0001366561-23-000124.txt : 20231117
0001366561-23-000124.hdr.sgml : 20231117
20231117182811
ACCESSION NUMBER: 0001366561-23-000124
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231115
FILED AS OF DATE: 20231117
DATE AS OF CHANGE: 20231117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Marshall Jolene Lau
CENTRAL INDEX KEY: 0001892823
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38464
FILM NUMBER: 231420335
MAIL ADDRESS:
STREET 1: C/O SMARTSHEET INC.
STREET 2: 10500 NE 8TH STREET, #1
CITY: BELLEVUE
STATE: WA
ZIP: 98004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMARTSHEET INC
CENTRAL INDEX KEY: 0001366561
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 202954357
STATE OF INCORPORATION: WA
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 500 108TH AVE NE
STREET 2: SUITE 200
CITY: BELLEVUE
STATE: WA
ZIP: 98004
BUSINESS PHONE: 844-324-2360
MAIL ADDRESS:
STREET 1: 500 108TH AVE NE
STREET 2: SUITE 200
CITY: BELLEVUE
STATE: WA
ZIP: 98004
FORMER COMPANY:
FORMER CONFORMED NAME: SMARTSHEET.COM INC
DATE OF NAME CHANGE: 20060619
4
1
wk-form4_1700263682.xml
FORM 4
X0508
4
2023-11-15
0
0001366561
SMARTSHEET INC
SMAR
0001892823
Marshall Jolene Lau
C/O SMARTSHEET INC.
500 108TH AVENUE NE #200
BELLEVUE
WA
98004
0
1
0
0
Chief Legal Officer
1
Class A Common Stock
2023-11-15
4
M
0
715
A
6575
D
Class A Common Stock
2023-11-15
4
M
0
465
A
7040
D
Class A Common Stock
2023-11-15
4
M
0
1602
A
8642
D
Class A Common Stock
2023-11-15
4
M
0
12872
A
21514
D
Class A Common Stock
2023-11-15
4
F
0
4564
41.99
D
16950
D
Class A Common Stock
2023-11-16
4
S
0
2102
41.66
D
14848
D
Restricted Stock Units (RSU) (Class A)
2023-11-15
4
M
0
715
0
D
2030-03-16
Class A Common Stock
715
716
D
Restricted Stock Units (RSU) (Class A)
2023-11-15
4
M
0
465
0
D
2031-03-19
Class A Common Stock
465
2324
D
Restricted Stock Units (RSU) (Class A)
2023-11-15
4
M
0
1602
0
D
2031-12-07
Class A Common Stock
1602
12818
D
Restricted Stock Units (RSU) (Class A)
2023-11-15
4
M
0
12872
0
D
2032-12-06
Class A Common Stock
12872
25747
D
Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
Represents the number of shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person.
The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on June 26, 2023.
The RSUs vested as to 25% of the total shares on February 15, 2021, and then 6.25% of the total shares vest quarterly thereafter, subject to continued service through each vesting date.
The RSUs vested as to 25% of the total shares on February 15, 2022, and then 6.25% of the total shares vest quarterly thereafter, subject to continued service through each vesting date.
The RSUs vested as to 25% of the total shares on November 15, 2022, and then 6.25% of the total shares vest quarterly thereafter, subject to continued service through each vesting date.
The RSUs vest as to 33.3% of the total shares on November 15, 2023, and then 8.33% of the total shares shall vest quarterly thereafter, subject to continued service through each vesting date.
/s/ Jolene Marshall
2023-11-17