CHIEF INVESTMENT OFFICER

0001062993-15-000136.txt : 20150113 0001062993-15-000136.hdr.sgml : 20150113 20150113132422 ACCESSION NUMBER: 0001062993-15-000136 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150113 DATE AS OF CHANGE: 20150113 EFFECTIVENESS DATE: 20150113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mohican Financial Management, LLC CENTRAL INDEX KEY: 0001367663 IRS NUMBER: 450533557 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12023 FILM NUMBER: 15524315 BUSINESS ADDRESS: STREET 1: 21 RAILROAD AVE, SUITE 35 CITY: COOPERSTOWN STATE: NY ZIP: 13326 BUSINESS PHONE: 6075471357 MAIL ADDRESS: STREET 1: 21 RAILROAD AVE, SUITE 35 CITY: COOPERSTOWN STATE: NY ZIP: 13326 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001367663 XXXXXXXX 12-31-2014 12-31-2014 Mohican Financial Management, LLC

21 RAILROAD AVE, SUITE 35 COOPERSTOWN NY 13326

13F HOLDINGS REPORT 028-12023 N ERIC C. HAGE CHIEF INVESTMENT OFFICER 607.547.1357 ERIC HAGE COOPERSTOWN NY 01-13-2015 0 42 203454 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE AAR CORP NOTE 2.250% 3/0 000361AM7 2113 2036000 SH SOLE 2036000 0 0 AMAG PHARMACEUTICALS INC NOTE 2.500% 2/1 00163UAA4 13495 8000000 SH SOLE 8000000 0 0 ACCURAY INC NOTE 3.750% 8/0 004397AB1 6132 5875000 SH SOLE 5875000 0 0 ACORDA THERAPEUTICS INC NOTE 1.750% 6/1 00484MAA4 4027 3500000 SH SOLE 3500000 0 0 ALASKA COMMUNICATIONS SYS GR NOTE 6.250% 5/0 01167PAE1 4236 4500000 SH SOLE 4500000 0 0 ALTRA INDL MOTION CORP NOTE 2.750% 3/0 02208RAE6 7633 6500000 SH SOLE 6500000 0 0 ARRAY BIOPHARMA INC NOTE 3.000% 6/0 04269XAA3 3270 3500000 SH SOLE 3500000 0 0 ASCENT CAP GROUP INC NOTE 4.000% 7/1 043632AA6 2675 3250000 SH SOLE 3250000 0 0 BARCLAYS BK PLC IPATH S&P MT ETN 06740C519 332 25300 SH SOLE 25300 0 0 CORNERSTONE ONDEMAND INC NOTE 1.500% 7/0 21925YAB9 7820 8000000 SH SOLE 8000000 0 0 DEALERTRACK TECHNOLOGIES INC NOTE 1.500% 3/1 242309AB8 7133 5500000 SH SOLE 5500000 0 0 DEPOMED INC NOTE 2.500% 9/0 249908AA2 5397 5000000 SH SOLE 5000000 0 0 ENCORE CAP GROUP INC NOTE 3.000% 7/0 292554AF9 1324 1170000 SH SOLE 1170000 0 0 ENDOLOGIX INC NOTE 2.250%12/1 29266SAA4 4891 5000000 SH SOLE 5000000 0 0 ENERGY XXI BERMUDA LTD NOTE 3.000%12/1 29274UAB7 881 3000000 SH SOLE 3000000 0 0 ENVESTNET INC NOTE 1.750%12/1 29404KAA4 2583 2500000 SH SOLE 2500000 0 0 FXCM INC NOTE 2.250% 6/1 302693AB2 5129 4926000 SH SOLE 4926000 0 0 FORESTAR GROUP INC NOTE 3.750% 3/0 346232AB7 6672 7000000 SH SOLE 7000000 0 0 GT ADVANCED TECHNOLOGIES INC NOTE 3.000%12/1 36191UAB2 1391 2800000 SH SOLE 2800000 0 0 HEALTHWAYS INC NOTE 1.500% 7/0 422245AB6 8798 7500000 SH SOLE 7500000 0 0 HELIX ENERGY SOLUTIONS GRP I NOTE 3.250% 3/1 42330PAG2 2221 2000000 SH SOLE 2000000 0 0 HORSEHEAD HLDG CORP NOTE 3.800% 7/0 440694AB3 9416 7750000 SH SOLE 7750000 0 0 INFINERA CORPORATION DBCV 1.750% 6/0 45667GAB9 6641 5000000 SH SOLE 5000000 0 0 INTERDIGITAL INC NOTE 2.500% 3/1 458660AB3 5179 4658000 SH SOLE 4658000 0 0 J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 3028 2750000 SH SOLE 2750000 0 0 M/I HOMES INC NOTE 3.250% 9/1 55292PAA3 5112 4300000 SH SOLE 4300000 0 0 MEADOWBROOK INS GROUP INC DBCV 5.000% 3/1 58319PAC2 3955 3500000 SH SOLE 3500000 0 0 MENTOR GRAPHICS CORP SDCV 4.000% 4/0 587200AK2 8502 7100000 SH SOLE 7100000 0 0 PHOTRONICS INC NOTE 3.250% 4/0 719405AH5 4751 4593000 SH SOLE 4593000 0 0 PROTALIX BIOTHERAPEUTICS INC NOTE 4.500% 9/1 74365AAB7 1965 2600000 SH SOLE 2600000 0 0 QUANTUM CORP NOTE 4.500%11/1 747906AJ4 8853 7100000 SH SOLE 7100000 0 0 QUIDEL CORP NOTE 3.250%12/1 74838JAA9 1114 1000000 SH SOLE 1000000 0 0 RENEWABLE ENERGY GROUP INC MTNF 2.750% 6/1 75972AAA1 7633 8088000 SH SOLE 8088000 0 0 SOLAZYME INC NOTE 5.000%10/0 83415TAC5 228 500000 SH SOLE 500000 0 0 TTM TECHNOLOGIES INC NOTE 1.750%12/1 87305RAD1 4803 5000000 SH SOLE 5000000 0 0 TAKE-TWO INTERACTIVE SOFTWAR NOTE 1.750%12/0 874054AC3 6806 4500000 SH SOLE 4500000 0 0 TESARO INC NOTE 3.000%10/0 881569AA5 3739 3000000 SH SOLE 3000000 0 0 VIPSHOP HLDGS LTD NOTE 1.500% 3/1 92763WAA1 4760 4000000 SH SOLE 4000000 0 0 VOLCANO CORPORATION NOTE 1.750%12/0 928645AB6 1980 2000000 SH SOLE 2000000 0 0 WABASH NATL CORP NOTE 3.375% 5/0 929566AH0 4001 3201000 SH SOLE 3201000 0 0 WEB COM GROUP INC NOTE 1.000% 8/1 94733AAA2 7315 8000000 SH SOLE 8000000 0 0 WEBMD HEALTH CORP NOTE 2.250% 3/3 94770VAH5 5517 5500000 SH SOLE 5500000 0 0