV 1.000% 1/1
30063PAA3
617
500000
SH
SOLE
500000
0
0
FIREEYE INC
NOTE 1.625% 6/0
31816QAD3
457
500000
SH
SOLE
500000
0
0
FLEXION THERAPEUTICS INC
NOTE 3.375% 5/0
33938JAB2
126
125000
SH
SOLE
125000
0
0
FLUIDIGM CORP DEL
NOTE 2.750% 2/0
34385PAA6
406
461000
SH
SOLE
461000
0
0
FLUIDIGM CORP DEL
NOTE 2.750% 2/0
34385PAD0
318
305000
SH
SOLE
305000
0
0
GLOBAL EAGLE ENTMT INC
NOTE 2.750% 2/1
37951DAB8
376
500000
SH
SOLE
500000
0
0
HARMONIC INC
NOTE 4.000%12/0
413160AB8
1450
1250000
SH
SOLE
1250000
0
0
HELIX ENERGY SOLUTIONS GRP I
NOTE 4.125% 9/1
42330PAJ6
1935
1500000
SH
SOLE
1500000
0
0
INFINERA CORPORATION
NOTE 2.125% 9/0
45667GAC7
1521
1500000
SH
SOLE
1500000
0
0
INSMED INC
NOTE 1.750% 1/1
457669AA7
422
500000
SH
SOLE
500000
0
0
KAMAN CORP
NOTE 3.250% 5/0
483548AF0
1086
924000
SH
SOLE
924000
0
0
NEW MTN FIN CORP
NOTE 5.750% 8/1
647551AC4
501
500000
SH
SOLE
500000
0
0
NOVAVAX INC
NOTE 3.750% 2/0
670002AB0
615
1000000
SH
SOLE
1000000
0
0
PACIRA PHARMACEUTICALS INC
NOTE 2.375% 4/0
695127AD2
794
750000
SH
SOLE
750000
0
0
RENEWABLE ENERGY GROUP INC
NOTE 2.750% 6/1
75972AAA1
1077
500000
SH
SOLE
500000
0
0
REPLIGEN CORP
NOTE 2.125% 6/0
759916AA7
1774
1000000
SH
SOLE
1000000
0
0
RETROPHIN INC
NOTE 2.500% 9/1
761299AB2
615
600000
SH
SOLE
600000
0
0
SERVICENOW INC
NOTE 6/0
81762PAC6
2235
1500000
SH
SOLE
1500000
0
0
SILICON LABORATORIES INC
NOTE 1.375% 3/0
826919AB8
1144
1000000
SH
SOLE
1000000
0
0
SILVER STD RES INC
NOTE 2.875% 2/0
82823LAC0
492
500000
SH
SOLE
500000
0
0
TEAM INC
NOTE 5.000% 8/0
878155AE0
1218
967000
SH
SOLE
967000
0
0
THERAVANCE BIOPHARMA INC
NOTE 3.250%11/0
88339KAA0
589
500000
SH
SOLE
500000
0
0
TIMKENSTEEL CORP
NOTE 6.000% 6/0
887399AA1
499
350000
SH
SOLE
350000
0
0
VEECO INSTRS INC DEL
NOTE 2.700% 1/1
922417AD2
1271
1500000
SH
SOLE
1500000
0
0