0001062993-17-004496.txt : 20171017
0001062993-17-004496.hdr.sgml : 20171017
20171017170519
ACCESSION NUMBER: 0001062993-17-004496
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171017
DATE AS OF CHANGE: 20171017
EFFECTIVENESS DATE: 20171017
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mohican Financial Management, LLC
CENTRAL INDEX KEY: 0001367663
IRS NUMBER: 450533557
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12023
FILM NUMBER: 171141169
BUSINESS ADDRESS:
STREET 1: 21 RIVER RD, SUITE 2100
CITY: WILTON
STATE: CT
ZIP: 06897
BUSINESS PHONE: 203-423-8029
MAIL ADDRESS:
STREET 1: 21 RIVER RD, SUITE 2100
CITY: WILTON
STATE: CT
ZIP: 06897
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001367663
XXXXXXXX
09-30-2017
09-30-2017
Mohican Financial Management, LLC
21 RIVER RD, SUITE 2100
WILTON
CT
06897
13F HOLDINGS REPORT
028-12023
N
ERIC C. HAGE
CHIEF INVESTMENT OFFICER
203.423.8029
ERIC HAGE
Wilton
CT
10-17-2017
0
28
52055
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
AMAG PHARMACEUTICALS INC
NOTE 3.250% 6/0
00163UAD8
1492
1500000
SH
SOLE
1500000
0
0
ACETO CORP
NOTE 2.000%11/0
004446AD2
894
1000000
SH
SOLE
1000000
0
0
ADVANCED MICRO DEVICES INC
NOTE 2.125% 9/0
007903BD8
3357
1900000
SH
SOLE
1900000
0
0
AVID TECHNOLOGY INC
NOTE 2.000% 6/1
05367PAB6
1548
2050000
SH
SOLE
2050000
0
0
CARRIAGE SVCS INC
NOTE 2.750% 3/1
143905AM9
3141
2500000
SH
SOLE
2500000
0
0
ECHO GLOBAL LOGISTICS INC
NOTE 2.500% 5/0
27875TAA9
2056
2138000
SH
SOLE
2138000
0
0
EMERGENT BIOSOLUTIONS INC
NOTE 2.875% 1/1
29089QAB1
1460
1000000
SH
SOLE
1000000
0
0
ENCORE CAP GROUP INC
NOTE 3.000% 7/0
292554AF9
3468
3000000
SH
SOLE
3000000
0
0
ENVESTNET INC
NOTE 1.750%12/1
29404KAA4
3046
2900000
SH
SOLE
2900000
0
0
FLUIDIGM CORP DEL
NOTE 2.750% 2/0
34385PAA6
1531
2079000
SH
SOLE
2079000
0
0
GLOBAL EAGLE ENTMT INC
NOTE 2.750% 2/1
37951DAB8
1053
1600000
SH
SOLE
1600000
0
0
HARMONIC INC
NOTE 4.000%12/0
413160AB8
1792
2000000
SH
SOLE
2000000
0
0
HELIX ENERGY SOLUTIONS GRP I
NOTE 4.250% 5/0
42330PAH0
490
500000
SH
SOLE
500000
0
0
HORIZON GLOBAL CORP
NOTE 2.750% 7/0
44052WAA2
2040
1962000
SH
SOLE
1962000
0
0
IRONWOOD PHARMACEUTICALS INC
DBCV 2.250% 6/1
46333XAD0
2431
2000000
SH
SOLE
2000000
0
0
MARRIOTT VACATIONS WRLDWDE C
NOTE 1.500% 9/1
57164YAA5
1052
1000000
SH
SOLE
1000000
0
0
NOVAVAX INC
NOTE 3.750% 2/0
670002AB0
235
500000
SH
SOLE
500000
0
0
PANDORA MEDIA INC
NOTE 1.750%12/0
698354AB3
1401
1500000
SH
SOLE
1500000
0
0
QUIDEL CORP
NOTE 3.250%12/1
74838JAA9
3781
2500000
SH
SOLE
2500000
0
0
RENEWABLE ENERGY GROUP INC
MTNF 2.750% 6/1
75972AAA1
1064
983000
SH
SOLE
983000
0
0
RENEWABLE ENERGY GROUP INC
NOTE 4.000% 6/1
75972AAC7
2659
2000000
SH
SOLE
2000000
0
0
REPLIGEN CORP
NOTE 2.125% 6/0
759916AA7
2668
2000000
SH
SOLE
2000000
0
0
SILVER STD RES INC
NOTE 2.875% 2/0
82823LAC0
2200
2200000
SH
SOLE
2200000
0
0
SUCAMPO PHARMACEUTICALS INC
DBCV 3.250%12/1
864909AA4
2342
2250000
SH
SOLE
2250000
0
0
TTM TECHNOLOGIES INC
NOTE 1.750%12/1
87305RAD1
1691
1000000
SH
SOLE
1000000
0
0
THERAVANCE BIOPHARMA INC
NOTE 3.250%11/0
88339KAA0
1250
1000000
SH
SOLE
1000000
0
0
VEECO INSTRS INC DEL
NOTE 2.700% 1/1
922417AD2
1718
1800000
SH
SOLE
1800000
0
0
WAYFAIR INC
NOTE 0.375% 9/0
94419LAA9
194
200000
SH
SOLE
200000
0
0