0001062993-16-011723.txt : 20161014
0001062993-16-011723.hdr.sgml : 20161014
20161014160214
ACCESSION NUMBER: 0001062993-16-011723
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161014
DATE AS OF CHANGE: 20161014
EFFECTIVENESS DATE: 20161014
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mohican Financial Management, LLC
CENTRAL INDEX KEY: 0001367663
IRS NUMBER: 450533557
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12023
FILM NUMBER: 161937130
BUSINESS ADDRESS:
STREET 1: 21 RIVER RD, SUITE 2100
CITY: WILTON
STATE: CT
ZIP: 06897
BUSINESS PHONE: 203-423-8029
MAIL ADDRESS:
STREET 1: 21 RIVER RD, SUITE 2100
CITY: WILTON
STATE: CT
ZIP: 06897
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001367663
XXXXXXXX
09-30-2016
09-30-2016
Mohican Financial Management, LLC
21 RIVER RD, SUITE 2100
WILTON
CT
06897
13F HOLDINGS REPORT
028-12023
N
ERIC C. HAGE
CHIEF INVESTMENT OFFICER
203.423.8029
ERIC HAGE
Wilton
CT
10-13-2016
0
30
91376
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
ALASKA COMMUNICATIONS SYS GR
NOTE 6.250% 5/0
01167PAE1
1965
2000000
SH
SOLE
2000000
0
0
ALBANY MOLECULAR RESH INC
NOTE 2.250%11/1
012423AB5
5302
4500000
SH
SOLE
4500000
0
0
ALTRA INDL MOTION CORP
NOTE 2.750% 3/0
02208RAE6
4715
4000000
SH
SOLE
4000000
0
0
ASCENT CAP GROUP INC
NOTE 4.000% 7/1
043632AA6
713
1000000
SH
SOLE
1000000
0
0
AVID TECHNOLOGY INC
NOTE 2.000% 6/1
05367PAB6
2236
2750000
SH
SOLE
2750000
0
0
BLUCORA INC
NOTE 4.250% 4/0
095229AB6
4249
4455000
SH
SOLE
4455000
0
0
CARRIAGE SVCS INC
NOTE 2.750% 3/1
143905AM9
5160
4403000
SH
SOLE
4403000
0
0
DEPOMED INC
NOTE 2.500% 9/0
249908AA2
5692
4000000
SH
SOLE
4000000
0
0
ECHO GLOBAL LOGISTICS INC
NOTE 2.500% 5/0
27875TAA9
2824
3000000
SH
SOLE
3000000
0
0
ENCORE CAP GROUP INC
NOTE 3.000% 7/0
292554AF9
3882
4670000
SH
SOLE
4670000
0
0
ENERNOC INC
DBCV 2.250% 8/1
292764AB3
4733
6750000
SH
SOLE
6750000
0
0
ENVESTNET INC
NOTE 1.750%12/1
29404KAA4
3056
3200000
SH
SOLE
3200000
0
0
FXCM INC
NOTE 2.250% 6/1
302693AB2
1260
3000000
SH
SOLE
3000000
0
0
FLUIDIGM CORP DEL
NOTE 2.750% 2/0
34385PAA6
3245
5364000
SH
SOLE
5364000
0
0
FORESTAR GROUP INC
NOTE 3.750% 3/0
346232AB7
2359
2500000
SH
SOLE
2500000
0
0
GLOBAL EAGLE ENTMT INC
NOTE 2.750% 2/1
37951DAB8
2927
3500000
SH
SOLE
3500000
0
0
HEALTHWAYS INC
NOTE 1.500% 7/0
422245AB6
3627
2500000
SH
SOLE
2500000
0
0
HELIX ENERGY SOLUTIONS GRP I
NOTE 3.250% 3/1
42330PAG2
1405
1500000
SH
SOLE
1500000
0
0
IRONWOOD PHARMACEUTICALS INC
DBCV 2.250% 6/1
46333XAD0
2384
2000000
SH
SOLE
2000000
0
0
M/I HOMES INC
NOTE 3.250% 9/1
55292PAA3
2686
2500000
SH
SOLE
2500000
0
0
OASIS PETE INC NEW
NOTE 2.625% 9/1
674215AJ7
1692
1500000
SH
SOLE
1500000
0
0
ON SEMICONDUCTOR CORP
NOTE 1.000%12/0
682189AK1
405
400000
SH
SOLE
400000
0
0
PROTALIX BIOTHERAPEUTICS INC
NOTE 4.500% 9/1
74365AAB7
1002
1500000
SH
SOLE
1500000
0
0
QUANTUM CORP
NOTE 4.500%11/1
747906AJ4
3783
4200000
SH
SOLE
4200000
0
0
QUIDEL CORP
NOTE 3.250%12/1
74838JAA9
5013
5000000
SH
SOLE
5000000
0
0
RENEWABLE ENERGY GROUP INC
MTNF 2.750% 6/1
75972AAA1
704
768000
SH
SOLE
768000
0
0
REPLIGEN CORP
NOTE 2.125% 6/0
759916AA7
3477
3055000
SH
SOLE
3055000
0
0
TTM TECHNOLOGIES INC
NOTE 1.750%12/1
87305RAD1
6612
5000000
SH
SOLE
5000000
0
0
VERINT SYS INC
NOTE 1.500% 6/0
92343XAA8
1895
2000000
SH
SOLE
2000000
0
0
WEB COM GROUP INC
NOTE 1.000% 8/1
94733AAA2
2373
2500000
SH
SOLE
2500000
0
0