X0306
4
2019-05-13
0
0001366527
Carbon Black, Inc.
CBLK
0001728317
Viscuso Michael
C/O CARBON BLACK, INC.
1100 WINTER STREET
WALTHAM
MA
02451
0
1
0
0
Chief Strategy Officer
Common Stock
2019-05-13
4
S
0
34129
18.3662
D
772003
I
By Legion Capital, LLC
Common Stock
2019-05-13
4
S
0
15871
18.6949
D
756132
I
By Legion Capital, LLC
Common Stock
304479
D
Automatic sale pursuant to a 10b5-1 trading plan adopted by Legion Capital, LLC on November 15, 2018.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.65 to $18.64, inclusive. The reporting person undertakes to provide to Carbon Black, Inc., any security holder of Carbon Black, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.65 to $18.77, inclusive. The reporting person undertakes to provide to Carbon Black, Inc., any security holder of Carbon Black, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The shares are held directly by Legion Capital, LLC. Kyrus Holdings, Inc. ("Kyrus Holdings") is an entity that controls Legion Capital, LLC. Mr. Viscuso is a member of the board of directors and a minority and non-controlling stockholder of Kyrus Holdings. Mr. Viscuso disclaims beneficial ownership of all shares except to the extent of his pecuniary interest, if any, therein
/s/ Eric Pyenson, attorney-in-fact
2019-05-14