0001181431-14-034687.txt : 20141022
0001181431-14-034687.hdr.sgml : 20141022
20141022190247
ACCESSION NUMBER: 0001181431-14-034687
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141020
FILED AS OF DATE: 20141022
DATE AS OF CHANGE: 20141022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DAKOTA PLAINS HOLDINGS, INC.
CENTRAL INDEX KEY: 0001367311
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-PETROLEUM BULK STATIONS & TERMINALS [5171]
IRS NUMBER: 202543857
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 294 GROVE LANE EAST
CITY: WAYZATA
STATE: MN
ZIP: 55391
BUSINESS PHONE: 952-473-9950
MAIL ADDRESS:
STREET 1: 294 GROVE LANE EAST
CITY: WAYZATA
STATE: MN
ZIP: 55391
FORMER COMPANY:
FORMER CONFORMED NAME: MCT HOLDING CORP
DATE OF NAME CHANGE: 20060623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DeRosa William Thomas Jr.
CENTRAL INDEX KEY: 0001607229
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36493
FILM NUMBER: 141168540
MAIL ADDRESS:
STREET 1: 53 FOREST AVENUE
STREET 2: 1ST FLOOR
CITY: OLD GREENWICH
STATE: CT
ZIP: 06870
4
1
rrd417809.xml
DEROSA, BILL FORM 4 - 10-22-14
X0306
4
2014-10-20
0
0001367311
DAKOTA PLAINS HOLDINGS, INC.
DAKP
0001607229
DeRosa William Thomas Jr.
294 GROVE LANE EAST
WAYZATA
MN
55391
1
0
0
0
Common Stock
2014-10-20
4
P
0
25000
1.9636
A
3957026
I
In accounts advised by Lone Star Value Management, LLC
Common Stock
2014-10-21
4
P
0
25000
1.9495
A
3982026
I
In accounts advised by Lone Star Value Management, LLC
Common Stock
2014-10-22
4
P
0
17974
1.9543
A
4000000
I
In accounts advised by Lone Star Value Management, LLC
The purchases of shares reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Investors, LP on August 13, 2014.
The price reported is a weighted average price. These 25,000 shares were purchased in multiple transactions on October 20, 2014 at prices ranging from $1.925 to $1.98 per share by Lone Star Value Investors, LP, for whom Lone Star Value Management, LLC acts as an investment manager. The reporting person undertakes to provide the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased.
The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
The price reported is a weighted average price. These 25,000 shares were purchased in multiple transactions on October 21, 2014 at prices ranging from $1.91 to $1.98 per share by Lone Star Value Investors, LP, for whom Lone Star Value Management, LLC acts as an investment manager. The reporting person undertakes to provide the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased.
The price reported is a weighted average price. These 17,974 shares were purchased in multiple transactions on October 22, 2014 at prices ranging from $1.90 to $1.97 per share by Lone Star Value Investors, LP, for whom Lone Star Value Management, LLC acts as an investment manager. The reporting person undertakes to provide the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased.
James L. Thornton, attorney-in-fact
2014-10-22