0001683168-17-000521.txt : 20170308 0001683168-17-000521.hdr.sgml : 20170308 20170308162631 ACCESSION NUMBER: 0001683168-17-000521 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170306 FILED AS OF DATE: 20170308 DATE AS OF CHANGE: 20170308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sonoma Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001367083 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 680423298 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1129 N. MCDOWELL BLVD. CITY: PETALUMA STATE: CA ZIP: 94954 BUSINESS PHONE: 707-283-0550 MAIL ADDRESS: STREET 1: 1129 N. MCDOWELL BLVD. CITY: PETALUMA STATE: CA ZIP: 94954 FORMER COMPANY: FORMER CONFORMED NAME: Oculus Innovative Sciences, Inc. DATE OF NAME CHANGE: 20060622 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Umscheid Marc CENTRAL INDEX KEY: 0001690752 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33216 FILM NUMBER: 17675388 MAIL ADDRESS: STREET 1: OCULUS INNOVATIVE SCIENCES, INC. STREET 2: 1129 N. MCDOWELL BLVD. CITY: PETALUMA STATE: CA ZIP: 94954 4 1 umscheid_f4-030617.xml OWNERSHIP DOCUMENT X0306 4 2017-03-06 0 0001367083 Sonoma Pharmaceuticals, Inc. SNOA 0001690752 Umscheid Marc C/O SONOMA PHARMACEUTICALS 1129 NORTH MCDOWELL BLVD. PETALUMA CA 94954 0 1 0 0 Chief Strategy/Mkt Officer Common Stock, par value $0.0001 per share 2017-03-06 4 P 0 750 6.82 A 750 D /s/ Robert Miller as attorney-in-fact 2017-03-08