0001683168-17-000521.txt : 20170308
0001683168-17-000521.hdr.sgml : 20170308
20170308162631
ACCESSION NUMBER: 0001683168-17-000521
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170306
FILED AS OF DATE: 20170308
DATE AS OF CHANGE: 20170308
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sonoma Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0001367083
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 680423298
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 1129 N. MCDOWELL BLVD.
CITY: PETALUMA
STATE: CA
ZIP: 94954
BUSINESS PHONE: 707-283-0550
MAIL ADDRESS:
STREET 1: 1129 N. MCDOWELL BLVD.
CITY: PETALUMA
STATE: CA
ZIP: 94954
FORMER COMPANY:
FORMER CONFORMED NAME: Oculus Innovative Sciences, Inc.
DATE OF NAME CHANGE: 20060622
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Umscheid Marc
CENTRAL INDEX KEY: 0001690752
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33216
FILM NUMBER: 17675388
MAIL ADDRESS:
STREET 1: OCULUS INNOVATIVE SCIENCES, INC.
STREET 2: 1129 N. MCDOWELL BLVD.
CITY: PETALUMA
STATE: CA
ZIP: 94954
4
1
umscheid_f4-030617.xml
OWNERSHIP DOCUMENT
X0306
4
2017-03-06
0
0001367083
Sonoma Pharmaceuticals, Inc.
SNOA
0001690752
Umscheid Marc
C/O SONOMA PHARMACEUTICALS
1129 NORTH MCDOWELL BLVD.
PETALUMA
CA
94954
0
1
0
0
Chief Strategy/Mkt Officer
Common Stock, par value $0.0001 per share
2017-03-06
4
P
0
750
6.82
A
750
D
/s/ Robert Miller as attorney-in-fact
2017-03-08