CHIEF INVESTMENT OFFICER

0001062993-14-002015.txt : 20140408 0001062993-14-002015.hdr.sgml : 20140408 20140408125122 ACCESSION NUMBER: 0001062993-14-002015 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140408 DATE AS OF CHANGE: 20140408 EFFECTIVENESS DATE: 20140408 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mohican Financial Management, LLC CENTRAL INDEX KEY: 0001367663 IRS NUMBER: 450533557 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12023 FILM NUMBER: 14750543 BUSINESS ADDRESS: STREET 1: 21 RAILROAD AVE, SUITE 35 CITY: COOPERSTOWN STATE: NY ZIP: 13326 BUSINESS PHONE: 6075471357 MAIL ADDRESS: STREET 1: 21 RAILROAD AVE, SUITE 35 CITY: COOPERSTOWN STATE: NY ZIP: 13326 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001367663 XXXXXXXX 03-31-2014 03-31-2014 Mohican Financial Management, LLC

21 RAILROAD AVE, SUITE 35 COOPERSTOWN NY 13326

13F HOLDINGS REPORT 028-12023 N ERIC C. HAGE CHIEF INVESTMENT OFFICER 607.547.1357 ERIC HAGE COOPERSTOWN NY 04-08-2014 0 44 259173 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ALTRA INDL MOTION CORP NOTE 2.750% 3/0 02208RAE6 12797 9000000 SH SOLE 9000000 0 0 AAR CORP NOTE 2.250% 3/0 000361AM7 4288 4183000 SH SOLE 4183000 0 0 AMAG PHARMACEUTICALS INC NOTE 2.500% 2/1 00163UAA4 6056 6000000 SH SOLE 6000000 0 0 ALBANY MOLECULAR RESH INC NOTE 2.250%11/1 012423AA7 8160 6000000 SH SOLE 6000000 0 0 ACCURAY INC NOTE 3.750% 8/0 004397AB1 7174 6000000 SH SOLE 6000000 0 0 ARRAY BIOPHARMA INC NOTE 3.000% 6/0 04269XAA3 5662 5500000 SH SOLE 5500000 0 0 ASCENT CAP GROUP INC NOTE 4.000% 7/1 043632AA6 2743 2750000 SH SOLE 2750000 0 0 BRISTOW GROUP INC NOTE 3.000% 6/1 110394AC7 2476 2000000 SH SOLE 2000000 0 0 CADENCE DESIGN SYSTEM INC NOTE 2.625% 6/0 127387AJ7 3054 1475000 SH SOLE 1475000 0 0 COMTECH TELECOMMUNICATIONS C NOTE 3.000% 5/0 205826AF7 5634 5500000 SH SOLE 5500000 0 0 ENCORE CAP GROUP INC NOTE 3.000%11/2 292554AD4 5425 3500000 SH SOLE 3500000 0 0 ENDOLOGIX INC NOTE 2.250%12/1 29266SAA4 4747 5000000 SH SOLE 5000000 0 0 EQUINIX INC NOTE 3.000%10/1 29444UAG1 4116 2500000 SH SOLE 2500000 0 0 FORESTAR GROUP INC NOTE 3.750% 3/0 346232AB7 8020 7500000 SH SOLE 7500000 0 0 GAIN CAP HLDGS INC NOTE 4.125%12/0 36268WAA8 6805 6000000 SH SOLE 6000000 0 0 GENCO SHIPPING & TRADING LTD NOTE 5.000% 8/1 36869MAA3 768 960000 SH SOLE 960000 0 0 GT ADVANCED TECHNOLOGIES INC NOTE 3.000%12/1 36191UAB2 5821 3600000 SH SOLE 3600000 0 0 GT ADVANCED TECHNOLOGIES INC NOTE 3.000%10/0 36191UAA4 11505 5005000 SH SOLE 5005000 0 0 HOME INNS & HOTELS MGMT INC NOTE 2.000%12/1 43713WAB3 6267 6482000 SH SOLE 6482000 0 0 HEALTHWAYS INC NOTE 1.500% 7/0 422245AB6 9669 9000000 SH SOLE 9000000 0 0 INTERDIGITAL INC NOTE 2.500% 3/1 458660AB3 4539 4378000 SH SOLE 4378000 0 0 AIRTRAN HLDGS INC NOTE 5.250%11/0 00949PAD0 11273 5807000 SH SOLE 5807000 0 0 MENTOR GRAPHICS CORP SDCV 4.000% 4/0 587200AK2 9328 7500000 SH SOLE 7500000 0 0 M/I HOMES INC NOTE 3.250% 9/1 55292PAA3 6416 5300000 SH SOLE 5300000 0 0 MOLINA HEALTHCARE INC NOTE 3.750%10/0 60855RAA8 6181 5000000 SH SOLE 5000000 0 0 PHOTRONICS INC NOTE 3.250% 4/0 719405AH5 10701 9750000 SH SOLE 9750000 0 0 PHOTRONICS INC NOTE 5.500%10/0 719405AF9 6046 3450000 SH SOLE 3450000 0 0 PROSHARES TR PSHS ULSHT 7-10Y 74347R313 285 10000 SH SOLE 10000 0 0 REGIS CORP MINN NOTE 5.000% 7/1 758932AA5 3067 3000000 SH SOLE 3000000 0 0 RTI INTL METALS INC NOTE 1.625%10/1 74973WAB3 3933 4000000 SH SOLE 4000000 0 0 STEEL DYNAMICS INC NOTE 5.125% 6/1 858119AP5 2541 2350000 SH SOLE 2350000 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 338 5000 SH SOLE 5000 0 0 THERAVANCE INC NOTE 2.125% 1/1 88338TAB0 3609 2800000 SH SOLE 2800000 0 0 TITAN MACHY INC NOTE 3.750% 5/0 88830RAB7 3778 4454000 SH SOLE 4454000 0 0 DEALERTRACK TECHNOLOGIES INC NOTE 1.500% 3/1 242309AB8 12059 8500000 SH SOLE 8500000 0 0 TTM TECHNOLOGIES INC NOTE 1.750%12/1 87305RAD1 3322 3000000 SH SOLE 3000000 0 0 TAKE-TWO INTERACTIVE SOFTWAR NOTE 1.000% 7/0 874054AD1 8575 7000000 SH SOLE 7000000 0 0 VOLCANO CORPORATION NOTE 1.750%12/0 928645AB6 4027 4050000 SH SOLE 4050000 0 0 VOLCANO CORPORATION NOTE 2.875% 9/0 928645AA8 3305 3272000 SH SOLE 3272000 0 0 BARCLAYS BK PLC IPATH S&P MT ETN 06740C519 353 23300 SH SOLE 23300 0 0 WEBMD HEALTH CORP NOTE 2.250% 3/3 94770VAH5 6299 6175000 SH SOLE 6175000 0 0 WABASH NATL CORP NOTE 3.375% 5/0 929566AH0 8055 5800000 SH SOLE 5800000 0 0 WEB COM GROUP INC NOTE 1.000% 8/1 94733AAA2 9886 8400000 SH SOLE 8400000 0 0 HORSEHEAD HLDG CORP NOTE 3.800% 7/0 440694AB3 10070 7750000 SH SOLE 7750000 0 0