CHIEF INVESTMENT OFFICER

0001062993-13-005184.txt : 20131024 0001062993-13-005184.hdr.sgml : 20131024 20131024124348 ACCESSION NUMBER: 0001062993-13-005184 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131024 DATE AS OF CHANGE: 20131024 EFFECTIVENESS DATE: 20131024 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mohican Financial Management, LLC CENTRAL INDEX KEY: 0001367663 IRS NUMBER: 450533557 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12023 FILM NUMBER: 131167517 BUSINESS ADDRESS: STREET 1: 21 RAILROAD AVE, SUITE 35 CITY: COOPERSTOWN STATE: NY ZIP: 13326 BUSINESS PHONE: 6075471357 MAIL ADDRESS: STREET 1: 21 RAILROAD AVE, SUITE 35 CITY: COOPERSTOWN STATE: NY ZIP: 13326 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001367663 XXXXXXXX 09-30-2013 09-30-2013 Mohican Financial Management, LLC

21 RAILROAD AVE, SUITE 35 COOPERSTOWN NY 13326

13F HOLDINGS REPORT 028-12023 N ERIC C. HAGE CHIEF INVESTMENT OFFICER 607.547.1357 ERIC HAGE COOPERSTOWN NY 10-24-2013 0 56 438849 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ALTRA HOLDINGS INC NOTE 2.750% 3/0 02208RAE6 10699 9000000 SH SOLE 9000000 0 0 AAR CORP NOTE 2.250% 3/0 000361AM7 4737 4615000 SH SOLE 4615000 0 0 AKORN INC NOTE 3.500% 6/0 009728AB2 13269 5780000 SH SOLE 5780000 0 0 ACCURAY INC NOTE 3.750% 8/0 004397AB1 9218 8800000 SH SOLE 8800000 0 0 ARRAY BIOPHARMA INC NOTE 3.000% 6/0 04269XAA3 6889 6000000 SH SOLE 6000000 0 0 ASCENT CAP GROUP INC NOTE 4.000% 7/1 043632AA6 2102 2000000 SH SOLE 2000000 0 0 BRISTOW GROUP INC NOTE 3.000% 6/1 110394AC7 2277 1859000 SH SOLE 1859000 0 0 CACI INTL INC NOTE 2.125% 5/0 127190AD8 9241 7248000 SH SOLE 7248000 0 0 CUBIST PHARMACEUTICALS INC NOTE 2.500%11/0 229678AD9 11247 5000000 SH SOLE 5000000 0 0 CADENCE DESIGN SYSTEM INC NOTE 2.625% 6/0 127387AJ7 8144 4475000 SH SOLE 4475000 0 0 CHEMED CORP NEW NOTE 1.875% 5/1 16359RAC7 6274 6000000 SH SOLE 6000000 0 0 COBALT INTL ENERGY INC NOTE 2.625%12/0 19075FAA4 4230 4000000 SH SOLE 4000000 0 0 COMTECH TELECOMMUNICATIONS C NOTE 3.000% 5/0 205826AF7 9158 9000000 SH SOLE 9000000 0 0 COVANTA HLDG CORP NOTE 3.250% 6/0 22282EAC6 8266 6000000 SH SOLE 6000000 0 0 ENCORE CAP GROUP INC NOTE 3.000%11/2 292554AC6 6975 4500000 SH SOLE 4500000 0 0 ENDO HEALTH SOLUTIONS INC NOTE 1.750% 4/1 29264FAB2 7925 5000000 SH SOLE 5000000 0 0 ENERSYS NOTE 3.375% 6/0 29275YAA0 15469 10000000 SH SOLE 10000000 0 0 EQUINIX INC NOTE 3.000%10/1 29444UAG1 15024 9000000 SH SOLE 9000000 0 0 FORESTAR GROUP INC NOTE 3.750% 3/0 346232AB7 8107 7000000 SH SOLE 7000000 0 0 GENCO SHIPPING & TRADING LTD NOTE 5.000% 8/1 36869MAA3 924 2000000 SH SOLE 2000000 0 0 GREEN PLAINS RENEWABLE ENERG NOTE 5.750%11/0 393222AB0 5808 4500000 SH SOLE 4500000 0 0 GT ADVANCED TECHNOLOGIES INC NOTE 3.000%10/0 36191UAA4 11237 8623000 SH SOLE 8623000 0 0 HOME INNS & HOTELS MGMT INC NOTE 2.000%12/1 43713WAB3 4946 5237000 SH SOLE 5237000 0 0 INTERDIGITAL INC NOTE 2.500% 3/1 458660AB3 4688 4478000 SH SOLE 4478000 0 0 JAKKS PAC INC NOTE 4.500%11/0 47012EAD8 2070 2244000 SH SOLE 2244000 0 0 AIRTRAN HLDGS INC NOTE 5.250%11/0 00949PAD0 13233 8907000 SH SOLE 8907000 0 0 MENTOR GRAPHICS CORP SDCV 4.000% 4/0 587200AK2 11790 9000000 SH SOLE 9000000 0 0 M/I HOMES INC NOTE 3.250% 9/1 55292PAA3 6311 5500000 SH SOLE 5500000 0 0 MOLINA HEALTHCARE INC NOTE 3.750%10/0 60855RAA8 12250 10000000 SH SOLE 10000000 0 0 NAVISTAR INTL CORP NEW NOTE 3.000%10/1 63934EAL2 8105 8000000 SH SOLE 8000000 0 0 ON SEMICONDUCTOR CORP NOTE 2.625%12/1 682189AH8 2161 2000000 SH SOLE 2000000 0 0 PRICELINE COM INC NOTE 1.250% 3/1 741503AN6 17286 5200000 SH SOLE 5200000 0 0 PHOTRONICS INC NOTE 3.250% 4/0 719405AH5 10703 9708000 SH SOLE 9708000 0 0 PHOTRONICS INC NOTE 5.500%10/0 719405AF9 5621 3450000 SH SOLE 3450000 0 0 INSULET CORP NOTE 3.750% 6/1 45784PAC5 4339 3000000 SH SOLE 3000000 0 0 PROSHARES TR PSHS ULSHT 7-10Y 74347R313 5844 20000000 SH SOLE 20000000 0 0 REGIS CORP MINN NOTE 5.000% 7/1 758932AA5 8805 8000000 SH SOLE 8000000 0 0 RTI INTL METALS INC NOTE 1.625%10/1 74973WAB3 8280 8000000 SH SOLE 8000000 0 0 STANDARD PAC CORP NEW NOTE 1.250% 8/0 85375CBC4 7402 6000000 SH SOLE 6000000 0 0 STEEL DYNAMICS INC NOTE 5.125% 6/1 858119AP5 4911 4500000 SH SOLE 4500000 0 0 TELEFLEX INC NOTE 3.875% 8/0 879369AA4 8449 6000000 SH SOLE 6000000 0 0 THERAVANCE INC NOTE 2.125% 1/1 88338TAB0 4716 2900000 SH SOLE 2900000 0 0 TITAN MACHY INC NOTE 3.750% 5/0 88830RAB7 5976 6724000 SH SOLE 6724000 0 0 DEALERTRACK TECHNOLOGIES INC NOTE 1.500% 3/1 242309AB8 5170 4000000 SH SOLE 4000000 0 0 TESLA MTRS INC NOTE 1.500% 6/0 88160RAA9 3370 2000000 SH SOLE 2000000 0 0 TAKE-TWO INTERACTIVE SOFTWAR NOTE 1.000% 7/0 874054AD1 6615 6000000 SH SOLE 6000000 0 0 UNITED RENTALS INC NOTE 4.000%11/1 911363AL3 30864 5900000 SH SOLE 5900000 0 0 VOLCANO CORPORATION NOTE 1.750%12/0 928645AB6 5205 5035000 SH SOLE 5035000 0 0 VOLCANO CORPORATION NOTE 2.875% 9/0 928645AA8 3644 3372000 SH SOLE 3372000 0 0 VIROPHARMA INC NOTE 2.000% 3/1 928241AH1 21986 10259000 SH SOLE 10259000 0 0 BARCLAYS BK PLC IPATH S&P MT ETN 06740C519 4612 24600000 SH SOLE 24600000 0 0 WEBMD HEALTH CORP NOTE 2.250% 3/3 94770VAH5 6052 6175000 SH SOLE 6175000 0 0 WABASH NATL CORP NOTE 3.375% 5/0 929566AH0 2611 2000000 SH SOLE 2000000 0 0 WEB COM GROUP INC NOTE 1.000% 8/1 94733AAA2 4543 4000000 SH SOLE 4000000 0 0 HORSEHEAD HLDG CORP NOTE 3.800% 7/0 440694AB3 9071 8394000 SH SOLE 8394000 0 0