0001062993-17-000089.txt : 20170110
0001062993-17-000089.hdr.sgml : 20170110
20170110110814
ACCESSION NUMBER: 0001062993-17-000089
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170110
DATE AS OF CHANGE: 20170110
EFFECTIVENESS DATE: 20170110
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mohican Financial Management, LLC
CENTRAL INDEX KEY: 0001367663
IRS NUMBER: 450533557
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12023
FILM NUMBER: 17519628
BUSINESS ADDRESS:
STREET 1: 21 RIVER RD, SUITE 2100
CITY: WILTON
STATE: CT
ZIP: 06897
BUSINESS PHONE: 203-423-8029
MAIL ADDRESS:
STREET 1: 21 RIVER RD, SUITE 2100
CITY: WILTON
STATE: CT
ZIP: 06897
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001367663
XXXXXXXX
12-31-2016
12-31-2016
Mohican Financial Management, LLC
21 RIVER RD, SUITE 2100
WILTON
CT
06897
13F HOLDINGS REPORT
028-12023
N
ERIC C. HAGE
CHIEF INVESTMENT OFFICER
203.423.8029
ERIC HAGE
Wilton
CT
01-10-2017
0
32
80216
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
ACETO CORP
NOTE 2.000%11/0
004446AD2
2882
3000000
SH
SOLE
3000000
0
0
ACORDA THERAPEUTICS INC
NOTE 1.750% 6/1
00484MAA4
2280
3000000
SH
SOLE
3000000
0
0
ADVANCED MICRO DEVICES INC
NOTE 2.125% 9/0
007903BD8
3154
2000000
SH
SOLE
2000000
0
0
ALASKA COMMUNICATIONS SYS GR
NOTE 6.250% 5/0
01167PAE1
988
1000000
SH
SOLE
1000000
0
0
ALBANY MOLECULAR RESH INC
NOTE 2.250%11/1
012423AB5
4541
3500000
SH
SOLE
3500000
0
0
ASCENT CAP GROUP INC
NOTE 4.000% 7/1
043632AA6
750
1000000
SH
SOLE
1000000
0
0
AVID TECHNOLOGY INC
NOTE 2.000% 6/1
05367PAB6
1830
2750000
SH
SOLE
2750000
0
0
BLUCORA INC
NOTE 4.250% 4/0
095229AB6
995
1000000
SH
SOLE
1000000
0
0
CARRIAGE SVCS INC
NOTE 2.750% 3/1
143905AM9
4705
3500000
SH
SOLE
3500000
0
0
DEPOMED INC
NOTE 2.500% 9/0
249908AA2
2278
2000000
SH
SOLE
2000000
0
0
ECHO GLOBAL LOGISTICS INC
NOTE 2.500% 5/0
27875TAA9
2450
2500000
SH
SOLE
2500000
0
0
ENCORE CAP GROUP INC
NOTE 3.000% 7/0
292554AF9
2801
3000000
SH
SOLE
3000000
0
0
ENERNOC INC
DBCV 2.250% 8/1
292764AB3
4345
5500000
SH
SOLE
5500000
0
0
ENVESTNET INC
NOTE 1.750%12/1
29404KAA4
3048
3200000
SH
SOLE
3200000
0
0
FXCM INC
NOTE 2.250% 6/1
302693AB2
535
1000000
SH
SOLE
1000000
0
0
FLUIDIGM CORP DEL
NOTE 2.750% 2/0
34385PAA6
2693
3900000
SH
SOLE
3900000
0
0
GLOBAL EAGLE ENTMT INC
NOTE 2.750% 2/1
37951DAB8
3205
4000000
SH
SOLE
4000000
0
0
HARMONIC INC
NOTE 4.000%12/0
413160AB8
2815
2500000
SH
SOLE
2500000
0
0
HEALTHWAYS INC
NOTE 1.500% 7/0
422245AB6
4154
3250000
SH
SOLE
3250000
0
0
IRONWOOD PHARMACEUTICALS INC
DBCV 2.250% 6/1
46333XAD0
2297
2000000
SH
SOLE
2000000
0
0
M/I HOMES INC
NOTE 3.250% 9/1
55292PAA3
1138
1000000
SH
SOLE
1000000
0
0
MACQUARIE INFRASTRUCTURE COR
NOTE 2.000%10/0
55608BAB1
1007
1000000
SH
SOLE
1000000
0
0
PANDORA MEDIA INC
NOTE 1.750%12/0
698354AB3
3844
3750000
SH
SOLE
3750000
0
0
QUANTUM CORP
NOTE 4.500%11/1
747906AJ4
3406
3500000
SH
SOLE
3500000
0
0
QUIDEL CORP
NOTE 3.250%12/1
74838JAA9
3448
3500000
SH
SOLE
3500000
0
0
RENEWABLE ENERGY GROUP INC
MTNF 2.750% 6/1
75972AAA1
811
843000
SH
SOLE
843000
0
0
REPLIGEN CORP
NOTE 2.125% 6/0
759916AA7
3611
3055000
SH
SOLE
3055000
0
0
SILVER STD RES INC
NOTE 2.875% 2/0
82823LAC0
3220
3500000
SH
SOLE
3500000
0
0
SUCAMPO PHARMACEUTICALS INC
DBCV 3.250%12/1
864909AA4
2120
2000000
SH
SOLE
2000000
0
0
TTM TECHNOLOGIES INC
NOTE 1.750%12/1
87305RAD1
3046
2000000
SH
SOLE
2000000
0
0
THERAVANCE BIOPHARMA INC
NOTE 3.250%11/0
88339KAA0
1137
1000000
SH
SOLE
1000000
0
0
PROTALIX BIOTHERAPEUTICS INC
NOTE 7.500%11/1
74365AAD3
683
788000
SH
SOLE
788000
0
0