0001366561-23-000124.txt : 20231117 0001366561-23-000124.hdr.sgml : 20231117 20231117182811 ACCESSION NUMBER: 0001366561-23-000124 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231115 FILED AS OF DATE: 20231117 DATE AS OF CHANGE: 20231117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marshall Jolene Lau CENTRAL INDEX KEY: 0001892823 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38464 FILM NUMBER: 231420335 MAIL ADDRESS: STREET 1: C/O SMARTSHEET INC. STREET 2: 10500 NE 8TH STREET, #1 CITY: BELLEVUE STATE: WA ZIP: 98004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMARTSHEET INC CENTRAL INDEX KEY: 0001366561 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 202954357 STATE OF INCORPORATION: WA FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 500 108TH AVE NE STREET 2: SUITE 200 CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 844-324-2360 MAIL ADDRESS: STREET 1: 500 108TH AVE NE STREET 2: SUITE 200 CITY: BELLEVUE STATE: WA ZIP: 98004 FORMER COMPANY: FORMER CONFORMED NAME: SMARTSHEET.COM INC DATE OF NAME CHANGE: 20060619 4 1 wk-form4_1700263682.xml FORM 4 X0508 4 2023-11-15 0 0001366561 SMARTSHEET INC SMAR 0001892823 Marshall Jolene Lau C/O SMARTSHEET INC. 500 108TH AVENUE NE #200 BELLEVUE WA 98004 0 1 0 0 Chief Legal Officer 1 Class A Common Stock 2023-11-15 4 M 0 715 A 6575 D Class A Common Stock 2023-11-15 4 M 0 465 A 7040 D Class A Common Stock 2023-11-15 4 M 0 1602 A 8642 D Class A Common Stock 2023-11-15 4 M 0 12872 A 21514 D Class A Common Stock 2023-11-15 4 F 0 4564 41.99 D 16950 D Class A Common Stock 2023-11-16 4 S 0 2102 41.66 D 14848 D Restricted Stock Units (RSU) (Class A) 2023-11-15 4 M 0 715 0 D 2030-03-16 Class A Common Stock 715 716 D Restricted Stock Units (RSU) (Class A) 2023-11-15 4 M 0 465 0 D 2031-03-19 Class A Common Stock 465 2324 D Restricted Stock Units (RSU) (Class A) 2023-11-15 4 M 0 1602 0 D 2031-12-07 Class A Common Stock 1602 12818 D Restricted Stock Units (RSU) (Class A) 2023-11-15 4 M 0 12872 0 D 2032-12-06 Class A Common Stock 12872 25747 D Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. Represents the number of shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person. The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on June 26, 2023. The RSUs vested as to 25% of the total shares on February 15, 2021, and then 6.25% of the total shares vest quarterly thereafter, subject to continued service through each vesting date. The RSUs vested as to 25% of the total shares on February 15, 2022, and then 6.25% of the total shares vest quarterly thereafter, subject to continued service through each vesting date. The RSUs vested as to 25% of the total shares on November 15, 2022, and then 6.25% of the total shares vest quarterly thereafter, subject to continued service through each vesting date. The RSUs vest as to 33.3% of the total shares on November 15, 2023, and then 8.33% of the total shares shall vest quarterly thereafter, subject to continued service through each vesting date. /s/ Jolene Marshall 2023-11-17